Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. (HOOD) officer Daniel Martin Gallagher filed a notice of proposed sale of 30,000 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC. The shares relate to Restricted Stock Units from June 1, 2025, and are associated with an indicated value of $3,209,700.
The notice also lists prior sales under a 10b5-1 Sales Plan over the past three months, including two separate transactions of 10,000 shares each.
Robinhood Markets, Inc. (HOOD) received a notice under Rule 144 that officer Steven Quirk may sell 24,416 shares of common stock, with an aggregate market value of $2,612,267.84, on or about September 3, 2026 on NASDAQ. The shares were acquired upon the vesting of restricted stock units between September 1, 2025 and September 1, 2026. The notice also reports prior Rule 10b5-1 sales of 19,377 shares during the past three months.
Robinhood Markets, Inc. (HOOD), as a ten percent owner of Robinhood Ventures Fund I, reported open-market sales of an aggregate 13,778 Common Shares of Beneficial Interest in the fund on August 27–28, 2026. Reported per-share prices are weighted averages across multiple trades, and the issuer indicates these transactions were effected pursuant to a Rule 10b5-1 trading plan. Footnotes also note that total shares held are adjusted for a prior stock split completed immediately before the fund’s initial public offering.
Robinhood Markets, Inc. (HOOD), as a ten percent owner of Robinhood Ventures Fund I, reported open-market sales of the fund’s Common Shares of Beneficial Interest under a Rule 10b5-1 trading plan. On August 21, 2026, 5,362 shares were sold at a weighted average price of $26.99 per share, and on August 24, 2026, 4,805 shares were sold at a weighted average price of $26.63 per share, across multiple trades within stated price ranges. Footnote disclosure states that reported holdings figures in this context reflect a stock split effective immediately before the initial public offering, in which each share outstanding as of March 5, 2026 was reclassified into 1.0239 shares of beneficial interest.
Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, sold 3,982 shares of Class A Common Stock on 2026-08-17 in an open market or private transaction at a price of $95.07 per share. The sale was effected under a Rule 10b5-1 trading plan adopted on August 20, 2025. After this transaction, Verma directly held 51,963 shares of Robinhood Class A Common Stock.
Robinhood Markets, Inc. (HOOD) director Baiju Bhatt, through the Baiju Bhatt Living Trust, converted 50,317 shares of Class B Common Stock into the same number of Class A shares on August 14, 2026. The trust then sold all 50,317 Class A shares in open-market transactions under a Rule 10b5-1 trading plan adopted on November 13, 2025.
Following these transactions, the Living Trust held 46,848,939 shares of Class B Common Stock indirectly, and Bhatt held 3,703 shares of Class A Common Stock directly.
A shareholder associated with the BAIJU PRAFULKUMAR BHATT LIVING TRUST filed a notice to sell up to 42,501 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ as of 08/14/2026.
The trust previously completed Rule 10b5-1 sales of 49,223 shares on 07/24/2026, 57,898 shares on 06/11/2026, and 67,422 shares on 05/20/2026.
Robinhood Markets, Inc. (HOOD) submitted an initial statement of beneficial ownership related to common shares of beneficial interest in Robinhood Ventures Fund II. The filing lists Robinhood Markets, Inc., Robinhood Employee Fund, LP and Robinhood Employee Fund GP, LLC as reporting persons, each identified as a ten percent owner.
The shares are held directly by Robinhood Markets, Inc. and by Robinhood Employee Fund, LP, with Robinhood Employee Fund GP, LLC as the general partner of the LP and wholly owned by Robinhood Markets, Inc. Certain reporting persons disclaim beneficial ownership of the reported shares except to the extent of their pecuniary interest.
Robinhood Markets, Inc. reports that Chief Legal Officer Daniel Martin Gallagher Jr sold 10,000 shares of Class A Common Stock on August 3, 2026, in six transactions reported as “Sale in open market or private transaction,” at weighted-average prices from $86.2788 to $91.8043, pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025.
Robinhood Markets, Inc. reported total net revenues of $1,308 million and net income attributable to Robinhood of $561 million for the three months ended June 30, 2026, compared with $989 million and $386 million in the prior-year quarter. Diluted EPS was $0.62 versus $0.42.
For the first six months of 2026, net revenues were $2,375 million with net income attributable to Robinhood of $911 million. Total assets rose to $56,550 million as of June 30, 2026, driven by higher receivables from users, securities borrowed, and cash and securities segregated under regulations.
Robinhood completed several deals, including the $178 million acquisition of WonderFi and earlier acquisitions of TradePMR, Bitstamp, and MIAXdx (via joint venture Rothera). It issued $2.2 billion of 0.00% convertible senior notes due 2029 and entered related capped call transactions, while recognizing a $106 million gain on deconsolidation of RVI.