Robinhood CFO sells 3,982 shares under 10b5-1 plan

Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold 3,982 shares of Class A Common Stock on 2026-08-17 in an open market or private transaction at a price of $95.07 per share.

Rhea-AI Filing Summary

Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold 3,982 shares of Class A Common Stock on 2026-08-17 in an open market or private transaction at a price of $95.07 per share. The sale was effected under a Rule 10b5-1 trading plan adopted on August 20, 2025. After this transaction, Verma directly held 51,963 shares of Robinhood Class A Common Stock.

Insider Trade Summary 10b5-1

Net Seller: 3,982 shares

Net Sell 1 txn

Insider Verma Shiv

Role Chief Financial Officer

Sold 3,982 shs ($379K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	3,982	$95.07	$379K

Holdings After Transaction: Class A Common Stock — 51,963 shares (Direct)

Footnotes (2)

1. F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2025.
2. F2. This transaction was executed during the day at the price of $95.07. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Key Figures

Shares sold: 3,982 shares Sale price per share: $95.07 per share Shares held after transaction: 51,963 shares +2 more

5 metrics

Shares sold 3,982 shares Class A Common Stock sale on 2026-08-17 by CFO Shiv Verma

Sale price per share $95.07 per share Execution price for the 3,982 shares sold on 2026-08-17

Shares held after transaction 51,963 shares Direct Class A holdings of Shiv Verma following the sale

Net shares sold in filing 3,982 shares Net-sell direction based on transaction summary for this Form 4

10b5-1 plan adoption date August 20, 2025 Date the Rule 10b5-1 trading plan covering this sale was adopted

Key Terms

Rule 10b5-1 trading plan, Class A Common Stock, Sale in open market or private transaction

3 terms

Rule 10b5-1 trading plan regulatory

"This transaction was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Class A Common Stock financial

"security_title: Class A Common Stock reported for the transaction"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Sale in open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HOOD CFO Shiv Verma report on this Form 4?

Shiv Verma reported a sale of 3,982 HOOD Class A shares on 2026-08-17. The shares were sold in an open market or private transaction at $95.07 per share, and he continued to hold shares afterward.

At what price did HOOD CFO Shiv Verma sell shares on 2026-08-17?

He sold the shares at $95.07 per share. A footnote explains the transaction was executed during the day at this price, and Verma undertook to provide full trade details upon request to regulators, the issuer, or shareholders.

How many HOOD shares did Shiv Verma hold after the reported sale?

Following the transaction, Shiv Verma directly held 51,963 shares of HOOD Class A Common Stock. This figure reflects his reported direct ownership position immediately after selling 3,982 shares on 2026-08-17 under the disclosed plan.

Was the HOOD CFO’s share sale made under a Rule 10b5-1 trading plan?

Yes, the filing states the transaction was effected pursuant to a Rule 10b5-1 trading plan. The plan was adopted by Shiv Verma on August 20, 2025, indicating the trade was pre-arranged rather than opportunistic.

How many HOOD shares did Shiv Verma sell in this Form 4 filing?

He sold 3,982 shares of Robinhood Class A Common Stock. The sale is coded as a “S” transaction, described as a sale in an open market or private transaction, and is the only transaction reported in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:43 PM Accepted by SEC EDGAR 08/19/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Verma Shiv

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/17/2026		S(1)		3,982	D	$95.07(2)	51,963	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2025.

2. This transaction was executed during the day at the price of $95.07. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Maureen Montgomery, attorney-in-fact for Shiv Verma	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)