Robinhood (NASDAQ: HOOD) CFO sells 5,438 shares in planned stock trades

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma sold a total of 5,438 shares of Class A Common Stock in open-market transactions on March 16, 2026. The sales were executed at weighted-average prices of $74.8734 and $75.4187 per share under a Rule 10b5-1 trading plan adopted on August 20, 2025. After these trades, Verma directly holds 58,183 Class A shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Verma Shiv

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/16/2026		S(1)		4,166	D	$74.8734(2)	59,455	D
Class A Common Stock	03/16/2026		S(1)		1,272	D	$75.4187(3)	58,183	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2025.

2. This transaction was executed in multiple trades during the day at prices ranging from $74.31 to $75.30. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $75.31 to $75.60. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Shiv Verma	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Robinhood (HOOD) CFO Shiv Verma report?

Shiv Verma reported selling 5,438 shares of Robinhood Class A Common Stock in open-market transactions. The trades occurred on March 16, 2026, and were executed in multiple trades throughout the day at weighted-average prices around the mid-$70 range per share.

At what prices did Robinhood (HOOD) CFO Shiv Verma sell his shares?

Shiv Verma’s reported sales used weighted-average prices of $74.8734 and $75.4187 per share. Footnotes note each line reflects multiple trades executed during the day within price ranges of $74.31–$75.30 and $75.31–$75.60, respectively, with detailed trade data available on request.

How many Robinhood (HOOD) shares does CFO Shiv Verma hold after this Form 4?

After the reported sales, Shiv Verma directly holds 58,183 shares of Robinhood Class A Common Stock. The filing’s transaction table shows this balance following the second open-market sale, providing context for his remaining ownership position after disposing of 5,438 shares.

Were Shiv Verma’s Robinhood (HOOD) share sales made under a Rule 10b5-1 plan?

Yes. A footnote states the transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Shiv Verma on August 20, 2025. Such pre-arranged plans allow insiders to schedule trades in advance, helping separate routine selling from discretionary timing decisions.

What is the total volume of shares sold by Robinhood (HOOD) CFO in this Form 4?

The Form 4 shows Shiv Verma sold an aggregate of 5,438 shares of Class A Common Stock. This total combines 4,166 shares sold at a weighted-average price of $74.8734 and 1,272 shares sold at a weighted-average price of $75.4187 in separate open-market transactions.

How does the Robinhood (HOOD) Form 4 describe the nature of these CFO transactions?

Each entry is coded “S” for sale and described as an open-market or private transaction in Class A Common Stock. The filing clarifies trades occurred in multiple lots during the day, with weighted-average prices reported and full trade details available to regulators or shareholders upon request.