STOCK TITAN

Robinhood (HOOD) director Rubinstein receives 373-share stock grant as fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RUBINSTEIN JONATHAN reported acquisition or exercise transactions in this Form 4 filing.

Robinhood Markets director Jonathan Rubinstein reported routine equity compensation and updated holdings. He was automatically granted 373 shares of Class A Common Stock on June 30, 2026 under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $100.28 per share. These shares were fully vested upon grant and are held directly. A separate entry reflects 149,760 Class A shares held indirectly by a trust, following a prior transfer of 801 shares that changed only the form of ownership without altering his economic interest.

Positive

  • None.

Negative

  • None.
Insider RUBINSTEIN JONATHAN
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 373 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 373 shares (Direct, null); Class A Common Stock — 149,760 shares (Indirect, By Trust)
Footnotes (1)
  1. On June 30, 2026, the Reporting Person was automatically granted 373 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $100.28 per share of Class A Common Stock, and these shares were fully vested upon grant. Reflects the prior transfer of 801 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
Director stock grant 373 shares Automatic grant of Class A Common Stock on June 30, 2026
Grant valuation price $100.28 per share June 30, 2026 closing price used to calculate fees in stock
Indirect trust holdings 149,760 shares Class A Common Stock held indirectly by trust after prior transfer
Direct holdings after grant 373 shares Class A Common Stock held directly by Jonathan Rubinstein post-grant
Prior transfer to trust 801 shares Transfer to trust changed ownership form, not pecuniary interest
Non-Employee Director Compensation Program financial
"the Reporting Person was automatically granted 373 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."
2021 Omnibus Incentive Plan financial
"and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan")."
pecuniary interest financial
"did not result in any change in the Reporting Person's pecuniary interest in such shares."
Class A Common Stock financial
"373 shares of Class A Common Stock under the Non-Employee Director Compensation Program"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did HOOD director Jonathan Rubinstein report?

Jonathan Rubinstein reported an automatic grant of 373 Class A shares. The shares were issued on June 30, 2026 as stock-based director fees, fully vested at grant, and recorded as direct ownership alongside existing indirect trust holdings.

Was Jonathan Rubinstein’s HOOD Form 4 transaction a market purchase or sale?

The Form 4 shows no market purchase or sale by Jonathan Rubinstein. Instead, he received 373 Class A shares as a grant in lieu of cash director fees, and reported holdings in a trust reflecting a prior internal transfer of shares.

How many Robinhood (HOOD) shares did Jonathan Rubinstein receive in this grant?

Jonathan Rubinstein received 373 shares of Robinhood Class A Common Stock. The grant was made under the Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, fully vested upon grant, and valued using the June 30, 2026 closing price of $100.28 per share.

What are Jonathan Rubinstein’s reported indirect HOOD share holdings?

The filing reports 149,760 Robinhood Class A shares held indirectly by a trust. A footnote explains this includes a prior transfer of 801 shares to the trust, changing only the form of ownership and not Jonathan Rubinstein’s pecuniary interest in those shares.

Why did Jonathan Rubinstein receive HOOD shares instead of cash fees?

Robinhood’s Non-Employee Director Compensation Program permits directors to elect stock instead of cash fees. Jonathan Rubinstein chose this option, resulting in an automatic grant of 373 fully vested Class A shares on June 30, 2026 under the company’s 2021 Omnibus Incentive Plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RUBINSTEIN JONATHAN

(Last)(First)(Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/30/2026A373A(1)373D
Class A Common Stock149,760(2)IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 30, 2026, the Reporting Person was automatically granted 373 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $100.28 per share of Class A Common Stock, and these shares were fully vested upon grant.
2. Reflects the prior transfer of 801 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
Remarks:
/s/ Maureen Montgomery, attorney-in-fact for Jonathan Rubinstein07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)