Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. director Baiju Bhatt, through the Baiju Bhatt Living Trust, converted 43,373 shares of Class B Common Stock into the same number of Class A shares on September 10, 2026, then sold 43,373 Class A shares in multiple transactions at weighted-average prices between about $112.77 and $116.26, pursuant to a pre‑established Rule 10b5-1 trading plan. Following these transactions, the Living Trust held 46,805,566 Class B shares, and Bhatt also held 3,703 Class A shares directly.
Robinhood Markets, Inc. (HOOD) director Treseder Oluwadara Johnson reported selling 1,875 shares of Class A Common Stock on September 8, 2026 at $125.00 per share in an open market or private transaction. The sale was effected under a Rule 10b5-1 trading plan adopted on December 9, 2025, and Johnson now holds 70,567 shares directly.
Robinhood Markets, Inc. (HOOD) is the issuer for a Rule 144 notice filed on behalf of the Baiju Prafulkumar Bhatt Living Trust covering planned sales of common stock. The notice lists 43,373 shares of common stock to be sold through Morgan Stanley Smith Barney LLC, with an aggregate market value of $5,000,039.44 and an indicated outstanding share count of 790,630,234 shares of common stock as of September 10, 2026.
The trust also reports that, during the prior three months, it sold 50,317 shares for $4,870,630.25 on August 14, 2026, 49,223 shares for $4,680,526.47 on July 24, 2026, and 57,898 shares for $5,189,554.06 on June 11, 2026, all as 10b5-1 sales of Robinhood Markets common stock. The securities to be sold are identified as common stock originally acquired on October 4, 2018 as founders shares from the issuer.
Robinhood Markets, Inc. (HOOD) has a notice of proposed sale filed on behalf of director Oluwadara Johnson Treseder under Rule 144 for the potential sale of 1,875 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ, with these shares tied to Restricted Stock Units granted on June 25, 2024. The notice also lists prior sales over the past three months for aggregation purposes under Rule 144.
Robinhood Markets, Inc. (HOOD) reported that Chief Brokerage Officer Steven M. Quirk sold a total of 24,416 shares of Class A common stock on September 3, 2026 in a series of open-market transactions. The sales were made under a Rule 10b5-1 trading plan adopted on November 19, 2025, at prices within intraday ranges from about $113.24 to $124.78 per share.
Robinhood Markets, Inc. (HOOD) reported that its Chief Legal Officer, Daniel Martin Gallagher Jr., sold 10,000 shares of Class A Common Stock on September 3, 2026, in a series of open-market transactions at prices ranging from about $113.45 to $124.62 per share.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025, and several trades were executed in multiple lots at weighted-average prices, with full trade details available to regulators and shareholders upon request. Post-transaction share holdings are not stated in this filing.
Robinhood Markets, Inc. (HOOD) reported that Chief Accounting Officer Dara Bazzano had 6,977 restricted stock units (RSUs) vest and convert into an equal number of shares of Class A Common Stock on September 1, 2026. Of these, 2,504 shares were withheld by Robinhood at $104.81 per share to satisfy tax withholding obligations, which the company states does not represent a sale by Bazzano. Following the transaction, Bazzano continues to hold 34,805 RSUs from this award, with additional tranches scheduled to vest through June 1, 2028; no Rule 10b5-1 trading plan is reported.
Robinhood Markets, Inc. (HOOD) reported that its Chief Financial Officer, Shiv Verma, had restricted stock units vest and convert into 33,323 shares of Class A Common Stock on September 1, 2026, including 9,692 RSUs from a 2025 grant and 23,631 RSUs from a 2026 grant. Of these, 16,956 shares were withheld by Robinhood at $104.81 per share to satisfy tax withholding obligations in connection with the vesting, which the filing states does not represent a sale by the reporting person. The RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement, and no Rule 10b5-1 trading plan is reported.
Robinhood Markets, Inc. (HOOD) reported that Chief Brokerage Officer Steven M. Quirk had 71,176 restricted stock units vest and convert into an equal number of shares of Class A Common Stock on September 1, 2026. Of these, 31,533 shares were withheld by Robinhood to satisfy tax withholding obligations, characterized as a payment of tax liability rather than an open‑market sale. The vesting relates to multiple RSU grants made between March 2023 and March 2026 under Robinhood’s 2021 Omnibus Incentive Plan.
Robinhood Markets, Inc. (HOOD) reported that Chief Legal Officer Daniel Martin Gallagher Jr had 112,856 Restricted Stock Units vest and convert on September 1, 2026 into an equal number of shares of Class A Common Stock. Of these, 54,309 shares were withheld by Robinhood to satisfy tax withholding obligations and are explicitly stated not to be a sale. The vesting relates to multiple RSU grants made between March 2023 and March 2026 under Robinhood’s 2021 Omnibus Incentive Plan. No Rule 10b5-1 trading plan is reported for these transactions.