Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood Markets, Inc. (HOOD) – Form 4 filing for CEO & Co-Founder Vladimir Tenev
On 18 June 2025 Mr. Tenev settled 4,149,549 market-based performance stock units (PSUs) that convert one-for-one into Class A common stock after the company met the $50.75 share-price milestone. Immediately upon settlement, 2,105,333 shares were withheld by the company to satisfy statutory tax obligations (transaction code F at an indicated price of $78.35). No open-market sale occurred.
The remaining 2,044,216 Class A shares were exchanged into 2,044,216 Class B shares on 20 June 2025 under a pre-IPO equity exchange right (transaction code D). Class B shares carry 10-to-1 voting power versus Class A and are convertible back at the holder’s election or upon specified events. After these transactions, Mr. Tenev directly owns 48,117,360 derivative securities (largely PSUs/RSUs) and 6,915,914 unexercised PSUs; he also reports 6,907 Class A shares held indirectly through a living trust.
Key takeaways for investors: (1) The filing reflects achievement of a significant share-price target in the 2019 PSU grant, suggesting alignment with shareholder value creation. (2) All share movements were either tax-related or designed to preserve the founder’s voting control; no discretionary selling into the open market occurred. (3) While 2.1 million shares were withheld (slightly dilutive), the net economic stake of the CEO increased through the addition of Class B shares.