Robinhood director Baiju Bhatt acquires 822 shares

The reported post-vesting position is 2,467 RSUs from the June 2026 award, whose remaining installments are subject to continued service.

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Baiju Bhatt received 111 shares of Class A Common Stock on September 30, 2026, in lieu of cash director fees; the shares were fully vested upon grant and based on a September 30 closing price of $112.50 per share. On October 1, 822 RSUs vested and settled one-for-one in Class A Common Stock, with 2,467 RSUs reported afterward from the award. The remaining RSUs vest in three equal quarterly installments, subject to continued service, with accelerated vesting possible in certain circumstances.

Insider Trade Summary

822 shares exercised/converted

Exercise 3 txns

Insider Bhatt Baiju

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2, F3	822	$0.00	$0.00
Exercise	Class A Common Stock F2	822	--	--
Grant/Award	Class A Common Stock F1	111	--	--

Holdings After Transaction: Restricted Stock Units — 2,467 contracts (Direct); Class A Common Stock — 4,636 shares (Direct)

Footnotes (3)

1. F1. On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
2. F2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
3. F3. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

Director fee shares granted: 111 shares Closing price used for grant: $112.50 per share RSUs granted: 3,289 RSUs +2 more

5 metrics

Director fee shares granted 111 shares September 30, 2026; fully vested upon grant in lieu of cash fees

Closing price used for grant $112.50 per share Class A Common Stock closing price on September 30, 2026

RSUs granted 3,289 RSUs Granted June 2, 2026

RSUs vested and settled 822 RSUs October 1, 2026; converted one-for-one into Class A Common Stock

RSUs following vesting 2,467 RSUs Reported after the October 1, 2026 transaction

Key Terms

Restricted stock units (RSUs), Non-Employee Director Compensation Program, 2021 Omnibus Incentive Plan, accelerated vesting

4 terms

Restricted stock units (RSUs) financial

"RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

Non-Employee Director Compensation Program financial

"under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."

2021 Omnibus Incentive Plan financial

"under Robinhood's 2021 Omnibus Incentive Plan"

accelerated vesting financial

"subject to accelerated vesting in certain circumstances"

A contract feature that makes stock awards, options, or restricted shares become owned or exercisable earlier than the original schedule. It shortens or cancels the waiting period so recipients can sell, transfer, or exercise their equity sooner — think of a timed lock that is unlocked ahead of schedule. It matters to investors because it changes when shares enter the market, who controls them, and how much dilution or ownership concentration happens.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is the vesting schedule for Baiju Bhatt’s remaining HOOD RSUs?

The remaining RSUs vest in three equal quarterly installments after October 1, 2026, with the final installment vesting no later than the day before Robinhood’s 2027 annual meeting of stockholders. Each installment is subject to Baiju Bhatt’s continued service through its vesting date, and accelerated vesting applies in certain circumstances.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/02/2026 - 05:08 PM Accepted by SEC EDGAR 10/02/2026 - 05:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bhatt Baiju

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/30/2026		A		111	A	(1)	3,814	D
Class A Common Stock	10/01/2026		M		822	A	(2)	4,636	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	10/01/2026		M			822	(3)	(3)	Class A Common Stock	822	$0	2,467	D

Explanation of Responses:

1. On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

3. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)