STOCK TITAN

Robinhood (NASDAQ: HOOD) sells 10,167 fund shares under 10b5-1 plan

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets, Inc. (HOOD), as a ten percent owner of Robinhood Ventures Fund I, reported open-market sales of the fund’s Common Shares of Beneficial Interest under a Rule 10b5-1 trading plan. On August 21, 2026, 5,362 shares were sold at a weighted average price of $26.99 per share, and on August 24, 2026, 4,805 shares were sold at a weighted average price of $26.63 per share, across multiple trades within stated price ranges. Footnote disclosure states that reported holdings figures in this context reflect a stock split effective immediately before the initial public offering, in which each share outstanding as of March 5, 2026 was reclassified into 1.0239 shares of beneficial interest.

Positive

  • None.

Negative

  • None.
Insider Robinhood Markets, Inc.
Role 10% Owner
Sold 10,167 shs ($273K)
Type Security Shares Price Value
Sale Common Shares of Beneficial Interest F3, F2 4,805 $26.63 $128K
Sale Common Shares of Beneficial Interest F1, F2 5,362 $26.99 $145K
Holdings After Transaction: Common Shares of Beneficial Interest — 13,011,567 shares (Direct)
Footnotes (3)
  1. F1. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $26.875 to $27.11. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. F2. Total shares held reflects the stock split that was effective immediately before the completion of the initial public offering, which resulted in each share outstanding as of March 5, 2026 being classified into 1.0239 shares of beneficial interest.
  3. F3. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $26.385 to $26.775. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Shares sold on 2026-08-21 5,362 shares Non-derivative sale of Common Shares of Beneficial Interest on August 21, 2026
Weighted average price 2026-08-21 $26.99 per share Weighted average sale price, with trades from $26.875 to $27.11
Shares sold on 2026-08-24 4,805 shares Non-derivative sale of Common Shares of Beneficial Interest on August 24, 2026
Weighted average price 2026-08-24 $26.63 per share Weighted average sale price, with trades from $26.385 to $26.775
Total shares sold 10,167 shares Aggregate of both reported sales in August 2026
Stock split ratio 1.0239 shares of beneficial interest per prior share Reclassification of each share outstanding as of March 5, 2026
Rule 10b5-1 trading plan regulatory
"transactions were effected under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sale price financial
"This is the weighted average sale price. Shares were sold in multiple transactions"
stock split financial
"Total shares held reflects the stock split that was effective immediately before"
A stock split increases the number of a company's shares by dividing each existing share into multiple new shares while reducing the price per share by the same proportion, so an investor's total value and ownership percentage stay the same. It matters because lower per-share prices can make trading easier and attract more buyers, similar to breaking a large chocolate bar into smaller pieces to make it easier to share, which can boost liquidity and market interest.
shares of beneficial interest financial
"being classified into 1.0239 shares of beneficial interest"

FAQ

What did Robinhood Markets, Inc. (HOOD) report in this Form 4 for Robinhood Ventures Fund I?

Robinhood Markets, Inc. reported that, as a ten percent owner of Robinhood Ventures Fund I, it effected two open-market sales totaling 10,167 Common Shares of Beneficial Interest of the fund in August 2026, executed under a Rule 10b5-1 trading plan.

What sale prices were reported in the Robinhood Markets, Inc. (HOOD) Form 4?

For August 21, 2026, the weighted average sale price was $26.99 per share, with individual trades between $26.875 and $27.11. For August 24, 2026, the weighted average sale price was $26.63 per share, with trades between $26.385 and $26.775.

Were the reported sales by Robinhood Markets, Inc. (HOOD) made under a Rule 10b5-1 plan?

Yes. The filing indicates that the transactions were effected under a Rule 10b5-1 trading plan, as reflected by the Rule 10b5-1 checkbox being affirmed for these sales.

What security is involved in this Form 4 linked to HOOD?

The transactions involve Common Shares of Beneficial Interest of Robinhood Ventures Fund I, with Robinhood Markets, Inc. reporting the trades as a ten percent owner of that issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Robinhood Markets, Inc.

(Last)(First)(Middle)
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Ventures Fund I [ RVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares of Beneficial Interest08/21/2026S5,362D$26.99(1)13,016,372(2)D
Common Shares of Beneficial Interest08/24/2026S4,805D$26.63(3)13,011,567(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $26.875 to $27.11. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
2. Total shares held reflects the stock split that was effective immediately before the completion of the initial public offering, which resulted in each share outstanding as of March 5, 2026 being classified into 1.0239 shares of beneficial interest.
3. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $26.385 to $26.775. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Remarks:
Robinhood Markets, Inc., By: /s/ Manan Shah, Name: Manan Shah, Title: Treasurer08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)