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Absci Corporation (NASDAQ: ABSI) filed an 8-K announcing the appointment of Mary Szela, current CEO, President and Director of Trisalus Life Sciences, to Absci’s Board of Directors effective July 7, 2025. Her addition expands the Board from six to seven members and creates a third Class III seat, with a term expiring at the 2027 annual meeting.

Under the company’s Non-Employee Director Compensation Policy, Ms. Szela will receive an initial stock option for 178,400 shares of common stock, priced at the NASDAQ closing price on the grant date. The option vests in equal monthly installments over three years and accelerates to full vesting upon a defined “Sale Event.” She will also earn a standard $40,000 annual cash retainer.

The filing confirms there are no related-party transactions, family relationships, or special arrangements tied to her selection, and Ms. Szela will sign Absci’s standard indemnification agreement. Other than this governance change, the 8-K contains no financial results or strategic transaction disclosures.

Absci Corporation (NASDAQ: ABSI) ha presentato un modulo 8-K annunciando la nomina di Mary Szela, attuale CEO, Presidente e Direttrice di Trisalus Life Sciences, nel Consiglio di Amministrazione di Absci a partire dal 7 luglio 2025. La sua nomina porta il numero dei membri del Consiglio da sei a sette e introduce un terzo seggio di Classe III, con mandato che scade all'assemblea annuale del 2027.

Secondo la Politica di Compenso per i Direttori Non Dipendenti della società, la signora Szela riceverà un opzione iniziale su 178.400 azioni ordinarie, valutate al prezzo di chiusura NASDAQ del giorno di assegnazione. L'opzione si matura in rate mensili uguali per un periodo di tre anni e si completa anticipatamente in caso di un evento di vendita definito. Inoltre, percepirà un compenso annuale in contanti di 40.000 dollari.

Il documento conferma che non ci sono transazioni con parti correlate, rapporti familiari o accordi speciali legati alla sua nomina, e la signora Szela firmerà il consueto accordo di indennizzo di Absci. A parte questa modifica nella governance, il modulo 8-K non contiene risultati finanziari o comunicazioni su operazioni strategiche.

Absci Corporation (NASDAQ: ABSI) presentó un formulario 8-K anunciando el nombramiento de Mary Szela, actual CEO, Presidenta y Directora de Trisalus Life Sciences, en la Junta Directiva de Absci con efecto a partir del 7 de julio de 2025. Su incorporación amplía la Junta de seis a siete miembros y crea un tercer asiento de Clase III, con un mandato que expira en la reunión anual de 2027.

Bajo la Política de Compensación para Directores No Empleados de la empresa, la señora Szela recibirá una opción inicial sobre 178,400 acciones ordinarias, valuadas al precio de cierre del NASDAQ en la fecha de concesión. La opción se consolida en cuotas mensuales iguales durante tres años y se acelera a consolidación total en caso de un “Evento de Venta” definido. También recibirá una retención anual en efectivo estándar de 40,000 dólares.

El documento confirma que no existen transacciones con partes relacionadas, relaciones familiares o acuerdos especiales vinculados a su selección, y la señora Szela firmará el acuerdo estándar de indemnización de Absci. Aparte de este cambio en la gobernanza, el 8-K no contiene resultados financieros ni divulgaciones sobre transacciones estratégicas.

Absci Corporation (NASDAQ: ABSI)는 2025년 7월 7일부로 Trisalus Life Sciences의 현 CEO, 사장 및 이사인 Mary Szela를 Absci 이사회에 임명했다고 8-K 보고서를 통해 발표했습니다. 그녀의 합류로 이사회 구성원 수가 기존 6명에서 7명으로 늘어나며, 임기는 2027년 연례 총회까지인 세 번째 클래스 III 자리도 새로 생겼습니다.

회사의 비직원 이사 보상 정책에 따라 Szela 씨는 NASDAQ 종가 기준으로 산정된 178,400주의 보통주에 대한 초기 스톡옵션을 받게 됩니다. 이 옵션은 3년에 걸쳐 매달 동일한 비율로 취득되며, 특정 “매각 이벤트” 발생 시 전액 조기 취득됩니다. 또한 연간 표준 현금 보수 40,000달러도 지급받습니다.

보고서에는 그녀의 선임과 관련된 특수 관계자 거래, 가족 관계, 특별 합의가 없으며 Szela 씨는 Absci의 표준 면책 계약서에 서명할 것임이 명시되어 있습니다. 이사회 변경 이외에는 8-K 보고서에 재무 결과나 전략적 거래에 관한 내용은 포함되어 있지 않습니다.

Absci Corporation (NASDAQ: ABSI) a déposé un formulaire 8-K annonçant la nomination de Mary Szela, actuelle PDG, Présidente et Directrice de Trisalus Life Sciences, au conseil d'administration d'Absci à compter du 7 juillet 2025. Son intégration porte le nombre de membres du conseil de six à sept et crée un troisième siège de Classe III, dont le mandat expire lors de l'assemblée annuelle de 2027.

Conformément à la politique de rémunération des administrateurs non salariés de la société, Mme Szela recevra une option initiale sur 178 400 actions ordinaires, au prix de clôture NASDAQ à la date d'attribution. L'option se consolide par parts égales chaque mois sur trois ans et devient entièrement acquise en cas d'« événement de vente » défini. Elle percevra également une rétention annuelle en espèces standard de 40 000 $.

Le dépôt confirme qu'il n'existe aucune transaction avec des parties liées, relation familiale ou arrangement spécial lié à sa nomination, et Mme Szela signera l'accord standard d'indemnisation d'Absci. Hormis ce changement de gouvernance, le 8-K ne contient ni résultats financiers ni divulgations de transactions stratégiques.

Absci Corporation (NASDAQ: ABSI) hat in einem 8-K-Bericht die Ernennung von Mary Szela, derzeit CEO, Präsidentin und Direktorin von Trisalus Life Sciences, in den Vorstand von Absci mit Wirkung zum 7. Juli 2025 bekannt gegeben. Mit ihrer Ernennung wächst der Vorstand von sechs auf sieben Mitglieder und es wird ein dritter Sitz der Klasse III geschaffen, dessen Amtszeit bis zur Hauptversammlung 2027 läuft.

Gemäß der Vergütungspolitik für nicht-angestellte Direktoren erhält Frau Szela eine Erstzuteilung von Aktienoptionen über 178.400 Aktien zum NASDAQ-Schlusskurs am Zuteilungstag. Die Option wird über drei Jahre in gleichen monatlichen Raten erworben und wird bei einem definierten „Verkaufsereignis“ vollständig vorzeitig fällig. Zudem erhält sie eine standardmäßige jährliche Barvergütung von 40.000 USD.

Die Einreichung bestätigt, dass keine Transaktionen mit verbundenen Parteien, familiäre Beziehungen oder Sondervereinbarungen im Zusammenhang mit ihrer Ernennung bestehen, und Frau Szela wird die übliche Entschädigungsvereinbarung von Absci unterzeichnen. Abgesehen von dieser Governance-Änderung enthält das 8-K keine finanziellen Ergebnisse oder Offenlegungen zu strategischen Transaktionen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Board expanded to 7; biotech veteran joins; routine equity grant; immaterial but slightly positive for governance.

The move modestly strengthens Absci’s governance by adding an external life-sciences operator with CEO experience. Equity compensation aligns Ms. Szela with shareholders through a time-based vesting schedule and a change-of-control accelerator, standards consistent with peer practices. Because the grant represents less than 1% of shares outstanding, dilution risk is minimal. No red flags under Item 404 or family relations. Overall impact is incremental and governance-focused rather than financial.

TL;DR: Appointment adds clinical-stage leadership expertise; strategic implications limited near term.

Szela’s background at Trisalus (oncology delivery platforms) complements Absci’s AI-driven protein discovery model and may broaden industry networks. However, without accompanying partnership or R&D update, immediate operational impact is muted. Investors may view the appointment as a signal of a maturing board but should not expect short-term revenue or pipeline changes solely from this governance tweak.

Absci Corporation (NASDAQ: ABSI) ha presentato un modulo 8-K annunciando la nomina di Mary Szela, attuale CEO, Presidente e Direttrice di Trisalus Life Sciences, nel Consiglio di Amministrazione di Absci a partire dal 7 luglio 2025. La sua nomina porta il numero dei membri del Consiglio da sei a sette e introduce un terzo seggio di Classe III, con mandato che scade all'assemblea annuale del 2027.

Secondo la Politica di Compenso per i Direttori Non Dipendenti della società, la signora Szela riceverà un opzione iniziale su 178.400 azioni ordinarie, valutate al prezzo di chiusura NASDAQ del giorno di assegnazione. L'opzione si matura in rate mensili uguali per un periodo di tre anni e si completa anticipatamente in caso di un evento di vendita definito. Inoltre, percepirà un compenso annuale in contanti di 40.000 dollari.

Il documento conferma che non ci sono transazioni con parti correlate, rapporti familiari o accordi speciali legati alla sua nomina, e la signora Szela firmerà il consueto accordo di indennizzo di Absci. A parte questa modifica nella governance, il modulo 8-K non contiene risultati finanziari o comunicazioni su operazioni strategiche.

Absci Corporation (NASDAQ: ABSI) presentó un formulario 8-K anunciando el nombramiento de Mary Szela, actual CEO, Presidenta y Directora de Trisalus Life Sciences, en la Junta Directiva de Absci con efecto a partir del 7 de julio de 2025. Su incorporación amplía la Junta de seis a siete miembros y crea un tercer asiento de Clase III, con un mandato que expira en la reunión anual de 2027.

Bajo la Política de Compensación para Directores No Empleados de la empresa, la señora Szela recibirá una opción inicial sobre 178,400 acciones ordinarias, valuadas al precio de cierre del NASDAQ en la fecha de concesión. La opción se consolida en cuotas mensuales iguales durante tres años y se acelera a consolidación total en caso de un “Evento de Venta” definido. También recibirá una retención anual en efectivo estándar de 40,000 dólares.

El documento confirma que no existen transacciones con partes relacionadas, relaciones familiares o acuerdos especiales vinculados a su selección, y la señora Szela firmará el acuerdo estándar de indemnización de Absci. Aparte de este cambio en la gobernanza, el 8-K no contiene resultados financieros ni divulgaciones sobre transacciones estratégicas.

Absci Corporation (NASDAQ: ABSI)는 2025년 7월 7일부로 Trisalus Life Sciences의 현 CEO, 사장 및 이사인 Mary Szela를 Absci 이사회에 임명했다고 8-K 보고서를 통해 발표했습니다. 그녀의 합류로 이사회 구성원 수가 기존 6명에서 7명으로 늘어나며, 임기는 2027년 연례 총회까지인 세 번째 클래스 III 자리도 새로 생겼습니다.

회사의 비직원 이사 보상 정책에 따라 Szela 씨는 NASDAQ 종가 기준으로 산정된 178,400주의 보통주에 대한 초기 스톡옵션을 받게 됩니다. 이 옵션은 3년에 걸쳐 매달 동일한 비율로 취득되며, 특정 “매각 이벤트” 발생 시 전액 조기 취득됩니다. 또한 연간 표준 현금 보수 40,000달러도 지급받습니다.

보고서에는 그녀의 선임과 관련된 특수 관계자 거래, 가족 관계, 특별 합의가 없으며 Szela 씨는 Absci의 표준 면책 계약서에 서명할 것임이 명시되어 있습니다. 이사회 변경 이외에는 8-K 보고서에 재무 결과나 전략적 거래에 관한 내용은 포함되어 있지 않습니다.

Absci Corporation (NASDAQ: ABSI) a déposé un formulaire 8-K annonçant la nomination de Mary Szela, actuelle PDG, Présidente et Directrice de Trisalus Life Sciences, au conseil d'administration d'Absci à compter du 7 juillet 2025. Son intégration porte le nombre de membres du conseil de six à sept et crée un troisième siège de Classe III, dont le mandat expire lors de l'assemblée annuelle de 2027.

Conformément à la politique de rémunération des administrateurs non salariés de la société, Mme Szela recevra une option initiale sur 178 400 actions ordinaires, au prix de clôture NASDAQ à la date d'attribution. L'option se consolide par parts égales chaque mois sur trois ans et devient entièrement acquise en cas d'« événement de vente » défini. Elle percevra également une rétention annuelle en espèces standard de 40 000 $.

Le dépôt confirme qu'il n'existe aucune transaction avec des parties liées, relation familiale ou arrangement spécial lié à sa nomination, et Mme Szela signera l'accord standard d'indemnisation d'Absci. Hormis ce changement de gouvernance, le 8-K ne contient ni résultats financiers ni divulgations de transactions stratégiques.

Absci Corporation (NASDAQ: ABSI) hat in einem 8-K-Bericht die Ernennung von Mary Szela, derzeit CEO, Präsidentin und Direktorin von Trisalus Life Sciences, in den Vorstand von Absci mit Wirkung zum 7. Juli 2025 bekannt gegeben. Mit ihrer Ernennung wächst der Vorstand von sechs auf sieben Mitglieder und es wird ein dritter Sitz der Klasse III geschaffen, dessen Amtszeit bis zur Hauptversammlung 2027 läuft.

Gemäß der Vergütungspolitik für nicht-angestellte Direktoren erhält Frau Szela eine Erstzuteilung von Aktienoptionen über 178.400 Aktien zum NASDAQ-Schlusskurs am Zuteilungstag. Die Option wird über drei Jahre in gleichen monatlichen Raten erworben und wird bei einem definierten „Verkaufsereignis“ vollständig vorzeitig fällig. Zudem erhält sie eine standardmäßige jährliche Barvergütung von 40.000 USD.

Die Einreichung bestätigt, dass keine Transaktionen mit verbundenen Parteien, familiäre Beziehungen oder Sondervereinbarungen im Zusammenhang mit ihrer Ernennung bestehen, und Frau Szela wird die übliche Entschädigungsvereinbarung von Absci unterzeichnen. Abgesehen von dieser Governance-Änderung enthält das 8-K keine finanziellen Ergebnisse oder Offenlegungen zu strategischen Transaktionen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gallagher Daniel Martin Jr

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/03/2025 S(1) 25,000 D $93.8793(2) 816,887 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.
2. This transaction was executed in multiple trades during the day at prices ranging from $92.37 to $95.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
Gallagher POA
/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr. 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Robinhood Markets, Inc.

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