[144] Robinhood Markets, Inc. SEC Filing

Rhea-AI Filing Summary

Robinhood Markets, Inc. (HOOD) filed a Form 144 notice reporting a proposed sale of 207,000 Class A common shares with an aggregate market value of $21,304,440. The filing lists the broker as J.P. Morgan Securities LLC and indicates the securities are listed on NASDAQ. The shares represent a portion of a total outstanding Class A share count of 773,963,666. The filing also shows multiple prior private acquisitions dated 2014 and 2016 that make up the lots to be sold, and recorded smaller sales by related trusts on 08/27/2025.

Insights

Securities Analyst

TL;DR: Routine insider sale notice; size appears immaterial relative to outstanding shares.

The Form 144 documents a proposed brokered sale of 207,000 Class A shares via J.P. Morgan, valued at $21.3 million. The filing identifies the acquisition lots (2014 and 2016 private transactions) that underlie the securities being offered. Compared with the reported outstanding Class A share count of 773,963,666, the proposed sale is a very small fraction and, based on the filing alone, is unlikely to be material to company capitalization or near-term trading dynamics. The filing includes executed sales by affiliated trusts on 08/27/2025 which are described with amounts and gross proceeds.

Corporate Governance Expert

TL;DR: Disclosure complies with Rule 144 mechanics; no adverse governance signal in this notice alone.

The Form 144 contains the required representations and signer attestations related to availability of public information and trading-plan language. It itemizes the lots' acquisition dates and nature (private transactions from issuer) and lists the broker handling the sale. There is no information in the filing alleging undisclosed material adverse information or unusual transfer mechanisms. Based solely on the document text, this is a routine compliance disclosure rather than a governance event.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue - 6th Floor New York NY 10017	207000	21304440	773963666	08/28/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	11/10/2016	Private Transaction	Issuer			31863	11/10/2016	N/A
Class A Common Stock	08/22/2014	Private Transaction	Issuer			37137	08/22/2014	N/A
Class A Common Stock	11/10/2016	Private Transaction	Issuer			31862	11/10/2016	N/A
Class A Common Stock	08/22/2014	Private Transaction	Issuer			37138	08/22/2014	N/A
Class A Common Stock	11/10/2016	Private Transaction	Issuer			31863	11/10/2016	N/A
Class A Common Stock	08/22/2014	Private Transaction	Issuer			37137	08/22/2014	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
The Aphrodite SM Trust 85 Willow Road Menlo Park CA 94025	Common	08/27/2025	26840	2792181.3
The Aphrodite MM Trust 85 Willow Road Menlo Park CA 94025	Common	08/27/2025	26840	2792181.3
The Aphrodite SM Trust 85 Willow Road Menlo Park CA 94025	Common	08/27/2025	26840	2792181.3

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Robinhood's (HOOD) Form 144 report?

The filing reports a proposed sale of 207,000 Class A common shares with an aggregate market value of $21,304,440 through J.P. Morgan Securities LLC on NASDAQ.

Who is the broker handling the proposed sale in the Form 144?

The broker named in the filing is J.P. Morgan Securities LLC located at 390 Madison Avenue, New York.

When were the shares being sold originally acquired according to the filing?

The filing lists acquisition dates in private transactions on 08/22/2014 and 11/10/2016 for the lots underlying the proposed sale.

Did the filing report any recent sales by related parties?

Yes. The filing lists prior sales by related trusts on 08/27/2025, each showing amounts (e.g., 26,840 shares) and gross proceeds (e.g., $2,792,181.30).

How large is the proposed sale relative to outstanding shares?

The proposed 207,000 shares are disclosed against 773,963,666 Class A shares outstanding in the filing, indicating the sale is a small fraction of total shares.