Robinhood (HOOD) CFO awarded 236,308 RSUs in new equity grant

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Financial Officer Shiv Verma received a grant of 236,308 restricted stock units (RSUs). These RSUs were awarded on March 19, 2026 and will convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

The award vests in multiple quarterly tranches under Robinhood’s 2021 Omnibus Incentive Plan, starting with 10% scheduled to vest on June 1, 2026 and additional portions vesting on later three-month, fifteen-month, twenty-seven-month, and thirty-nine-month anniversaries, subject to continued service and potential accelerated vesting in certain circumstances.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Verma Shiv

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/19/2026		A		236,308		(2)	(2)	Class A Common Stock	236,308	$0	236,308	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. On March 19, 2026, the Reporting Person was granted 236,308 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Ten percent (10%) of these RSUs are scheduled to vest on June 1, 2026 and on each subsequent three-month anniversary until forty percent (40%) of the award is vested; seven and one-half percent (7.5%) shall vest on the fifteen-month anniversary and on each subsequent three-month anniversary until a additional thirty percent (30%) is vested; five percent (5%) shall vest on the twenty-seven-month anniversary on each subsequent three-month anniversary until additional twenty percent (20%) is vested; and two and on-half percent (2.5%) shall vest on the thirty-nine-month anniversary and on each subsequent three-month anniversary until the remaining ten percent (10%) is vested, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Shiv Verma	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Robinhood (HOOD) report for CFO Shiv Verma?

Robinhood reported that CFO Shiv Verma received a grant of 236,308 restricted stock units as equity compensation. These RSUs were awarded on March 19, 2026 and will settle into Class A Common Stock upon vesting, aligning his compensation more closely with long-term shareholder value.

How many RSUs were granted to Robinhood (HOOD) CFO Shiv Verma?

Shiv Verma was granted 236,308 restricted stock units. Each RSU will convert into one share of Robinhood Class A Common Stock upon vesting and settlement, providing a substantial equity-based incentive tied directly to the company’s future performance and Verma’s continued service.

What is the vesting schedule for Shiv Verma’s 236,308 RSUs at Robinhood (HOOD)?

The RSUs vest in multiple quarterly tranches starting June 1, 2026. Ten percent vests on that date and subsequent three-month anniversaries until forty percent is vested, with further portions vesting on fifteen-month, twenty-seven-month, and thirty-nine-month anniversaries, subject to continued service and certain acceleration conditions.

Do Shiv Verma’s RSUs at Robinhood (HOOD) convert into common stock?

Yes. Each restricted stock unit converts into one share of Robinhood Class A Common Stock upon vesting and settlement. This structure directly links the value of the award to Robinhood’s share price over time and encourages long-term alignment with shareholders.

Is Shiv Verma’s Form 4 transaction in Robinhood (HOOD) a market buy or sale?

The Form 4 reflects an equity grant, not an open-market buy or sale. It is coded as an acquisition (grant or award) of 236,308 RSUs under Robinhood’s 2021 Omnibus Incentive Plan, representing compensation rather than discretionary stock trading activity.