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Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. (HOOD) – Form 4 filing for CEO & Co-Founder Vladimir Tenev
On 18 June 2025 Mr. Tenev settled 4,149,549 market-based performance stock units (PSUs) that convert one-for-one into Class A common stock after the company met the $50.75 share-price milestone. Immediately upon settlement, 2,105,333 shares were withheld by the company to satisfy statutory tax obligations (transaction code F at an indicated price of $78.35). No open-market sale occurred.
The remaining 2,044,216 Class A shares were exchanged into 2,044,216 Class B shares on 20 June 2025 under a pre-IPO equity exchange right (transaction code D). Class B shares carry 10-to-1 voting power versus Class A and are convertible back at the holder’s election or upon specified events. After these transactions, Mr. Tenev directly owns 48,117,360 derivative securities (largely PSUs/RSUs) and 6,915,914 unexercised PSUs; he also reports 6,907 Class A shares held indirectly through a living trust.
Key takeaways for investors: (1) The filing reflects achievement of a significant share-price target in the 2019 PSU grant, suggesting alignment with shareholder value creation. (2) All share movements were either tax-related or designed to preserve the founder’s voting control; no discretionary selling into the open market occurred. (3) While 2.1 million shares were withheld (slightly dilutive), the net economic stake of the CEO increased through the addition of Class B shares.