Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Form 144 notice from a holder associated with Robinhood Markets, Inc. (HOOD) reports a proposed sale of 100,000 Class A common shares through Morgan Stanley Smith Barney, with an aggregate market value of $11,092,900 and an approximate sale date of 08/15/2025 on NASDAQ. The filing discloses that the shares were acquired as restricted stock vesting under a registered plan on 06/01/2023 (81,556 shares) and 12/01/2023 (18,444 shares).
The filer also reported three recent sales by the same person totaling 550,000 shares on 05/27/2025, 06/25/2025, and 06/30/2025 generating gross proceeds of $46,040,614.50.
Form 144 filed for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 418,338 common shares through Morgan Stanley Smith Barney LLC on 08/14/2025 with an aggregate market value of $45,439,873.56. The shares were acquired as Founders Shares on 10/04/2018. The filing lists prior sales by Baiju Prafulkumar Bhatt and his living trust in 2025, including multiple 10b5-1 plan executions and open-market sales that generated multi-million dollar gross proceeds, including $156,805,555.79 on 08/01/2025.
Baiju Prafulkumar Bhatt, a director of Robinhood Markets (HOOD), reported that on 08/11/2025 the Baiju Prafulkumar Bhatt Living Trust donated 951,792 shares of Class B Common Stock, which automatically converted into the same number of Class A Common Stock upon execution of the donation. The filing states the donation was a bona fide gift to a donor advised fund. Following the reported transactions the Living Trust is shown as beneficially owning 50,267,528 Class A Common shares.
SEC Form 4 for Robinhood Markets (HOOD) reports that Chief Brokerage Officer Steven M. Quirk disposed of 40,131 Class A shares on 08/05/2025. The stock was sold in multiple trades at prices ranging from $103.29-$107.15, producing a weighted-average price of $104.7081.
After the transaction, Quirk’s direct stake falls to 120,408 shares. The sale was made under a pre-arranged Rule 10b5-1 plan adopted 11/12/2024, which limits concerns about selective information. No derivative activity or additional insider purchases were disclosed.