Robinhood director Zoellick acquires 822 shares

Robinhood Markets, Inc. director Robert B. Zoellick reported the vesting and settlement of 822 restricted stock units on October 1, 2026, converting into 822 Class A common shares on a one-for-one basis.

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Robert B. Zoellick reported the vesting and settlement of 822 restricted stock units on October 1, 2026, converting into 822 Class A common shares on a one-for-one basis. After the transaction, he directly held 102,872 Class A common shares and 2,467 restricted stock units. The units were part of a 3,289-RSU grant made June 2, 2026.

Insider Trade Summary

822 shares exercised/converted

Exercise 2 txns

Insider Zoellick Robert B.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2	822	$0.00	$0.00
Exercise	Class A Common Stock F1	822	--	--

Holdings After Transaction: Restricted Stock Units — 2,467 contracts (Direct); Class A Common Stock — 102,872 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. F2. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

RSUs vested and settled: 822 restricted stock units Class A common shares acquired: 822 shares Class A common shares held after transaction: 102,872 shares +2 more

5 metrics

RSUs vested and settled 822 restricted stock units October 1, 2026

Class A common shares acquired 822 shares October 1, 2026

Class A common shares held after transaction 102,872 shares Direct holdings after October 1, 2026 transaction

RSUs held after transaction 2,467 restricted stock units After October 1, 2026 transaction

RSUs granted 3,289 restricted stock units Granted June 2, 2026

Key Terms

Restricted Stock Units, vesting and settlement, accelerated vesting, 2021 Omnibus Incentive Plan

4 terms

Restricted Stock Units financial

"Restricted stock units ("RSUs") convert into Class A Common Stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting and settlement financial

"upon vesting and settlement"

accelerated vesting financial

"subject to accelerated vesting in certain circumstances"

A contract feature that makes stock awards, options, or restricted shares become owned or exercisable earlier than the original schedule. It shortens or cancels the waiting period so recipients can sell, transfer, or exercise their equity sooner — think of a timed lock that is unlocked ahead of schedule. It matters to investors because it changes when shares enter the market, who controls them, and how much dilution or ownership concentration happens.

2021 Omnibus Incentive Plan financial

"under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HOOD shares did director Robert B. Zoellick acquire?

Robert B. Zoellick acquired 822 Class A common shares through settlement of RSUs on October 1, 2026. He directly held 102,872 Class A common shares after the transaction.

What are the vesting terms for Robert B. Zoellick’s HOOD RSUs?

The 3,289 RSUs were granted June 2, 2026 under Robinhood’s 2021 Omnibus Incentive Plan. One-fourth vested October 1, 2026; the remainder vests in three equal quarterly installments, with the final installment to vest no later than the day before Robinhood’s 2027 annual meeting. Vesting is subject to continued service and may accelerate in certain circumstances.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 05:09 PM Accepted by SEC EDGAR 10/02/2026 - 05:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zoellick Robert B.

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/01/2026		M		822	A	(1)	102,872	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/01/2026		M			822	(2)	(2)	Class A Common Stock	822	$0	2,467	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Maureen Montgomery, attorney-in-fact for Robert Zoellick	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)