Robinhood officer files notice for $1.3M stock resale

An officer of Robinhood Markets filed a Rule 144 notice to potentially resell 11,472 HOOD shares tied to equity compensation.

Available on EDGAR 09/15/2026 - 04:26 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:25 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Robinhood Markets, Inc. (HOOD) is the issuer of common stock that officer Shiv Verma has notified for potential resale under Rule 144. The notice covers 11,472 shares, related to Restricted Stock Units, with an indicated value of $1,311,593.76. The filing also lists prior 10b5-1 sales of Robinhood common stock in recent months.

Key Figures

Shares covered by Rule 144 notice: 11,472 shares Indicated value of shares in Rule 144 notice: $1,311,593.76 Prior 10b5-1 sale on July 15, 2026: 3,982 shares for $456,774.62 +1 more

4 metrics

Shares covered by Rule 144 notice 11,472 shares Common stock of Robinhood Markets, Inc. related to Restricted Stock Units

Indicated value of shares in Rule 144 notice $1,311,593.76 Aggregate value associated with 11,472 common shares in the notice

Prior 10b5-1 sale on July 15, 2026 3,982 shares for $456,774.62 Common stock sold in a 10b5-1 transaction

Prior 10b5-1 sale on August 17, 2026 3,982 shares for $378,568.74 Common stock sold in a 10b5-1 transaction

Key Terms

Rule 144, Restricted Stock Units, 10b5-1

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 09/01/2025 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Robinhood (HOOD)?

It discloses that officer Shiv Verma has filed a notice under Rule 144 to potentially resell 11,472 shares of Robinhood common stock related to Restricted Stock Units, with an indicated value of $1,311,593.76.

How many Robinhood (HOOD) shares are covered by Shiv Verma’s planned Rule 144 sale?

The notice covers 11,472 shares of Robinhood Markets, Inc. common stock. These shares are associated with Restricted Stock Units and are listed with an indicated value of $1,311,593.76 in the Form 144 disclosure.

What prior sales of Robinhood (HOOD) stock by Shiv Verma are reported?

The filing lists two 10b5-1 sales of Robinhood common stock: 3,982 shares on July 15, 2026 for $456,774.62, and 3,982 shares on August 17, 2026 for $378,568.74.

What type of Robinhood (HOOD) equity is underlying the Form 144 shares?

The Form 144 indicates that the 11,472 shares of Robinhood common stock to be sold are related to Restricted Stock Units issued by Robinhood Markets, Inc.

Is the Robinhood (HOOD) Form 144 tied to a 10b5-1 trading plan?

The Form 144 shows that prior sales of Robinhood common stock by Shiv Verma were labeled as 10b5-1 Sales. The 11,472-share planned sale itself is disclosed under Rule 144 and linked to Restricted Stock Units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002108589
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROBINHOOD MKTS, INC.
SEC File Number	001-40691
Address of Issuer	85 Willow Road Menlo Park CALIFORNIA 94025
Phone	8444285411
Name of Person for Whose Account the Securities are To Be Sold	SHIV VERMA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11472	1311593.76	790630234	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2025	Restricted Stock Units	Issuer			11472	09/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025	Common	08/17/2026	3982	378568.74
10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025	Common	07/15/2026	3982	456774.62

144: Remarks and Signature

Remarks
Date of Notice	09/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/20/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Shiv Verma
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)