STOCK TITAN

Baiju Bhatt trust sells 57,898 Robinhood (NASDAQ: HOOD) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported a pre-planned sale of 57,898 shares of Class B Common Stock on June 11, 2026, which automatically converted into the same number of Class A shares upon sale under a Rule 10b5-1 trading plan.

The shares were sold in multiple open-market transactions at weighted-average prices ranging from about $85.97 to $93.46. After these transactions, the Living Trust continued to hold 46,948,479 shares of Class B Common Stock indirectly, while Bhatt directly held 3,579 shares of Class A Common Stock.

Positive

  • None.

Negative

  • None.
Insider Bhatt Baiju
Role null
Sold 57,898 shs ($5.19M)
Type Security Shares Price Value
Conversion Class B Common Stock 57,898 $0.00 --
Conversion Class A Common Stock 57,898 $0.00 --
Sale Class A Common Stock 5,000 $86.5384 $433K
Sale Class A Common Stock 12,280 $87.3823 $1.07M
Sale Class A Common Stock 8,013 $88.4139 $708K
Sale Class A Common Stock 9,951 $89.5273 $891K
Sale Class A Common Stock 3,400 $90.4176 $307K
Sale Class A Common Stock 6,448 $91.5854 $591K
Sale Class A Common Stock 10,392 $92.5225 $961K
Sale Class A Common Stock 2,414 $93.2088 $225K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 46,948,479 shares (Indirect, By Living Trust); Class A Common Stock — 57,898 shares (Indirect, By Living Trust); Class A Common Stock — 3,579 shares (Direct, null)
Footnotes (1)
  1. As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. This transaction was effected pursuant to the Bhatt 10b5-1 plan. This transaction was executed in multiple trades during the day at prices ranging from $85.97 to $86.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $86.98 to $87.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $87.98 to $88.96. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $89.00 to $89.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $90.00 to $90.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $91.01 to $91.99. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $92.01 to $93.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $93.01 to $93.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Shares sold 57,898 shares Aggregate Class B shares sold and converted to Class A on June 11, 2026
Sale price range $85.97–$93.46 per share Weighted-average price ranges for multiple trades on June 11, 2026
Class B shares remaining 46,948,479 shares Indirect holdings by Baiju Bhatt Living Trust after conversion and sale
Direct Class A holdings 3,579 shares Class A Common Stock held directly by Baiju Bhatt after transactions
Converted shares 57,898 shares Class B Common Stock automatically converted into Class A upon sale
Rule 10b5-1 trading plan regulatory
"transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Class B Common Stock financial
"the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
automatic conversion financial
"resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales"
weighted-average price financial
"The weighted-average price is reported above."
multiple trades during the day financial
"This transaction was executed in multiple trades during the day at prices ranging from $85.97 to $86.95."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bhatt Baiju

(Last)(First)(Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026C57,898A(1)57,898IBy Living Trust
Class A Common Stock06/11/2026S(2)5,000D$86.5384(3)52,898IBy Living Trust
Class A Common Stock06/11/2026S(2)12,280D$87.3823(4)40,618IBy Living Trust
Class A Common Stock06/11/2026S(2)8,013D$88.4139(5)32,605IBy Living Trust
Class A Common Stock06/11/2026S(2)9,951D$89.5273(6)22,654IBy Living Trust
Class A Common Stock06/11/2026S(2)3,400D$90.4176(7)19,254IBy Living Trust
Class A Common Stock06/11/2026S(2)6,448D$91.5854(8)12,806IBy Living Trust
Class A Common Stock06/11/2026S(2)10,392D$92.5225(9)2,414IBy Living Trust
Class A Common Stock06/11/2026S(2)2,414D$93.2088(10)0IBy Living Trust
Class A Common Stock3,579D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)06/11/2026C57,898 (1) (1)Class A Common Stock57,898$046,948,479IBy Living Trust
Explanation of Responses:
1. As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.
2. This transaction was effected pursuant to the Bhatt 10b5-1 plan.
3. This transaction was executed in multiple trades during the day at prices ranging from $85.97 to $86.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
4. This transaction was executed in multiple trades during the day at prices ranging from $86.98 to $87.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
5. This transaction was executed in multiple trades during the day at prices ranging from $87.98 to $88.96. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
6. This transaction was executed in multiple trades during the day at prices ranging from $89.00 to $89.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
7. This transaction was executed in multiple trades during the day at prices ranging from $90.00 to $90.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
8. This transaction was executed in multiple trades during the day at prices ranging from $91.01 to $91.99. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
9. This transaction was executed in multiple trades during the day at prices ranging from $92.01 to $93.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
10. This transaction was executed in multiple trades during the day at prices ranging from $93.01 to $93.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
/s/ Matthew Yorkavich, attorney-in- fact for Baiju Bhatt06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Baiju Bhatt report in this Robinhood (HOOD) Form 4 filing?

Baiju Bhatt reported that his Living Trust sold 57,898 shares of Robinhood stock on June 11, 2026 under a Rule 10b5-1 trading plan. The sales involved Class B shares that automatically converted into Class A shares upon execution of the trades.

How many Robinhood shares did the Bhatt Living Trust sell and at what prices?

The Bhatt Living Trust sold an aggregate of 57,898 shares on June 11, 2026 in multiple open-market trades. Weighted-average sale prices ranged from about $85.97 to $93.46 per share, with detailed trade-level pricing available upon request to the issuer, SEC staff, or holders.

Were Baiju Bhatt’s Robinhood stock sales made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were effected under a Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust on November 13, 2025. Such pre-arranged plans schedule trades in advance, making their timing more routine and less discretionary.

What Robinhood shareholdings does Baiju Bhatt report after these transactions?

After the reported trades, Baiju Bhatt directly held 3,579 shares of Robinhood Class A Common Stock. Indirectly, through the Baiju Bhatt Living Trust, he continued to be associated with 46,948,479 shares of Class B Common Stock, reflecting a large remaining ownership position.

How were Class B and Class A Robinhood shares involved in this Bhatt Form 4?

The Living Trust sold 57,898 shares of Class B Common Stock, which automatically converted into 57,898 shares of Class A Common Stock upon sale. The Form 4 records both the derivative conversion and the corresponding non-derivative Class A share sales on June 11, 2026.