Robinhood (HOOD) CTO sells 5,835 Class A shares under 10b5-1 plan

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock on April 27, 2026 in three open-market transactions. The reported weighted-average prices were about $83.71, $84.44, and $85.49. The sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024.

Insider Trade Summary 10b5-1

Net Seller: 5,835 shares ($489,687)

Net Sell 3 txns

Insider Pinner Jeffrey Tsvi

Role Chief Technology Officer

Sold 5,835 shs ($490K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	4,435	$83.7118	$371K
Sale	Class A Common Stock	1,200	$84.4392	$101K
Sale	Class A Common Stock	200	$85.49	$17K

Holdings After Transaction: Class A Common Stock — 13,571 shares (Direct, null)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $83.19 to $84.14. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $84.20 to $84.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $85.32 to $85.66. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Key Figures

Shares sold: 5,835 shares Sale tranche 1 price: $83.7118 per share Sale tranche 2 price: $84.4392 per share +4 more

7 metrics

Shares sold 5,835 shares Total Class A Common Stock sold on April 27, 2026

Sale tranche 1 price $83.7118 per share Weighted-average price for 4,435 shares sold

Sale tranche 2 price $84.4392 per share Weighted-average price for 1,200 shares sold

Sale tranche 3 price $85.4900 per share Price for 200 shares sold

Number of sale transactions 3 transactions Open-market sales of Class A Common Stock

Net share change -5,835 shares Net-sell direction from transaction summary

Trading plan adoption date November 11, 2024 Date CTO adopted Rule 10b5-1 trading plan

Key Terms

Rule 10b5-1 trading plan, open-market sale, weighted-average price, non-derivative, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted-average price financial

"The weighted-average price is reported above."

non-derivative financial

"transaction_type": "non-derivative""

net-sell financial

"netBuySellDirection": "net-sell""

Form 4 Insider Transactions: What Each Field Means →

04/29/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinner Jeffrey Tsvi

(Last)

(First)

(Middle)

85 WILLOW ROAD

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/27/2026		S⁽¹⁾		4,435	D	$83.7118⁽²⁾	13,571	D
Class A Common Stock	04/27/2026		S⁽¹⁾		1,200	D	$84.4392⁽³⁾	12,371	D
Class A Common Stock	04/27/2026		S⁽¹⁾		200	D	$85.49⁽⁴⁾	12,171	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $83.19 to $84.14. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $84.20 to $84.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $85.32 to $85.66. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner	04/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Robinhood (HOOD) report for Jeffrey Tsvi Pinner?

Robinhood reported that Chief Technology Officer Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock. The shares were sold in three open-market transactions on April 27, 2026 under a pre-arranged Rule 10b5-1 trading plan.

At what prices did the Robinhood (HOOD) CTO sell his shares?

Jeffrey Tsvi Pinner’s sales occurred at weighted-average prices of about $83.71, $84.44, and $85.49 per share. Each line reflects multiple trades within those price ranges executed during April 27, 2026.

How many Robinhood (HOOD) shares did the CTO sell in this Form 4?

The Form 4 shows that the Chief Technology Officer sold a total of 5,835 shares of Robinhood Class A Common Stock. These shares were disposed of through three separate open-market transactions on April 27, 2026.

Was the Robinhood (HOOD) CTO’s stock sale under a Rule 10b5-1 plan?

Yes. A footnote states the transactions were executed pursuant to a Rule 10b5-1 trading plan adopted by Jeffrey Tsvi Pinner on November 11, 2024. Such plans pre-schedule trades, reducing the significance of trade timing.

What type of transactions did the Robinhood (HOOD) Form 4 disclose?

The Form 4 discloses three open-market sales of Class A Common Stock by the Chief Technology Officer. All are coded “S” for sale in open market or private transaction and are classified as non-derivative transactions.

How many individual trades were involved in the Robinhood (HOOD) CTO’s sales?

The filing reports each sale as executed in multiple trades during the day within specified price ranges. The Form 4 provides weighted-average prices and notes that full trade details are available upon request to investors or regulators.