Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner reported the vesting of restricted stock units and related share movements in Class A Common Stock. On March 1, 2026, 47,658 and 6,186 RSUs were converted into Class A shares at no exercise price, reflecting equity compensation vesting.
Following these conversions, 53,844 Class A shares were acquired and 27,465 Class A shares were disposed of in a transaction coded "F" at $75.85 per share to satisfy tax withholding obligations. A footnote states these withheld shares were retained by Robinhood to cover taxes and do not represent an open-market sale by Pinner.
Footnotes explain that RSUs convert into Class A Common Stock on a one-for-one basis upon vesting, and describe prior RSU grants made on September 18, 2024 for 762,528 RSUs and on March 20, 2025 for 98,983 RSUs under Robinhood’s 2021 Omnibus Incentive Plan, with vesting in equal quarterly installments contingent on continued service.
Robinhood Markets, Inc. reported compensation-related stock activity for Chief Legal Officer Daniel Martin Gallagher Jr. On March 1, 2026, multiple blocks of restricted stock units (RSUs) vested and were converted into Class A common stock on a one-for-one basis. This included the vesting and settlement of 133,587 RSUs, which increased his direct holdings. To cover tax withholding obligations from this vesting, 64,350 Class A shares were withheld by Robinhood at a price of $75.85 per share, and the company notes this does not represent a sale by the reporting person. After these transactions, Gallagher directly held 462,849 shares of Robinhood Class A common stock.
HOOD affiliate filed a notice to sell 30,000 common shares under a Form 144, reflecting proposed disposition of restricted stock units. The filing lists Daniel Martin Gallagher as the reporting person and shows shares outstanding were 790,054,654 as of 03/03/2026.
The excerpt also reports two 10b5-1 plan sales during the past three months: 10,000 shares on 01/05/2026 for $1,215,799 and 10,000 shares on 02/03/2026 for $870,665. The securities to be sold are described as restricted stock units with a grant date of 03/01/2025.
Robinhood Markets, Inc. director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported a planned set of trades in Robinhood stock. On February 23, 2026, the Living Trust converted 65,694 shares of Class B Common Stock into the same number of Class A shares at a stated price of $0.00 per share as a derivative conversion.
Under a Rule 10b5-1 trading plan adopted by the Living Trust on November 13, 2025, the Trust then sold an aggregate of 65,694 Class A shares in multiple open-market transactions, at reported prices such as $71.9346, $72.8063, $74.47, and $74.82 per share. After these transactions, the Living Trust held 47,198,482 shares of Class B Common Stock indirectly, while Bhatt also held 1,798 Class A shares directly.
Robinhood Markets, Inc. filed an Amendment No. 1 to its annual report for the year ended December 31, 2025, to correct EDGAR formatting issues affecting tables and headings. The company states that the amendment does not change any previously reported financial results or other disclosures.
Robinhood describes a broad, technology-driven financial platform spanning commission-free brokerage, options, futures, short selling, cryptocurrency trading, wealth management, Robinhood Gold subscriptions, the Robinhood Gold Card, and Robinhood Banking for qualified customers. It reports an aggregate market value of non‑affiliate common stock of about $71.3 billion as of June 30, 2025, and class A and B shares outstanding totaling over 900 million as of February 11, 2026. The filing outlines growth strategies focused on active traders, wallet share with the next generation, and building a global financial ecosystem across the U.S., U.K., EU, APAC, and other regions.
Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported selling a total of 5,474 shares of Class A Common Stock in open-market transactions on February 17, 2026. The sales were executed in four tranches of 900, 1,160, 2,614 and 800 shares at reported weighted-average prices of $73.4440, $74.6655, $75.5436 and $76.3638 per share, respectively.
These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by the executive on August 20, 2025. Following the reported sales, Verma directly owned 51,771 shares of Robinhood Class A Common Stock.
Robinhood Markets, Inc. files its annual report describing how it is building a technology-driven financial platform around brokerage, crypto trading, banking, credit and wealth management, with a mission to “democratize finance for all.” The company emphasizes mobile-first design, a vertically integrated tech stack and self-clearing operations.
Robinhood details products such as commission-free stock and options trading, short selling, Robinhood Legend for active traders, U.K. brokerage, EU stock tokens, extensive crypto trading and custody, a self-custody Web3 wallet, Robinhood Gold subscriptions, a Gold credit card, Robinhood Banking, and managed portfolios via Robinhood Strategies and TradePMR. The report highlights AI tools like Robinhood Cortex, expansion into Europe and APAC, and a complex global regulatory environment spanning broker-dealer, money transmitter, banking-as-a-service, crypto, futures and data-privacy rules.
Robinhood Markets (HOOD) shareholder Shiv Verma has filed a Form 144 indicating an intent to sell 21,784 shares of common stock. The planned sale is through Morgan Stanley Smith Barney LLC on NASDAQ, with an approximate sale date of 02/17/2026 and an aggregate market value of $1,654,930.48.
The shares to be sold were acquired as restricted stock units on 12/01/2024 from the issuer. The notice also lists recent Rule 10b5-1 sales by Shiv Verma over the past three months: 5,474 shares on 01/15/2026 for $630,106.94, 5,475 shares on 12/15/2025 for $649,285.69, and 3,133 shares on 11/24/2025 for $344,723.99. Common shares outstanding were 786,356,025 at the time noted.
Robinhood Markets’ Chief Financial Officer Shiv Verma filed an initial ownership report showing 57,245 shares of Class A Common Stock held directly. The Form 3 reflects Verma’s beneficial ownership position as of February 6, 2026 and does not detail any specific purchase or sale transactions.