Robinhood CFO vests 33,323 shares; 16,956 withheld
Robinhood’s CFO had RSUs vest into Class A shares, with part of the award withheld to cover tax obligations rather than sold on the market.
Rhea-AI Filing Summary
Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, had restricted stock units vest and convert into 33,323 shares of Class A Common Stock on September 1, 2026, including 9,692 RSUs from a 2025 grant and 23,631 RSUs from a 2026 grant. Of these, 16,956 shares were withheld by Robinhood at $104.81 per share to satisfy tax withholding obligations in connection with the vesting, which the filing states does not represent a sale by the reporting person. The RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement, and no Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
33,323 shares exercised/converted
Exercise
4 txns
Insider
Verma Shiv
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 9,692 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F4 | 23,631 | $0.00 | $0.00 |
| Exercise | Class A Common Stock F1 | 33,323 | -- | -- |
| Tax Withholding | Class A Common Stock F2 | 16,956 | $104.81 | $1.78M |
Holdings After Transaction:
Restricted Stock Units — 247,200 contracts (Direct);
Class A Common Stock — 68,330 shares (Direct)
Footnotes (4)
- F1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
- F2. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 33,323 RSUs and does not represent a sale by the Reporting Person.
- F3. On March 19, 2025, the Reporting Person was granted 129,228 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). Ten percent (10%) of the RSUs vested on June 1, 2025 and on each subsequent three-month anniversary until forty percent (40%) of the award is fully vested; seven and one-half percent (7.5%) shall vest on the fifteen-month anniversary and on each subsequent three-month anniversary until an additional thirty percent (30%) is vested; five percent (5%) shall vest on the twenty-seven-month anniversary on each subsequent three-month anniversary until an additional twenty percent (20%) is vested; and two and one-half percent (2.5%) shall vest on the thirty-nine-month anniversary and on each subsequent three-month anniversary until the remaining ten percent (10%) is vested, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
- F4. On March 19, 2026, the Reporting Person was granted 236,308 RSUs under the 2021 Plan. Ten percent (10%) of the RSUs vested on June 1, 2026 and on each subsequent three-month anniversary until forty percent (40%) of the award is fully vested; seven and one-half percent (7.5%) shall vest on the fifteen-month anniversary and on each subsequent three-month anniversary until an additional thirty percent (30%) is vested; five percent (5%) shall vest on the twenty-seven-month anniversary on each subsequent three-month anniversary until an additional twenty percent (20%) is vested; and two and one-half percent (2.5%) shall vest on the thirty-nine-month anniversary and on each subsequent three-month anniversary until the remaining ten percent (10%) is vested, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Key Figures
RSUs vested from 2025 grant: 9,692 units
RSUs vested from 2026 grant: 23,631 units
Total RSUs converting: 33,323 units
+4 more
7 metrics
RSUs vested from 2025 grant
9,692 units
Restricted Stock Units converting into Class A Common Stock on September 1, 2026
RSUs vested from 2026 grant
23,631 units
Restricted Stock Units converting into Class A Common Stock on September 1, 2026
Total RSUs converting
33,323 units
Total RSUs that vested and settled into Class A Common Stock on September 1, 2026
Shares withheld for taxes
16,956 shares
Class A Common Stock withheld to satisfy tax withholding obligations on vesting
Tax withholding price per share
$104.81 per share
Value used for shares withheld to satisfy tax withholding obligations
2025 RSU grant size
129,228 units
RSUs granted to the CFO on March 19, 2025 under the 2021 Plan
2026 RSU grant size
236,308 units
RSUs granted to the CFO on March 19, 2026 under the 2021 Plan
Key Terms
Restricted Stock Units, vesting and settlement, tax withholding obligations, 2021 Omnibus Incentive Plan, +1 more
5 terms
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into Class A Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting and settlement financial
"in connection with the vesting and settlement of 33,323 RSUs"
tax withholding obligations financial
"to satisfy tax withholding obligations in connection with the vesting"
2021 Omnibus Incentive Plan financial
"RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan")"
accelerated vesting financial
"subject to accelerated vesting in certain circumstances"
A contract feature that makes stock awards, options, or restricted shares become owned or exercisable earlier than the original schedule. It shortens or cancels the waiting period so recipients can sell, transfer, or exercise their equity sooner — think of a timed lock that is unlocked ahead of schedule. It matters to investors because it changes when shares enter the market, who controls them, and how much dilution or ownership concentration happens.
FAQ
What insider equity transaction did HOOD’s CFO report on September 1, 2026?
Robinhood’s CFO, Shiv Verma, reported the vesting and settlement of 33,323 RSUs into Class A Common Stock on September 1, 2026. The RSUs converted one-for-one into shares upon vesting under Robinhood’s 2021 Omnibus Incentive Plan.
How many HOOD RSUs from each grant vested for the CFO in this Form 4?
On September 1, 2026, 9,692 RSUs vested from a 129,228 RSU grant dated March 19, 2025, and 23,631 RSUs vested from a 236,308 RSU grant dated March 19, 2026, all converting into Class A Common Stock one-for-one.
Did the HOOD CFO use a Rule 10b5-1 trading plan for these RSU transactions?
No. The filing indicates that the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan or other pre-arranged trading arrangement.
What is the vesting schedule for the HOOD CFO’s March 19, 2025 RSU grant?
For the 129,228 RSUs granted on March 19, 2025, 10% vests on June 1, 2025 and each subsequent three-month anniversary until 40% is vested, then 7.5%, 5%, and 2.5% vest on later three-month anniversaries as described, subject to continued service and possible accelerated vesting.
What is the vesting schedule for the HOOD CFO’s March 19, 2026 RSU grant?
For the 236,308 RSUs granted on March 19, 2026, the vesting percentages and timing mirror the 2025 grant: 10%, then 7.5%, then 5%, then 2.5% on specified three-month anniversaries, subject to continued service and potential accelerated vesting.
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