STOCK TITAN

Director Baiju Bhatt adds Robinhood (HOOD) stock via grants and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets director Baiju Bhatt increased his equity holdings through routine compensation awards. On March 31, 2026, he was automatically granted 180 shares of Class A Common Stock in lieu of cash director fees, based on a closing price of $69.30 per share, and the shares were fully vested upon grant.

On April 1, 2026, 800 restricted stock units converted into 800 shares of Class A Common Stock at no exercise price. Following these transactions, Bhatt directly holds 2,778 shares of Class A Common Stock and 801 RSUs, reflecting compensation and vesting activity rather than open-market purchases.

Positive

  • None.

Negative

  • None.
Insider Bhatt Baiju
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 800 $0.00 --
Exercise Class A Common Stock 800 $0.00 --
Grant/Award Class A Common Stock 180 $0.00 --
Holdings After Transaction: Restricted Stock Units — 801 shares (Direct); Class A Common Stock — 2,778 shares (Direct)
Footnotes (1)
  1. On March 31, 2026, the Reporting Person was automatically granted 180 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Director stock grant 180 shares Automatic Class A grant in lieu of cash fees on March 31, 2026
Grant reference price $69.30 per share March 31, 2026 closing price used to calculate 180-share director grant
RSUs converted 800 RSUs / shares RSUs converting one-for-one into Class A Common Stock on April 1, 2026
Post-transaction stock holdings 2,778 shares Class A Common Stock held directly by Bhatt after reported transactions
Remaining RSUs 801 RSUs Unvested RSUs remaining under June 25, 2025 grant after latest conversion
Original RSU grant size 3,202 RSUs RSUs granted to Bhatt on June 25, 2025 under 2021 Omnibus Incentive Plan
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Non-Employee Director Compensation Program financial
"automatically granted 180 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."
2021 Omnibus Incentive Plan financial
"was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan"
Class A Common Stock financial
"convert into Class A Common Stock on a one-for-one basis upon vesting and settlement"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
fully vested upon grant financial
"this grant was made in lieu of cash fees ... and these shares were fully vested upon grant"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bhatt Baiju

(Last)(First)(Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/31/2026A180A(1)1,978D
Class A Common Stock04/01/2026M800A(2)2,778D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)04/01/2026M800 (3) (3)Class A Common Stock800$0801D
Explanation of Responses:
1. On March 31, 2026, the Reporting Person was automatically granted 180 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant.
2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
3. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
/s/ Matthew Yorkavich, attorney-in- fact for Baiju Bhatt04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Robinhood (HOOD) director Baiju Bhatt report?

Baiju Bhatt reported stock-based compensation activity, not open-market trading. He received 180 fully vested Class A shares for director fees and 800 RSUs that converted into 800 Class A shares, all at a stated price of $0.00 per share.

How many Robinhood (HOOD) shares did Baiju Bhatt acquire through RSU vesting?

Bhatt acquired 800 shares of Class A Common Stock through RSU conversion. The RSUs converted on a one-for-one basis into common shares at a stated exercise price of $0.00, reflecting previously granted equity awards vesting rather than a cash purchase in the market.

What was the basis for Baiju Bhatt’s 180-share Robinhood (HOOD) stock grant?

The 180-share grant was made under Robinhood’s Non-Employee Director Compensation Program. It replaced quarterly director cash fees, using the March 31, 2026 closing price of $69.30 per Class A share, and these shares were fully vested immediately upon grant.

How many Robinhood (HOOD) shares does Baiju Bhatt hold after these transactions?

After the reported transactions, Bhatt directly holds 2,778 shares of Class A Common Stock. He also has 801 restricted stock units outstanding, which are scheduled to vest in remaining quarterly installments, subject to his continued service with Robinhood.

How were Baiju Bhatt’s Robinhood (HOOD) RSUs originally structured?

On June 25, 2025, Bhatt was granted 3,202 RSUs under the 2021 Omnibus Incentive Plan. One-fourth vested on October 1, 2025, with the rest vesting in three equal quarterly installments, subject to continued service and potential accelerated vesting in certain circumstances.