STOCK TITAN

Hovnanian (NYSE: HOV) president makes bona fide gift of 8,963 Class B shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hovnanian Enterprises President Alexander A. Hovnanian reported a bona fide gift of 8,963 shares of Class B Common Stock. These Class B shares are immediately convertible into an equal number of Class A Common Stock with no expiration date.

Following the gift, he directly holds 43,485 shares of Class B Common Stock. In addition, 82,404 Class B shares, convertible into the same number of Class A shares, are held indirectly by Hovnanian Family 2021 trusts, for which he disclaims beneficial ownership except for any potential pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Hovnanian Alexander A.
Role President
Type Security Shares Price Value
Gift Class B Common Stock 8,963 $0.00 --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 43,485 shares (Direct, null); Class B Common Stock — 82,404 shares (Indirect, Held by Hovnanian Family 2021 trusts)
Footnotes (1)
  1. The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") No expiration date The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
Gifted shares 8,963 shares Bona fide gift of Class B Common Stock
Direct Class B holdings after transaction 43,485 shares Directly held by Alexander A. Hovnanian after gift
Indirect Class B holdings via trusts 82,404 shares Held by Hovnanian Family 2021 trusts, convertible to Class A
Conversion ratio 1:1 Each Class B share immediately convertible into one Class A share
Exercise/Conversion price $0.0000 per share Stated exercise price for Class B into Class A
Class B Common Stock financial
"The Class B Common Stock, par value $.01 per share, non-cumulative"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"is immediately convertible into an equal number of shares of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
bona fide gift financial
"transaction_code_description": "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his potential pecuniary interest therein"
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hovnanian Alexander A.

(Last)(First)(Middle)
C/O HOVNANIAN ENTERPRISES, INC.
90 MATAWAN ROAD

(Street)
MATAWAN NEW JERSEY 07747

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HOVNANIAN ENTERPRISES INC [ HOV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)06/03/2026G8,963 (1) (2)Class A Common Stock8,963$0.000043,485D
Class B Common Stock(1) (1) (2)Class A Common Stock82,404(3)82,404IHeld by Hovnanian Family 2021 trusts
Explanation of Responses:
1. The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
2. No expiration date
3. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
Elizabeth D. Tice Attorney-in-Fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HOV President Alexander A. Hovnanian report?

Alexander A. Hovnanian reported a bona fide gift of 8,963 shares of Class B Common Stock. This is a non-market transfer classified as a gift disposition, not an open-market sale or purchase of Hovnanian Enterprises (HOV) shares.

How many HOV Class B shares does Alexander A. Hovnanian hold after the reported gift?

After the reported gift, Alexander A. Hovnanian directly holds 43,485 shares of Class B Common Stock. These shares remain in his direct ownership according to the Form 4 filing, separate from additional indirect holdings through family trusts.

How many HOV shares are held for Alexander A. Hovnanian through family trusts?

The filing shows 82,404 Class B shares, convertible into the same number of Class A shares, held indirectly by Hovnanian Family 2021 trusts. He disclaims beneficial ownership of these securities except for any potential pecuniary interest in them.

Are HOV Class B shares reported in this Form 4 convertible into Class A shares?

Yes. The Class B Common Stock reported is immediately convertible into an equal number of Class A Common Stock. A footnote states there is no expiration date on this conversion right, meaning the conversion feature does not lapse over time.

Does the HOV insider gift transaction involve any sale proceeds?

No. The transaction is classified as a bona fide gift, so it does not involve sale proceeds. Gifts are non-cash transfers and are different from open-market sales or purchases that would generate or use cash for the reporting person.

What does it mean that Alexander A. Hovnanian disclaims beneficial ownership of some HOV shares?

The filing states he disclaims beneficial ownership of securities held by Hovnanian Family 2021 trusts, except for any potential pecuniary interest. This means those trust-held shares are attributed to the trusts, not fully to him personally under Section 16.