Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Malka Meyer reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director Malka Meyer reported an automatic stock award rather than a market trade. On June 30, 2026, he was granted 162 shares of Class A Common Stock under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash director fees, based on a closing price of $100.28 per share. The shares were fully vested on grant.
Following this award, Meyer directly holds 1,974 Class A shares. Additional Robinhood shares are held indirectly through various LLCs, funds and trusts associated with him, and he disclaims beneficial ownership of those indirect positions except to the extent of any pecuniary interest.
Robinhood Markets director-linked entities reported significant share sales and a new options hedge. Trusts associated with director Malka Meyer sold a total of 1,233,808 shares of Class A Common Stock in open-market transactions at weighted-average prices between $103.4194 and $104.3349 per share.
Following these transactions, the Aphrodite Trusts together hold hundreds of thousands of shares, while the Malka Kleiner Revocable Trust holds 3,000,000 shares, with Meyer and family members serving as trustees. Meyer disclaims beneficial ownership beyond any pecuniary interest.
Separately, Bullfrog Capital, an entity associated with Meyer, entered a collar hedging arrangement on August 27, 2025, buying 30,000 European-style FLEX put options with a $100.00 strike and selling 30,000 European-style FLEX call options with a $150.00 strike, physically settled and expiring on December 31, 2027.
Hegeman John William reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director John William Hegeman received an automatic grant of 162 shares of Class A Common Stock as part of the company’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The award was given in lieu of quarterly cash director fees and was fully vested at grant.
The grant value was based on the June 30, 2026 closing price of $100.28 per share. Although vested, delivery of the 162 shares is deferred and will occur upon the earliest of December 1, 2035, termination of service, death or disability, or a change in control of Robinhood.
Payne Christopher D reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Christopher D. Payne reported an automatic stock grant and updated holdings. On June 30, 2026, he received 236 shares of Class A Common Stock as compensation under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $100.28 per share. These shares were fully vested on grant but will be delivered later under a deferral election. Following the transaction, Payne directly holds 246 shares and indirectly holds 26,500 shares through a trust.
SEGAL SUSAN reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Susan Segal received a stock grant instead of cash fees. On June 30, 2026, she was automatically awarded 243 shares of Class A Common Stock under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan.
The shares were granted at a reference price of $100.28 per share, fully vested on the grant date, and represent her reported direct holdings after the transaction. Delivery of the vested shares is deferred until her board service ends, or upon death, disability, or a change in control of Robinhood.
RUBINSTEIN JONATHAN reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Jonathan Rubinstein reported routine equity compensation and updated holdings. He was automatically granted 373 shares of Class A Common Stock on June 30, 2026 under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $100.28 per share. These shares were fully vested upon grant and are held directly. A separate entry reflects 149,760 Class A shares held indirectly by a trust, following a prior transfer of 801 shares that changed only the form of ownership without altering his economic interest.
Bhatt Baiju reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Bhatt Baiju received a stock grant instead of cash fees. On June 30, 2026, Baiju was automatically granted 124 shares of Class A Common Stock under Robinhood's Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, based on the $100.28 closing price that day. The shares were fully vested upon grant and increased Baiju's direct holdings to 3,703 Class A shares.
Robinhood Markets, Inc. filed an initial ownership report for Dara Bazzano, who serves as Chief Accounting Officer. This Form 3 does not list any stock transactions or holdings, but formally registers her status as an officer subject to insider reporting rules.
HOOD proposed sale of 19,377 shares of Common Stock (Restricted Stock Units) dated 06/01/2025. The filing lists prior 10b5-1 sales by Steven Quirk of 10,837 shares on 06/03/2026 and 8,540 shares on 04/15/2026, with dollar proceeds shown. The broker listed is Morgan Stanley Smith Barney LLC.