Robinhood Markets, Inc. SEC Filings

Paula Loop, a director of Robinhood Markets, Inc. (HOOD), reported receipt of 800 restricted stock units (RSUs) that vested on 10/01/2025 and settled into 800 shares of Class A Common Stock. The Form 4 shows that following the vesting and settlement the reporting person beneficially owns 69,608 shares of Class A Common Stock. The filing notes the underlying grant was originally made on 06/25/2025 for 3,202 RSUs, with one-fourth vesting on 10/01/2025 and the remaining 2,402 RSUs scheduled to vest in three equal quarterly installments (final installment no later than the day before Robinhood’s 2026 annual meeting), subject to continued service and certain acceleration conditions. The form is signed by an attorney-in-fact on 10/02/2025.

John William Hegeman, a director of Robinhood Markets, Inc. (HOOD), was automatically granted 102 shares of Class A common stock on 09/30/2025 under Robinhood's Non-Employee Director Compensation Program and the 2021 Omnibus Incentive Plan. The grant substituted quarterly cash director fees and was calculated using the 09/30/2025 closing price of $143.18 per share. The shares were fully vested upon grant, but the Reporting Person made a deferral election so the vested shares will be delivered upon the earliest of (1) December 1, 2035, (2) termination, (3) death or disability, or (4) a change in control of Robinhood. The Form 4 was signed on 10/02/2025 by an attorney-in-fact.

Robinhood Markets, Inc. insider Form 4 shows CFO Jason Warnick had 19,290 restricted stock units vest and settle into 19,290 shares on 10/01/2025. To satisfy tax withholding, Robinhood withheld 7,826 shares at a per‑share price of $143.18, leaving the reporting person with 588,691 shares beneficially owned after the transactions (previously 596,517 immediately after RSU settlement). The RSUs were part of a 77,160 grant from March 24, 2022, with one‑fourth vested on April 1, 2025 and remaining shares scheduled to vest in three equal quarterly installments subject to continued service.

Form 144 filed for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 750,000 common shares through Morgan Stanley Smith Barney LLC on NASDAQ with an aggregate market value of $107,385,000 and a stated outstanding share count of 773,963,666. The shares were acquired as founders shares on 12/04/2013. The filing also lists multiple sales by Vladimir Tenev in July and September 2025, including a 9/15/2025 sale of 3,525,932 shares for $403,973,892.35 and several 10b5-1 plan transactions in July 2025. The filer certifies no undisclosed material adverse information.

Jeffrey Pinner, Chief Technology Officer of Robinhood Markets, reported multiple sales of Class A common stock on 09/22/2025 under a Rule 10b5-1 trading plan adopted on November 11, 2024. The Form 4 shows four separate dispositions totaling 5,864 shares sold at weighted-average prices ranging from about $122.58 to $125.93, with reported weighted-average sale prices of $123.2442, $124.0617, $125.3328 and $125.93. Following these transactions, the filing reports beneficial ownership declining from 22,480 to 17,816 shares. The filing was signed by an attorney-in-fact on behalf of Mr. Pinner on 09/24/2025. The filer states it will provide trade-level details to the SEC or others upon request.

Vladimir Tenev, CEO and Director of Robinhood Markets, Inc. (HOOD), reported settlement and related sales tied to vested performance stock units (PSUs). On 09/12/2025 a tranche of 6,915,914 PSUs converted into Class A common stock upon vesting. On 09/15/2025 the reporting person sold multiple blocks of Class A shares totaling 5,563,752 shares at weighted-average prices ranging from $113.0957 to $116.4754 per share, described as a mandatory sale to satisfy tax withholding for the PSU settlement. Following additional reporting entries, 3,389,982 shares were exchanged into Class B common stock and a subsequent disposition on 09/16/2025 reduced reported Class A holdings to zero. The filing discloses the original PSU award and the share-price goals that governed vesting.

Robinhood Markets (HOOD) Form 144 notifies the market that 3,525,932 shares of common stock are proposed for sale on 09/15/2025 on NASDAQ, with an aggregate market value of $403,973,786.29. The shares were acquired as performance shares from the issuer on 09/12/2025 and payment was recorded the same day. The filing lists prior insider sales in July 2025 by Vladimir Tenev, The Tenev 2017 Irrevocable Trust and Surfboard Management LLC totaling 1,579,000 shares and gross proceeds of approximately $189,974,278.06. The filer certifies no undisclosed material adverse information.

Robinhood Markets insider Daniel M. Gallagher Jr. reported a gift of 20,000 shares of Class A common stock on 09/08/2025. The Form 4 shows the shares were disposed of under Transaction Code G as a bona fide gift to a donor advised fund and recorded at $0 price. Following the reported transaction, Mr. Gallagher beneficially owns 590,949 shares. The filing identifies his role as Chief Legal Officer and was signed by an attorney-in-fact on his behalf.

Form 144 notice for Robinhood Markets, Inc. (HOOD) reports a proposed sale of 418,338 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $49,573,053.00. The shares were acquired as founders' shares on 10/04/2018. The filing lists multiple large related-party sales during June–August 2025, including transfers by the Baiju Prafulkumar Bhatt Living Trust and Bhatt Family Foundation DAF totaling several million shares and proceeds in the hundreds of millions. Some sales are identified as executed under 10b5-1 trading plans, indicating prearranged transactions rather than opportunistic open-market activity.