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Baiju Bhatt Living Trust (HOOD) plans $5.0M sale of common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

The filing reports that a holder of Common shares of HOOD, using Morgan Stanley Smith Barney LLC Executive Financial Services, intends to sell 49,223 shares on NASDAQ, with an aggregate market value of $5,000,072.34. The issuer had 791,184,698 shares outstanding as of this notice. The Baiju Prafulkumar Bhatt Living Trust has also executed Rule 10b5-1 sales in the past three months, including 57,898 shares for $5,189,554.06 on 06/11/2026 and 67,422 shares for $5,082,041.13 on 05/20/2026.

Positive

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Planned shares to be sold 49,223 shares Common stock sale reported through Morgan Stanley Smith Barney LLC Executive Financial Services
Aggregate market value of planned sale $5,000,072.34 Total market value for 49,223 HOOD common shares
Shares outstanding 791,184,698 shares HOOD common shares outstanding referenced in the notice
10b5-1 sale on 06/11/2026 57,898 shares; $5,189,554.06 Common stock sold by Baiju Prafulkumar Bhatt Living Trust under 10b5-1
10b5-1 sale on 05/20/2026 67,422 shares; $5,082,041.13 Common stock sold by Baiju Prafulkumar Bhatt Living Trust under 10b5-1
Rule 10b5-1 regulatory
"10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
Founders Shares financial
"Common | 10/04/2018 | Founders Shares | Issuer"
Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.
Form 144 regulatory
"144: Securities To Be Sold Common | 10/04/2018 | Founders Shares"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
aggregate market value financial
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
Common financial
"10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST | Common |"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stock sale is disclosed for HOOD in this Form 144?
The notice discloses an intended sale of 49,223 HOOD common shares on NASDAQ, arranged through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $5,000,072.34 based on the pricing used in the filing.

How many HOOD shares were sold under 10b5-1 plans in the past 3 months?
The Baiju Prafulkumar Bhatt Living Trust sold 57,898 shares on 06/11/2026 and 67,422 shares on 05/20/2026 under 10b5-1 sales, for proceeds of $5,189,554.06 and $5,082,041.13, respectively.

What is the reported market value of the proposed HOOD share sale?
The proposed sale of 49,223 HOOD common shares has a reported aggregate market value of $5,000,072.34. This value reflects the pricing assumptions used by the seller when preparing the Form 144 notice.

How many HOOD shares were outstanding according to this Form 144?
The issuer had 791,184,698 HOOD common shares outstanding as referenced in the notice. This figure serves as a context baseline for the size of the planned and recent share sales relative to the company’s total equity.

What type of HOOD shares are being sold and how were they acquired?
The filing covers Common shares categorized as Founders Shares, originally acquired from the issuer. The Baiju Prafulkumar Bhatt Living Trust is now reporting planned and recent sales of these founder-related holdings.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR