[144] Robinhood Markets, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filed relating to Robinhood Markets, Inc. (HOOD). The notice reports an intended sale of 80,520 shares of Class A Common Stock through J.P. Morgan Securities LLC with an aggregate market value of $8,760,576 and an approximate sale date of 08/27/2025 on NASDAQ. The filing lists total shares outstanding as 773,963,666. The shares were originally acquired in private transactions on 11/10/2016 and 04/18/2017 in multiple lots totaling the reported amounts, and no securities were reported sold in the past three months. The form includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Transaction disclosed publicly via Form 144, showing transparency about an intended resale
• Broker identified (J.P. Morgan Securities LLC) and planned exchange (NASDAQ) are specified

Negative

• Filer identity and some submission contact details are not present in the provided content
• No information on the selling person's name or aggregated householding is included in the text supplied

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice of proposed sale; it documents timing, broker and historical acquisition dates.

The filing provides the required disclosure for a proposed resale under Rule 144: class of security, broker (J.P. Morgan Securities LLC), number of shares (80,520) and aggregate market value ($8,760,576). Acquisition dates and nature (private transactions in 2016 and 2017) are listed, and the filer certifies no undisclosed material adverse information. The document contains no financial performance data or identity details for the selling person in the provided content.

Corporate Governance Specialist

TL;DR: Disclosure meets procedural requirements but provides limited investor-impact information.

This Form 144 meets key disclosure elements for a securities resale: exchange, broker, share count and outstanding shares. It does not present material corporate developments, financial results, or governance changes. The filing serves transparency purposes for potential market impact of the resale but contains no additional company-specific material beyond the sale notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue - 6th Floor New York NY 10017	80520	8760576	773963666	08/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	04/18/2017	Private Transaction	Issuer			20926	04/18/2017	N/A
Class A Common Stock	11/10/2016	Private Transaction	Issuer			5914	11/10/2016	N/A
Class A Common Stock	04/18/2017	Private Transaction	Issuer			20926	04/18/2017	N/A
Class A Common Stock	11/10/2016	Private Transaction	Issuer			5914	11/10/2016	N/A
Class A Common Stock	04/18/2017	Private Transaction	Issuer			20926	04/18/2017	N/A
Class A Common Stock	11/10/2016	Private Transaction	Issuer			5914	11/10/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for HOOD disclose?

The filing discloses an intended sale of 80,520 shares of Class A Common Stock with an aggregate market value of $8,760,576 through J.P. Morgan Securities LLC on NASDAQ dated 08/27/2025.

How many shares outstanding does the filing list for HOOD?

The form reports 773,963,666 shares outstanding.

When were the shares to be sold originally acquired according to the filing?

The securities were acquired in private transactions on 11/10/2016 and 04/18/2017 in multiple reported lots.

Does the filing report any securities sold by the seller in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

Is there any disclosure of undisclosed material information in the Form 144?

The signer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.