Robinhood director Payne receives 211-share grant

Delivery of the director's vested shares is deferred until the earliest of January 1, 2035, the director's death or disability, or a change in control.

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Christopher D. Payne was automatically granted 211 shares of Class A Common Stock on September 30, 2026, in lieu of cash fees, based on the stock’s $112.50 closing price that day. The shares were fully vested upon grant. Under a deferral election, they will be delivered upon the earliest of January 1, 2035, Payne’s death or disability, or a change in control of Robinhood. His reported direct holdings following the award were 221 shares; a separate holding entry lists 26,500 shares held indirectly by trust.

Insider Trade Summary

Grant/Award: 211 shares

Grant/Award 2 txns

Insider Payne Christopher D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1	211	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 221 shares (Direct); Class A Common Stock — 26,500 shares (Indirect, By Trust)

Footnotes (1)

1. F1. On September 30, 2026, the Reporting Person was automatically granted 211 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) January 1, 2035, (2) their death or disability, or (3) a change in control of Robinhood.

Key Figures

Class A Common Stock granted: 211 shares Reference closing price: $112.50 per share Direct shares following award: 221 shares +2 more

5 metrics

Class A Common Stock granted 211 shares September 30, 2026

Reference closing price $112.50 per share September 30, 2026; basis for the award in lieu of cash fees

Direct shares following award 221 shares Payne’s reported direct position following the September 30, 2026 award

Shares held by trust 26,500 shares Reported indirect holding as of September 30, 2026

Earliest scheduled delivery date January 1, 2035 Deferred vested shares; delivery may occur earlier upon death or disability or a change in control

Key Terms

Non-Employee Director Compensation Program, 2021 Omnibus Incentive Plan, deferral election

3 terms

Non-Employee Director Compensation Program financial

"under the Non-Employee Director Compensation Program"

2021 Omnibus Incentive Plan financial

"Robinhood's 2021 Omnibus Incentive Plan"

deferral election financial

"Pursuant to a deferral election"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did HOOD director Christopher D. Payne receive?

Payne was automatically granted 211 shares of Class A Common Stock on September 30, 2026, in lieu of cash fees. The grant was based on the stock’s $112.50 closing price that day, and the shares were fully vested upon grant.

When will Christopher D. Payne receive delivery of his HOOD shares?

Delivery of the vested shares is deferred until the earliest of January 1, 2035, Payne’s death or disability, or a change in control of Robinhood Markets, Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 05:10 PM Accepted by SEC EDGAR 10/02/2026 - 05:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Payne Christopher D

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/30/2026		A		211	A	(1)	221	D
Class A Common Stock								26,500	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On September 30, 2026, the Reporting Person was automatically granted 211 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) January 1, 2035, (2) their death or disability, or (3) a change in control of Robinhood.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Maureen Montgomery, attorney-in-fact for Christopher D. Payne	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)