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Robinhood director Rubinstein receives 333-share grant

The June 2026 RSU award is scheduled to vest in quarterly installments, subject to continued service and certain accelerated-vesting circumstances.

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Form Type
4

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Jonathan Rubinstein received a grant of 333 Class A shares on September 30, 2026, in lieu of cash quarterly director fees; the grant was fully vested upon grant and based on a closing price of $112.50 per share. On October 1, 2026, 822 RSUs converted into 822 Class A shares, leaving 2,467 RSUs. He also reported 150,133 Class A shares held indirectly through a trust as of September 30, 2026.

Insider RUBINSTEIN JONATHAN
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F4 822 $0.00 $0.00
Exercise Class A Common Stock F2 822 -- --
Grant/Award Class A Common Stock F1 333 -- --
holding Class A Common Stock F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 2,467 contracts (Direct); Class A Common Stock — 1,155 shares (Direct); Class A Common Stock — 150,133 shares (Indirect, By Trust)
Footnotes (4)
  1. F1. On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
  2. F2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
  3. F3. Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
  4. F4. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Class A shares granted 333 shares September 30, 2026; in lieu of cash quarterly director fees
Grant valuation price $112.50 per share September 30, 2026 closing price
RSUs vested 822 RSUs October 1, 2026
Class A shares acquired in RSU conversion 822 shares October 1, 2026; one-for-one conversion
RSUs remaining after conversion 2,467 RSUs Reported after the October 1, 2026 transaction
Class A shares held through trust 150,133 shares Indirect holdings as of September 30, 2026
RSUs granted 3,289 RSUs June 2, 2026 grant
Restricted stock units financial
"Restricted stock units ("RSUs") convert into Class A Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis financial
"convert into Class A Common Stock on a one-for-one basis"
Non-Employee Director Compensation Program financial
"under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."
2021 Omnibus Incentive Plan financial
"Robinhood's 2021 Omnibus Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Robinhood director Jonathan Rubinstein report?

Jonathan Rubinstein reported a 333-share grant and the conversion of 822 RSUs into 822 Class A shares. The grant was made September 30, 2026, in lieu of cash quarterly director fees and was based on a closing price of $112.50 per share.

When will Jonathan Rubinstein's remaining Robinhood RSUs vest?

Of the 3,289 RSUs granted on June 2, 2026, one-fourth vested on October 1, 2026, with the remainder scheduled to vest in three equal quarterly installments thereafter. The final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders. Vesting is subject to continued service through each applicable date and to accelerated vesting in certain circumstances.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RUBINSTEIN JONATHAN

(Last)(First)(Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/30/2026A333A(1)333D
Class A Common Stock10/01/2026M822A(2)1,155D
Class A Common Stock150,133(3)IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)10/01/2026M822 (4) (4)Class A Common Stock822$02,467D
Explanation of Responses:
1. On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
3. Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
4. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Maureen Montgomery, attorney-in-fact for Jonathan Rubinstein10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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