Robinhood Markets, Inc. Form 4 Filings

Robinhood Markets, Inc. Chief Executive Officer Vladimir Tenev reported a sale transaction on October 5, 2026, involving 375,000 Class B shares that automatically converted into Class A shares upon execution. He reported Class A sales of 158,911 shares at a weighted-average price of $113.2356 per share, 193,897 at $113.9682 per share, and 22,192 at $114.9537 per share; the sales were made under a Rule 10b5-1 plan adopted September 5, 2025. After the conversion, his reported Class B holdings were 47,419,572 shares; a separate entry lists 6,907 Class A shares held indirectly through a Living Trust.

Robinhood Markets, Inc. director Meyer Malka converted 822 restricted stock units into 822 Class A common shares on October 1, 2026; 2,467 RSUs remained after the conversion. The RSUs came from a 3,289-unit grant made June 2, 2026. One-fourth vested on October 1, with later installments subject to continued service and accelerated vesting in certain circumstances.

On September 30, 2026, Malka was automatically granted 144 fully vested shares in lieu of cash fees, based on a closing price of $112.50 per share. Reported indirect holdings included 3,924,427 shares held by Bullfrog Capital, L.P., 3,976,234 shares associated with the Aphrodite Trusts, Malka Trust, Tibbir Trust and Lassen Residential LLC, and 102,183 shares held by Tibbir Holdings LLC. Malka disclaimed beneficial ownership of these shares except to the extent of any pecuniary interest.

Robinhood Markets, Inc. director John William Hegeman acquired 144 shares of Class A Common Stock through an automatic director-fee grant on September 30, 2026. The grant was made in lieu of cash fees under the Non-Employee Director Compensation Program and the 2021 Omnibus Incentive Plan, based on the September 30 closing price of $112.50 per share. The shares were fully vested upon grant, but under a deferral election they will be delivered upon the earliest of December 1, 2035, termination, his death or disability, or a change in control of Robinhood.

Robinhood Markets, Inc. director Christopher D. Payne was automatically granted 211 shares of Class A Common Stock on September 30, 2026, in lieu of cash fees, based on the stock’s $112.50 closing price that day. The shares were fully vested upon grant. Under a deferral election, they will be delivered upon the earliest of January 1, 2035, Payne’s death or disability, or a change in control of Robinhood. His reported direct holdings following the award were 221 shares; a separate holding entry lists 26,500 shares held indirectly by trust.

Robinhood Markets, Inc. director Susan Segal received an automatic award of 216 shares of Class A Common Stock on September 30, 2026, in lieu of cash quarterly director fees. The grant was based on the September 30 closing price of $112.50 per share and was made under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The shares were fully vested upon grant, but a deferral election postpones delivery until the earliest of termination of service, death or disability, or a change in control.

Robinhood Markets, Inc. director Robert B. Zoellick reported the vesting and settlement of 822 restricted stock units on October 1, 2026, converting into 822 Class A common shares on a one-for-one basis. After the transaction, he directly held 102,872 Class A common shares and 2,467 restricted stock units. The units were part of a 3,289-RSU grant made June 2, 2026.

Robinhood Markets, Inc. director Oluwadara Johnson Treseder converted 822 restricted stock units into 822 Class A common shares on October 1, 2026; the units convert one-for-one upon vesting and settlement. After the transactions, she directly held 71,389 Class A shares and 2,467 RSUs. Her 3,289 RSUs were granted June 2, 2026, and one-fourth vested October 1, subject to continued service through each vesting date and accelerated vesting in certain circumstances.

Robinhood Markets, Inc. director Jonathan Rubinstein received a grant of 333 Class A shares on September 30, 2026, in lieu of cash quarterly director fees; the grant was fully vested upon grant and based on a closing price of $112.50 per share. On October 1, 2026, 822 RSUs converted into 822 Class A shares, leaving 2,467 RSUs. He also reported 150,133 Class A shares held indirectly through a trust as of September 30, 2026.

Robinhood Markets, Inc. director Paula Loop reported converting 822 restricted stock units into 822 Class A shares on October 1, 2026, when one-fourth of the 3,289 RSUs granted June 2 vested. After the transaction, her direct holdings were 64,496 Class A shares and 2,467 RSUs. The remaining RSUs are scheduled to vest in three equal quarterly installments, subject to continued service and accelerated vesting in certain circumstances.

Robinhood Markets, Inc. director Baiju Bhatt received 111 shares of Class A Common Stock on September 30, 2026, in lieu of cash director fees; the shares were fully vested upon grant and based on a September 30 closing price of $112.50 per share. On October 1, 822 RSUs vested and settled one-for-one in Class A Common Stock, with 2,467 RSUs reported afterward from the award. The remaining RSUs vest in three equal quarterly installments, subject to continued service, with accelerated vesting possible in certain circumstances.

Robinhood Markets, Inc. CEO Vladimir Tenev sold 240,834 shares on September 22, 2026. The shares automatically converted from Class B to Class A upon execution of the sale; the reported sales were 239,532 shares at a weighted-average price of $125.3282 and 1,302 shares at $126.1408. Both sales were made under a Rule 10b5-1 plan adopted September 5, 2025. The reported post-transaction Class B holding was 47,794,572 shares; 6,907 Class A shares were held indirectly through his living trust.

Robinhood Markets, Inc. CEO Vladimir Tenev converted 259,166 Class B shares into Class A shares on September 21, 2026; the conversion occurred automatically when the shares were sold. He reported sales of 248,136 Class A shares at a weighted-average $125.5528 per share and 11,030 shares at $126.1489 per share. The transactions were made under a Rule 10b5-1 plan adopted September 5, 2025. His reported Class B holdings following the transaction were 48,035,406 shares.

Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold a total of 11,472 shares of Class A Common Stock on September 15, 2026 in a series of open-market transactions under a Rule 10b5-1 trading plan adopted on August 20, 2025.

The reported weighted-average sale prices for the individual trades ranged from about $106.18 to $112.83 per share, with no post-transaction share balance disclosed in this filing.

Robinhood Markets, Inc. director Baiju Bhatt, through the Baiju Bhatt Living Trust, converted 43,373 shares of Class B Common Stock into the same number of Class A shares on September 10, 2026, then sold 43,373 Class A shares in multiple transactions at weighted-average prices between about $112.77 and $116.26, pursuant to a pre‑established Rule 10b5-1 trading plan. Following these transactions, the Living Trust held 46,805,566 Class B shares, and Bhatt also held 3,703 Class A shares directly.

Robinhood Markets, Inc. (HOOD) director Treseder Oluwadara Johnson reported selling 1,875 shares of Class A Common Stock on September 8, 2026 at $125.00 per share in an open market or private transaction. The sale was effected under a Rule 10b5-1 trading plan adopted on December 9, 2025, and Johnson now holds 70,567 shares directly.

Robinhood Markets, Inc. (HOOD) reported that Chief Brokerage Officer Steven M. Quirk sold a total of 24,416 shares of Class A common stock on September 3, 2026 in a series of open-market transactions. The sales were made under a Rule 10b5-1 trading plan adopted on November 19, 2025, at prices within intraday ranges from about $113.24 to $124.78 per share.

Robinhood Markets, Inc. (HOOD) reported that its Chief Legal Officer, Daniel Martin Gallagher Jr., sold 10,000 shares of Class A Common Stock on September 3, 2026, in a series of open-market transactions at prices ranging from about $113.45 to $124.62 per share.

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025, and several trades were executed in multiple lots at weighted-average prices, with full trade details available to regulators and shareholders upon request. Post-transaction share holdings are not stated in this filing.

Robinhood Markets, Inc. (HOOD) reported that Chief Accounting Officer Dara Bazzano had 6,977 restricted stock units (RSUs) vest and convert into an equal number of shares of Class A Common Stock on September 1, 2026. Of these, 2,504 shares were withheld by Robinhood at $104.81 per share to satisfy tax withholding obligations, which the company states does not represent a sale by Bazzano. Following the transaction, Bazzano continues to hold 34,805 RSUs from this award, with additional tranches scheduled to vest through June 1, 2028; no Rule 10b5-1 trading plan is reported.

Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, had restricted stock units vest and convert into 33,323 shares of Class A Common Stock on September 1, 2026, including 9,692 RSUs from a 2025 grant and 23,631 RSUs from a 2026 grant. Of these, 16,956 shares were withheld by Robinhood at $104.81 per share to satisfy tax withholding obligations in connection with the vesting, which the filing states does not represent a sale by the reporting person. The RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement, and no Rule 10b5-1 trading plan is reported.

Robinhood Markets, Inc. (HOOD) reported that Chief Brokerage Officer Steven M. Quirk had 71,176 restricted stock units vest and convert into an equal number of shares of Class A Common Stock on September 1, 2026. Of these, 31,533 shares were withheld by Robinhood to satisfy tax withholding obligations, characterized as a payment of tax liability rather than an open‑market sale. The vesting relates to multiple RSU grants made between March 2023 and March 2026 under Robinhood’s 2021 Omnibus Incentive Plan.

Robinhood Markets, Inc. (HOOD) reported that Chief Legal Officer Daniel Martin Gallagher Jr had 112,856 Restricted Stock Units vest and convert on September 1, 2026 into an equal number of shares of Class A Common Stock. Of these, 54,309 shares were withheld by Robinhood to satisfy tax withholding obligations and are explicitly stated not to be a sale. The vesting relates to multiple RSU grants made between March 2023 and March 2026 under Robinhood’s 2021 Omnibus Incentive Plan. No Rule 10b5-1 trading plan is reported for these transactions.

Robinhood Markets, Inc. (HOOD), as a ten percent owner of Robinhood Ventures Fund I, reported open-market sales of an aggregate 13,778 Common Shares of Beneficial Interest in the fund on August 27–28, 2026. Reported per-share prices are weighted averages across multiple trades, and the issuer indicates these transactions were effected pursuant to a Rule 10b5-1 trading plan. Footnotes also note that total shares held are adjusted for a prior stock split completed immediately before the fund’s initial public offering.

Robinhood Markets, Inc. (HOOD), as a ten percent owner of Robinhood Ventures Fund I, reported open-market sales of the fund’s Common Shares of Beneficial Interest under a Rule 10b5-1 trading plan. On August 21, 2026, 5,362 shares were sold at a weighted average price of $26.99 per share, and on August 24, 2026, 4,805 shares were sold at a weighted average price of $26.63 per share, across multiple trades within stated price ranges. Footnote disclosure states that reported holdings figures in this context reflect a stock split effective immediately before the initial public offering, in which each share outstanding as of March 5, 2026 was reclassified into 1.0239 shares of beneficial interest.

Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold 3,982 shares of Class A Common Stock on 2026-08-17 in an open market or private transaction at a price of $95.07 per share. The sale was effected under a Rule 10b5-1 trading plan adopted on August 20, 2025. After this transaction, Verma directly held 51,963 shares of Robinhood Class A Common Stock.

Robinhood Markets, Inc. (HOOD) director Baiju Bhatt, through the Baiju Bhatt Living Trust, converted 50,317 shares of Class B Common Stock into the same number of Class A shares on August 14, 2026. The trust then sold all 50,317 Class A shares in open-market transactions under a Rule 10b5-1 trading plan adopted on November 13, 2025.

Following these transactions, the Living Trust held 46,848,939 shares of Class B Common Stock indirectly, and Bhatt held 3,703 shares of Class A Common Stock directly.

Robinhood Markets, Inc. reports that Chief Legal Officer Daniel Martin Gallagher Jr sold 10,000 shares of Class A Common Stock on August 3, 2026, in six transactions reported as “Sale in open market or private transaction,” at weighted-average prices from $86.2788 to $91.8043, pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025.

Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported transactions on July 24, 2026. The trust sold 49,223 shares of Class B Common Stock, which automatically converted into 49,223 shares of Class A Common Stock that were sold in multiple trades at prices ranging from $93.17 to $99.92 under a Rule 10b5-1 trading plan adopted on November 13, 2025. After these transactions, the trust held 46,899,256 shares of Class B Common Stock, and Bhatt directly held 3,703 shares of Class A Common Stock.

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported selling 3,982 shares of Class A Common Stock on July 15, 2026 in four transactions at weighted-average prices between $112.39 and $116.20 per share.

All sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 20, 2025 and executed in multiple trades during the day.

Robinhood Markets, Inc. CEO Vladimir Tenev reported a pre-planned sale of 375,000 shares of Class A Common Stock on July 6, 2026. The shares resulted from the conversion of an equal number of Class B shares and were sold in open-market transactions under a Rule 10b5-1 trading plan at weighted-average prices between $111.69 and $118.63 per share.

Following these transactions, Tenev continues to hold 48,294,572 shares of Class B Common Stock directly and 6,907 shares of Class A Common Stock indirectly through a living trust.

Robinhood Markets, Inc. chief legal officer Daniel Martin Gallagher Jr. sold 10,000 shares of Class A Common Stock in open-market transactions. All sales occurred on July 6, 2026 at prices generally ranging from about $112 to $118 per share, according to the Form 4.

The filing notes these transactions were made under a pre-established Rule 10b5-1 trading plan adopted on August 8, 2025, indicating they were scheduled in advance. Gallagher continues to hold a significant direct position in Robinhood after these sales.

Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk sold 19,377 shares of Class A Common Stock in an open-market transaction on July 2, 2026 at $119.96 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 19, 2025, and Quirk now holds 62,612 shares directly.

Robinhood Markets, Inc. director Treseder Oluwadara Johnson sold Class A Common Stock in a planned transaction. On July 2, 2026, Johnson executed open-market sales totaling 3,750 shares of Class A Common Stock at prices of $120.00 and $115.00 per share.

The filing states these sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.

Robinhood Markets director Paula Loop sold shares in a planned trade. On July 2, 2026, she executed an open-market sale of 8,336 shares of Robinhood Class A common stock at $120.00 per share. After this transaction, she directly holds 63,674 shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on December 2, 2025, indicating the trade was scheduled in advance rather than timed discretionarily.

Malka Meyer reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets, Inc. director Malka Meyer reported an automatic stock award rather than a market trade. On June 30, 2026, he was granted 162 shares of Class A Common Stock under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash director fees, based on a closing price of $100.28 per share. The shares were fully vested on grant.

Following this award, Meyer directly holds 1,974 Class A shares. Additional Robinhood shares are held indirectly through various LLCs, funds and trusts associated with him, and he disclaims beneficial ownership of those indirect positions except to the extent of any pecuniary interest.

Robinhood Markets director-linked entities reported significant share sales and a new options hedge. Trusts associated with director Malka Meyer sold a total of 1,233,808 shares of Class A Common Stock in open-market transactions at weighted-average prices between $103.4194 and $104.3349 per share.

Following these transactions, the Aphrodite Trusts together hold hundreds of thousands of shares, while the Malka Kleiner Revocable Trust holds 3,000,000 shares, with Meyer and family members serving as trustees. Meyer disclaims beneficial ownership beyond any pecuniary interest.

Separately, Bullfrog Capital, an entity associated with Meyer, entered a collar hedging arrangement on August 27, 2025, buying 30,000 European-style FLEX put options with a $100.00 strike and selling 30,000 European-style FLEX call options with a $150.00 strike, physically settled and expiring on December 31, 2027.

Hegeman John William reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets, Inc. director John William Hegeman received an automatic grant of 162 shares of Class A Common Stock as part of the company’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The award was given in lieu of quarterly cash director fees and was fully vested at grant.

The grant value was based on the June 30, 2026 closing price of $100.28 per share. Although vested, delivery of the 162 shares is deferred and will occur upon the earliest of December 1, 2035, termination of service, death or disability, or a change in control of Robinhood.

Payne Christopher D reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets director Christopher D. Payne reported an automatic stock grant and updated holdings. On June 30, 2026, he received 236 shares of Class A Common Stock as compensation under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $100.28 per share. These shares were fully vested on grant but will be delivered later under a deferral election. Following the transaction, Payne directly holds 246 shares and indirectly holds 26,500 shares through a trust.

SEGAL SUSAN reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets director Susan Segal received a stock grant instead of cash fees. On June 30, 2026, she was automatically awarded 243 shares of Class A Common Stock under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan.

The shares were granted at a reference price of $100.28 per share, fully vested on the grant date, and represent her reported direct holdings after the transaction. Delivery of the vested shares is deferred until her board service ends, or upon death, disability, or a change in control of Robinhood.

RUBINSTEIN JONATHAN reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets director Jonathan Rubinstein reported routine equity compensation and updated holdings. He was automatically granted 373 shares of Class A Common Stock on June 30, 2026 under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $100.28 per share. These shares were fully vested upon grant and are held directly. A separate entry reflects 149,760 Class A shares held indirectly by a trust, following a prior transfer of 801 shares that changed only the form of ownership without altering his economic interest.

Bhatt Baiju reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets director Bhatt Baiju received a stock grant instead of cash fees. On June 30, 2026, Baiju was automatically granted 124 shares of Class A Common Stock under Robinhood's Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, based on the $100.28 closing price that day. The shares were fully vested upon grant and increased Baiju's direct holdings to 3,703 Class A shares.

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma reported an open-market sale of Class A Common Stock. Verma sold 3,984 shares on June 15, 2026 at a price of $98.84 per share and now holds 59,927 shares directly.

The transaction was carried out pursuant to a pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance rather than timed discretionarily.

Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported a pre-planned sale of 57,898 shares of Class B Common Stock on June 11, 2026, which automatically converted into the same number of Class A shares upon sale under a Rule 10b5-1 trading plan.

The shares were sold in multiple open-market transactions at weighted-average prices ranging from about $85.97 to $93.46. After these transactions, the Living Trust continued to hold 46,948,479 shares of Class B Common Stock indirectly, while Bhatt directly held 3,579 shares of Class A Common Stock.

Robinhood Markets director Meyer Malka, through a fund he is associated with, reported an open-market purchase of 250,000 shares of Class A common stock on June 5, 2026. The weighted average purchase price was $80.7368 per share, with individual trades between $80.07 and $81.00.

After this purchase, the fund holds 3,924,427 Robinhood shares indirectly. Additional indirect holdings reported include 102,183 shares by an LLC and 3,976,234 shares by various trusts, plus 1,812 shares held directly. Malka disclaims beneficial ownership of these indirect holdings except to the extent of any pecuniary interest.

Robinhood Markets, Inc.’s Chief Legal Officer Daniel Martin Gallagher Jr reported selling a total of 10,000 shares of Class A Common Stock on June 3, 2026 in four open‑market transactions. Individual trades covered 200, 800, 4,200 and 4,800 shares at reported weighted‑average prices of $85.7750, $84.7025, $84.0648 and $83.0796 per share.

Footnotes state these sales were executed under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 8, 2025, and that each price reflects a weighted average for multiple trades within intraday price ranges between $82.53 and $85.80. The filing shows net selling of 10,000 shares with no option exercises.

Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk reported two open-market sales of Class A common stock. He sold 2,297 shares at a weighted-average price of about $86.42 and 8,540 shares at about $85.77, for a total of 10,837 shares sold. According to a footnote, these transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by the officer, indicating they were scheduled in advance rather than timed discretionarily.

Funds affiliated with Robinhood director Malka Meyer increased their position in Robinhood Markets, Inc. Class A Common Stock. On June 3, 2026, Bullfrog Capital, L.P. and related funds purchased 181,000 Class A shares at a weighted average price of $83.4467 per share, bringing their reported holdings to 3,674,427 shares.

Meyer also had 801 restricted stock units convert into 801 Class A shares on June 1, 2026, resulting in 1,812 directly held shares. On June 2, 2026, he received a new grant of 3,289 restricted stock units under Robinhood’s 2021 Omnibus Incentive Plan as his annual non-employee director award. Many of the reported holdings are owned through funds, trusts, and LLCs, and Meyer disclaims beneficial ownership beyond any pecuniary interest.

Robinhood Markets, Inc. director John William Hegeman received a grant of 3,289 restricted stock units (RSUs) as part of the company’s Non-Employee Director Compensation Program. These RSUs represent the director’s annual equity award and convert into Class A common stock on a one-for-one basis when they vest and settle.

One-fourth of the 3,289 RSUs will vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, and the final installment vesting no later than the day before Robinhood’s 2027 annual meeting, all conditioned on continued service and subject to possible accelerated vesting in certain situations. Vested shares will be delivered at the earlier of his service ending with Robinhood, December 1, 2035, his death or disability, or a change in control of the company. Following this grant, he holds 3,289 RSUs directly.

Robinhood Markets, Inc. director Christopher D. Payne reported receiving a grant of 3,289 restricted stock units (RSUs) that will convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. The grant represents his annual award under Robinhood’s Non-Employee Director Compensation Program and was made under the 2021 Omnibus Incentive Plan.

One-fourth of the 3,289 RSUs is scheduled to vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, with the final installment no later than the day before Robinhood’s 2027 annual meeting of stockholders, subject to his continued service. Under a deferral election, vested shares will be delivered upon the earliest of January 1, 2035, his death or disability, or a change in control of Robinhood.

Robinhood Markets, Inc. director Susan Segal received a grant of 3,289 restricted stock units (RSUs). The RSUs were granted on June 2, 2026 under Robinhood's 2021 Omnibus Incentive Plan as her annual award under the Non-Employee Director Compensation Program.

The RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. One-fourth of the 3,289 RSUs will vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, with the final installment vesting no later than the day before Robinhood's 2027 annual meeting of stockholders.

Vesting is subject to her continued service, with potential accelerated vesting in certain circumstances. Vested shares will be delivered to her upon the earliest of her service termination with Robinhood, her death or disability, or a change in control of the company. After this grant, she holds 3,289 RSUs directly.