Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner reported selling a total of 5,836 shares of Class A common stock in open-market transactions on March 5, 2026. The sales were executed at reported weighted-average prices ranging from $79.27 to $83.6750.
The trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024, which automates transactions according to preset instructions. Following these sales, Pinner directly held 29,676 shares of Robinhood Class A common stock.
Robinhood Markets, Inc. filed an initial Form 3 as a more than ten percent owner of Robinhood Ventures Fund I. The filing reports direct beneficial ownership of 13,885,671 Common Shares of Beneficial Interest. This is a disclosure of an existing holding rather than a new buy or sell transaction.
Robinhood Markets, Inc. filed an initial Form 3 as a more than ten percent owner of Robinhood Ventures Fund I. The filing reports direct beneficial ownership of 13,885,671 Common Shares of Beneficial Interest. This is a disclosure of an existing holding rather than a new buy or sell transaction.
Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr. sold a total of 10,000 shares of its Class A Common Stock in open-market transactions on 2026-03-03.
The sales, made under a Rule 10b5-1 trading plan adopted on August 8, 2025, were executed in multiple trades at weighted-average prices ranging from $72.46 to $77.22 per share. Following these transactions, Gallagher directly held 452,849 shares of Robinhood Class A Common Stock.
Robinhood Markets reports insider sales under 10b5‑1 and an issuer sale of RSUs.
The filing lists three 10b5‑1 sales by Jeffrey Pinner: 5,864 shares on 2026-01-26 for $630,283.83, 5,864 shares on 2026-01-05 for $712,984.41, and 5,864 shares on 2025-12-22 for $717,689.10. The excerpt also shows 23,341 Restricted Stock Units designated as securities to be sold with a sale date of 2026-03-01.
Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk reported multiple equity award-related transactions. On March 1, 2026, restricted stock units converted into Class A common stock, increasing his directly held shares. A portion of the resulting shares was withheld by Robinhood to cover tax obligations in connection with the RSU vesting and was not a discretionary sale by Quirk.
Robinhood Markets Chief Financial Officer Shiv Verma reported equity award activity involving restricted stock units (RSUs) that vested and converted into Class A common stock. On March 1, 2026, RSUs covering 4,293, 7,062 and 12,923 units converted on a one-for-one basis into Class A shares in connection with prior RSU grants under Robinhood's 2021 Omnibus Incentive Plan.
These conversions resulted in the issuance of 24,278 shares of Class A common stock tied to vesting RSUs. Of those, 12,428 shares of Class A common stock, valued at a transaction price of $75.85 per share, were automatically withheld by Robinhood to satisfy tax withholding obligations, which the filing states does not represent a sale by Verma. After these transactions, Verma directly held 63,621 shares of Robinhood Class A common stock.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner reported the vesting of restricted stock units and related share movements in Class A Common Stock. On March 1, 2026, 47,658 and 6,186 RSUs were converted into Class A shares at no exercise price, reflecting equity compensation vesting.
Following these conversions, 53,844 Class A shares were acquired and 27,465 Class A shares were disposed of in a transaction coded "F" at $75.85 per share to satisfy tax withholding obligations. A footnote states these withheld shares were retained by Robinhood to cover taxes and do not represent an open-market sale by Pinner.
Footnotes explain that RSUs convert into Class A Common Stock on a one-for-one basis upon vesting, and describe prior RSU grants made on September 18, 2024 for 762,528 RSUs and on March 20, 2025 for 98,983 RSUs under Robinhood’s 2021 Omnibus Incentive Plan, with vesting in equal quarterly installments contingent on continued service.
Robinhood Markets, Inc. reported compensation-related stock activity for Chief Legal Officer Daniel Martin Gallagher Jr. On March 1, 2026, multiple blocks of restricted stock units (RSUs) vested and were converted into Class A common stock on a one-for-one basis. This included the vesting and settlement of 133,587 RSUs, which increased his direct holdings. To cover tax withholding obligations from this vesting, 64,350 Class A shares were withheld by Robinhood at a price of $75.85 per share, and the company notes this does not represent a sale by the reporting person. After these transactions, Gallagher directly held 462,849 shares of Robinhood Class A common stock.
HOOD affiliate filed a notice to sell 30,000 common shares under a Form 144, reflecting proposed disposition of restricted stock units. The filing lists Daniel Martin Gallagher as the reporting person and shows shares outstanding were 790,054,654 as of 03/03/2026.
The excerpt also reports two 10b5-1 plan sales during the past three months: 10,000 shares on 01/05/2026 for $1,215,799 and 10,000 shares on 02/03/2026 for $870,665. The securities to be sold are described as restricted stock units with a grant date of 03/01/2025.
Robinhood Markets, Inc. director Baiju Bhatt, through the Baiju Bhatt Living Trust, reported a planned set of trades in Robinhood stock. On February 23, 2026, the Living Trust converted 65,694 shares of Class B Common Stock into the same number of Class A shares at a stated price of $0.00 per share as a derivative conversion.
Under a Rule 10b5-1 trading plan adopted by the Living Trust on November 13, 2025, the Trust then sold an aggregate of 65,694 Class A shares in multiple open-market transactions, at reported prices such as $71.9346, $72.8063, $74.47, and $74.82 per share. After these transactions, the Living Trust held 47,198,482 shares of Class B Common Stock indirectly, while Bhatt also held 1,798 Class A shares directly.