Robinhood (NASDAQ: HOOD) director receives 162 deferred stock shares

Rhea-AI Filing Summary

Hegeman John William reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets, Inc. director John William Hegeman received an automatic grant of 162 shares of Class A Common Stock as part of the company’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The award was given in lieu of quarterly cash director fees and was fully vested at grant.

The grant value was based on the June 30, 2026 closing price of $100.28 per share. Although vested, delivery of the 162 shares is deferred and will occur upon the earliest of December 1, 2035, termination of service, death or disability, or a change in control of Robinhood.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Hegeman John William

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	162	$0.00	--

Holdings After Transaction: Class A Common Stock — 162 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Director shares granted: 162 shares Reference share price: $100.28 per share Shares after transaction: 162 shares +1 more

4 metrics

Director shares granted 162 shares Automatic grant of Class A Common Stock on June 30, 2026

Reference share price $100.28 per share June 30, 2026 closing price used to calculate fee replacement

Shares after transaction 162 shares Total Class A Common Stock held directly following the grant

Deferred delivery date December 1, 2035 Latest possible date for delivery of vested shares under deferral election

Key Terms

Non-Employee Director Compensation Program, 2021 Omnibus Incentive Plan, fully vested upon grant, change in control

4 terms

Non-Employee Director Compensation Program financial

"the Reporting Person was automatically granted 162 shares ... under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."

2021 Omnibus Incentive Plan financial

"and Robinhood's 2021 Omnibus Incentive Plan."

fully vested upon grant financial

"this grant was made in lieu of cash fees ... and these shares were fully vested upon grant."

change in control financial

"upon the earliest to occur of (1) December 1, 2035, (2) termination, (3) their death or disability, or (4) a change in control of Robinhood."

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 05:17 PM Accepted by SEC EDGAR 07/02/2026 - 05:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hegeman John William

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/30/2026		A		162	A	(1)	162	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On June 30, 2026, the Reporting Person was automatically granted 162 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $100.28 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) December 1, 2035, (2) termination, (3) their death or disability, or (4) a change in control of Robinhood.

Remarks:

	/s/ Maureen Montgomery, attorney-in-fact for John Hegeman	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Robinhood (HOOD) director John William Hegeman report in this Form 4?

John William Hegeman reported receiving a grant of 162 shares of Robinhood Class A Common Stock. The shares were issued under the Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan in lieu of cash fees and were fully vested at grant.

How many Robinhood (HOOD) shares did the director receive and at what reference price?

The director received 162 shares of Class A Common Stock, valued using the June 30, 2026 closing price of $100.28 per share. This price was used solely to calculate the share-based fee replacement, not as a cash transaction price.

Was this Robinhood (HOOD) Form 4 a market purchase or sale of shares?

No, the Form 4 reflects a grant of 162 fully vested shares as director compensation, not an open-market purchase or sale. The grant replaced quarterly cash director fees under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan.

When will the 162 Robinhood (HOOD) shares be delivered to the director?

Although fully vested on June 30, 2026, the 162 shares are deferred. They will be delivered upon the earliest of December 1, 2035, termination of service, the director’s death or disability, or a change in control of Robinhood, according to the deferral election.

How many Robinhood (HOOD) shares does the director hold after this Form 4 transaction?

After this compensation grant, the reporting person holds 162 shares of Robinhood Class A Common Stock directly. These shares represent the full amount granted under the Non-Employee Director Compensation Program for the referenced quarterly fee period.

What Robinhood (HOOD) plans governed this director stock grant?

The 162-share grant was made under Robinhood’s Non-Employee Director Compensation Program and its 2021 Omnibus Incentive Plan. These plans allow directors to elect stock instead of cash fees, with terms covering vesting, valuation at grant, and deferral of share delivery.