Robinhood (HOOD) legal chief granted 131,282 restricted stock units

Rhea-AI Filing Summary

Robinhood Markets, Inc. reported that Chief Legal Officer Daniel Martin Gallagher Jr received a grant of 131,282 restricted stock units (RSUs) on March 19, 2026. These RSUs are compensation, not an open-market share purchase or sale.

The RSUs convert into Class A Common Stock on a one-for-one basis when they vest and settle. One-sixteenth of the award is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, subject to Gallagher’s continued service and potential accelerated vesting in certain circumstances.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gallagher Daniel Martin Jr

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/19/2026		A		131,282		(2)	(2)	Class A Common Stock	131,282	$0	131,282	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. On March 19, 2026, the Reporting Person was granted 131,282 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2026, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr.	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Robinhood (HOOD) report for its Chief Legal Officer?

Robinhood reported a compensation grant of 131,282 restricted stock units to its Chief Legal Officer. The units are not bought on the market but awarded under the 2021 Omnibus Incentive Plan, increasing his potential future Class A share ownership as they vest over time.

How many RSUs did Robinhood’s Chief Legal Officer receive in this Form 4?

Daniel Martin Gallagher Jr received 131,282 restricted stock units. Each RSU will convert into one share of Class A Common Stock upon vesting and settlement, aligning his compensation more closely with Robinhood’s equity performance over the full vesting schedule.

When do the newly granted Robinhood (HOOD) RSUs start vesting for the Chief Legal Officer?

One-sixteenth of the 131,282 RSUs is scheduled to vest on June 1, 2026. The remaining units are set to vest in fifteen equal quarterly installments, provided he continues serving at Robinhood, with accelerated vesting possible in certain specified circumstances.

Are the RSUs in Robinhood’s latest Form 4 an open-market purchase or sale?

The RSUs are a grant, not an open-market transaction. They were awarded at a price of $0.00 per unit under Robinhood’s 2021 Omnibus Incentive Plan, meaning they represent equity-based compensation rather than the insider buying or selling shares in the public market.

What security do the Robinhood RSUs convert into for the Chief Legal Officer?

The restricted stock units convert into Robinhood Class A Common Stock on a one-for-one basis. This means each of the 131,282 RSUs, once vested and settled, will deliver one Class A share, directly tying part of his compensation to the company’s share performance.