Robinhood Markets, Inc. SEC Filings

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock in open-market transactions. The sales occurred on March 20, 2026 at weighted-average prices ranging from about $69.97 to $73.28 per share under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024.

Following these transactions, Pinner directly holds 23,841 Class A shares. The filing notes that each price shown reflects weighted averages for multiple trades executed throughout the day, with detailed trade data available upon request.

Robinhood Markets director Baiju Bhatt, through the Baiju Bhatt Living Trust, converted 67,422 shares of Class B Common Stock into the same number of Class A shares and sold all 67,422 Class A shares in open-market trades. The weighted-average sale prices ranged from $69.92 to $73.09, and the transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted by the Living Trust on November 13, 2025. Following these transactions, the Living Trust continues to hold 47,131,060 Class B shares, while Bhatt also holds 1,798 Class A shares directly.

Robinhood Markets, Inc. reports updated details of its principal financial officer transition. The Board previously appointed Shiv Verma as Chief Financial Officer effective as of the close of business on February 6, 2026.

On March 18, 2026, the People and Compensation Committee set Mr. Verma’s annual base salary at $600,000 and his annual bonus target at 75% of base salary. On March 19, 2026, the Board approved a promotion grant of restricted stock units with a grant date target value of approximately $18 million, vesting over four years. He is also eligible for benefits consistent with other similarly situated executive officers.

Robinhood Markets, Inc. has both expanded its short-term credit capacity and launched a large new share repurchase program. Subsidiary Robinhood Securities entered a Fifth Amended and Restated Credit Agreement providing a 364-day senior secured revolving credit facility with a total commitment of $3.25 billion, which may be increased by up to $1.625 billion to $4.875 billion. Borrowings are split among Tranche A, B and C, each secured by different RHS assets, with interest based on the higher of several overnight benchmarks plus a margin of 1.25% for Tranche A and 2.50% for Tranches B and C, and a 0.45% fee on undrawn amounts. Separately, the board approved a new share repurchase program authorizing up to $1.5 billion of Class A common stock, replacing prior authorizations and adding more than $1.1 billion of incremental capacity. Management currently expects to execute the repurchases over about three years, with timing and amount at the company’s discretion and no obligation to buy a specific number of shares.

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma received a grant of 236,308 restricted stock units (RSUs). These RSUs were awarded on March 19, 2026 and will convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

The award vests in multiple quarterly tranches under Robinhood’s 2021 Omnibus Incentive Plan, starting with 10% scheduled to vest on June 1, 2026 and additional portions vesting on later three-month, fifteen-month, twenty-seven-month, and thirty-nine-month anniversaries, subject to continued service and potential accelerated vesting in certain circumstances.

Robinhood Markets, Inc. reported that Chief Technology Officer Jeffrey Tsvi Pinner received a grant of 98,462 restricted stock units (RSUs) on March 19, 2026 under the company’s 2021 Omnibus Incentive Plan. These RSUs convert into Class A common stock on a one-for-one basis when they vest and settle.

One-sixteenth of the RSUs is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments afterward, as long as Pinner continues his service with Robinhood. The award is compensation-related and increases his direct equity-based holdings, with 98,462 RSUs reported as held following the transaction.

Robinhood Markets, Inc. disclosed that Chief Brokerage Officer Steven M. Quirk received a grant of 157,539 restricted stock units (RSUs) that will convert into Class A Common Stock on a one-for-one basis upon vesting. One-sixteenth of the RSUs is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, contingent on his continued service and subject to possible accelerated vesting in certain circumstances.

Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr received a grant of 131,282 restricted stock units (RSUs) on March 19, 2026. These RSUs are compensation, not an open-market share purchase or sale.

The RSUs convert into Class A Common Stock on a one-for-one basis when they vest and settle. One-sixteenth of the award is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, subject to Gallagher’s continued service and potential accelerated vesting in certain circumstances.

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to the proposed sale of Common securities for the issuer traded on NASDAQ.

The filing records a 10b5-1 sale by the Baiju Prafulkumar Bhatt Living Trust of 65,694 shares on 02/23/2026 for proceeds of $4,749,978.39.