Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Filer submitted a Form 144 notice for proposed resale of Common stock. The filing lists 375,000 shares of Common stock tied to "Founders Shares" with an aggregate dollar figure $25,837,500.00 and a trading venue of NASDAQ. The cover shows an event date of 04/06/2026.
The filing also discloses 10b5-1 sales completed in the past three months: SURFBOARD MANAGEMENT LLC sold 40,500 shares on 01/15/2026 for $4,651,477.65, and TENEV 2017 IRR TRUST sold 327,500 shares on 01/15/2026 for $37,614,357.50. The filing names Morgan Stanley Smith Barney LLC as broker.
Robinhood Markets director Meyer Malka reported routine equity compensation activity in Class A Common Stock. On March 31, 2026, he was automatically granted 211 shares under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $69.30 per share, with shares fully vested at grant. On April 1, 2026, 800 Restricted Stock Units were exercised into 800 shares of Class A Common Stock. Following these transactions, he holds 9,853 shares directly, in addition to large indirect holdings through various trusts, an LLC, and funds where he disclaims beneficial ownership except for any pecuniary interest.
Hegeman John William reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director John William Hegeman received an automatic grant of 211 shares of Class A Common Stock as part of the company’s Non-Employee Director Compensation Program. The grant was made in lieu of cash director fees and was fully vested upon grant.
The number of shares was based on the March 31, 2026 closing price of $69.30 per share. Following this award, Hegeman holds 211 Class A shares directly. Delivery of the vested shares is deferred until the earliest of December 1, 2035, termination of service, death or disability, or a change in control of Robinhood.
Payne Christopher D reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Christopher D. Payne was automatically granted 283 shares of Class A Common Stock on March 31, 2026. The award was made under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan in lieu of cash director fees, based on a closing price of $69.30 per share. These shares were fully vested at grant, but delivery is deferred until the earliest of January 1, 2035, his death or disability, or a change in control of Robinhood. Following this grant, Payne directly holds 293 shares and indirectly holds 26,500 shares through a trust.
SEGAL SUSAN reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director Susan Segal received an automatic grant of 288 shares of Class A Common Stock on March 31, 2026 under the company’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The award was granted in lieu of quarterly cash director fees, based on the March 31, 2026 closing price of $69.30 per share, and was fully vested at grant. Delivery of the vested shares is deferred until her service ends, or upon death, disability, or a change in control of Robinhood.
Robinhood Markets, Inc. director Robert B. Zoellick exercised restricted stock units, converting 800 RSUs into 800 shares of Class A Common Stock on April 1, 2026 at an exercise price of $0.00. Following this transaction, he directly holds 101,249 Class A Common Stock shares.
The RSUs come from a 3,202-unit grant awarded on June 25, 2025 under Robinhood’s 2021 Omnibus Incentive Plan. One-quarter vested on October 1, 2025, with the remainder scheduled in three equal quarterly installments, subject to continued service and potential accelerated vesting in certain circumstances.
Robinhood Markets, Inc. director Treseder Oluwadara Johnson exercised restricted stock units into common shares as part of equity compensation. On April 1, 2026, 800 RSUs converted into 800 shares of Class A Common Stock at a stated price of $0.00 per share, a non-cash event tied to vesting.
These RSUs come from a 3,202-unit grant made on June 25, 2025 under Robinhood’s 2021 Omnibus Incentive Plan. One-fourth vested on October 1, 2025, with the rest vesting in equal quarterly installments subject to continued service. Following the latest vesting and conversion, Johnson directly holds 75,391 shares of Class A Common Stock.
Robinhood Markets, Inc. director Jonathan Rubinstein increased his equity stake through stock awards and RSU vesting. On March 31, 2026, he was automatically granted 422 shares of Class A Common Stock in lieu of cash director fees, based on a closing price of $69.30 per share; these shares were fully vested at grant. On April 1, 2026, 800 restricted stock units converted into 800 Class A shares, raising his directly held Class A Common Stock to 1,222 shares and leaving 801 RSUs outstanding. He also indirectly holds 147,737 Class A shares by trust, reflecting a prior transfer of 1,059 shares that did not change his pecuniary interest.
Robinhood Markets director Paula Loop reported acquiring shares through the vesting of restricted stock units. On April 1, 2026, 800 RSUs converted into 800 shares of Class A Common Stock at a conversion price of $0.00 per share, reflecting equity compensation rather than an open‑market purchase or sale.
Following this RSU conversion, Loop directly owned 71,209 shares of Robinhood Class A Common Stock. The RSUs come from a prior grant of 3,202 units made on June 25, 2025, which vest in scheduled quarterly installments subject to continued service.
Robinhood Markets director Baiju Bhatt increased his equity holdings through routine compensation awards. On March 31, 2026, he was automatically granted 180 shares of Class A Common Stock in lieu of cash director fees, based on a closing price of $69.30 per share, and the shares were fully vested upon grant.
On April 1, 2026, 800 restricted stock units converted into 800 shares of Class A Common Stock at no exercise price. Following these transactions, Bhatt directly holds 2,778 shares of Class A Common Stock and 801 RSUs, reflecting compensation and vesting activity rather than open-market purchases.