[144] Robinhood Markets, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice from a holder associated with Robinhood Markets, Inc. (HOOD) reports a proposed sale of 100,000 Class A common shares through Morgan Stanley Smith Barney, with an aggregate market value of $11,092,900 and an approximate sale date of 08/15/2025 on NASDAQ. The filing discloses that the shares were acquired as restricted stock vesting under a registered plan on 06/01/2023 (81,556 shares) and 12/01/2023 (18,444 shares).

The filer also reported three recent sales by the same person totaling 550,000 shares on 05/27/2025, 06/25/2025, and 06/30/2025 generating gross proceeds of $46,040,614.50.

Positive

• None.

Negative

• Insider selling: The filer disclosed recent sales totaling 550,000 shares and a proposed sale of 100,000 shares, representing significant insider liquidity.

Insights

Financial Analyst

TL;DR: Large insider sales reported; proposed sale modest relative to recent disposals but notable in dollar terms.

The filing shows a proposed disposition of 100,000 shares valued at $11.09 million and prior sales of 550,000 shares that produced about $46.04 million in gross proceeds. From an analytical standpoint, these disclosures provide clear liquidity events from an insider or associated person. The information is observational and does not include any forward-looking company performance data. Investors can use these data points to track insider supply but should rely on broader filings for company fundamentals.

Corporate Governance Expert

TL;DR: Routine Rule 144 disclosure of vested restricted share sales; no nonpublic adverse information declared.

The filer certifies no material nonpublic information exists and identifies the acquisitions as restricted stock vesting under a registered plan. The filing follows Rule 144 format, names the broker and provides acquisition/pay dates. No unusual transfer mechanisms or gifts are disclosed. This is a standard compliance disclosure regarding insider liquidity rather than a governance event altering board or control structures.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	100000	11092900.00	773963666	08/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	06/01/2023	Restricted stock vesting under a registered plan	Issuer			81556	06/01/2023	Not Applicable
Class A Common	12/01/2023	Restricted stock vesting under a registered plan	Issuer			18444	12/01/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JASON WARNICK 85 Willow Road Menlo Park CA 94025	COMMON	06/30/2025	175000	15759969.00
JASON WARNICK 85 Willow Road Menlo Park CA 94025	COMMON	06/25/2025	350000	29259869.00
JASON WARNICK 85 Willow Road Menlo Park CA 94025	COMMON	05/27/2025	25000	1648076.50

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HOOD Form 144 disclose?

The notice discloses a proposed sale of 100,000 Class A common shares valued at $11,092,900, with acquisition dates of 06/01/2023 and 12/01/2023.

Who is the broker handling the proposed sale on the HOOD Form 144?

The broker named is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY.

What recent sales by the filer are disclosed on this Form 144?

Three sales are disclosed: 25,000 shares on 05/27/2025 (gross $1,648,076.50), 350,000 shares on 06/25/2025 (gross $29,259,869.00), and 175,000 shares on 06/30/2025 (gross $15,759,969.00).

When is the proposed sale expected to occur?

The filing lists the approximate sale date as 08/15/2025 on NASDAQ.

How were the securities acquired according to the filing?

The securities were acquired via restricted stock vesting under a registered plan on 06/01/2023 and 12/01/2023.