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Robinhood (HOOD) CFO Shiv Verma reports holding 57,245 Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Robinhood Markets’ Chief Financial Officer Shiv Verma filed an initial ownership report showing 57,245 shares of Class A Common Stock held directly. The Form 3 reflects Verma’s beneficial ownership position as of February 6, 2026 and does not detail any specific purchase or sale transactions.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Verma Shiv

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/06/2026
3. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 57,245 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
/s/ Matthew Yorkavich, attorney-in- fact for Shiv Verma 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing by Robinhood (HOOD) CFO Shiv Verma show?

The filing shows Shiv Verma beneficially owns 57,245 shares of Robinhood Class A Common Stock held directly as of February 6, 2026. Form 3 is an initial ownership report required for company insiders under U.S. securities regulations.

Is Robinhood (HOOD) CFO Shiv Verma buying or selling stock in this Form 3?

The Form 3 does not report a buy or sell transaction; it reports Verma’s initial beneficial ownership of 57,245 Class A shares. Form 3 filings typically establish an insider’s baseline holdings when they first become subject to reporting.

How many Robinhood (HOOD) shares does CFO Shiv Verma directly own?

Shiv Verma directly owns 57,245 shares of Robinhood Class A Common Stock according to the Form 3. The ownership is listed as direct (D) and reflects his beneficial holdings as of the event date, February 6, 2026.

What is the significance of a Form 3 filing for Robinhood (HOOD) insiders?

Form 3 is an initial statement of beneficial ownership filed when a person becomes an insider, such as an officer or director. It discloses baseline holdings, here showing Robinhood CFO Shiv Verma’s 57,245 Class A shares owned directly.

Does Robinhood (HOOD) CFO Shiv Verma report any derivative securities on this Form 3?

Table II for derivative securities shows no entries in this Form 3. That means only non-derivative holdings are disclosed, specifically Verma’s 57,245 shares of Robinhood Class A Common Stock held directly as of February 6, 2026.
Robinhood Markets, Inc.

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