STOCK TITAN

Hewlett Packard Enterprise (HPE) director exercises 14,500 RSUs into stock

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hewlett Packard Enterprise director Regina E. Dugan exercised restricted stock units into common shares. On April 1, 2026, 14,500 restricted stock units, each representing a contingent right to receive one share of common stock, were converted into 14,500 shares of HPE common stock at $23.98 per share per the filing.

These units were part of a previously reported grant of 14,235 RSUs from May 2, 2025, which cliff vested on the date of HPE’s 2026 Annual Stockholders Meeting and had additional dividend equivalent rights credited over time. Following the transaction, Dugan directly holds 55,850 shares of HPE common stock, with no remaining derivative position from this RSU grant shown.

Positive

  • None.

Negative

  • None.
Insider DUGAN REGINA E
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 14,500 $0.00 --
Exercise Common Stock 14,500 $23.98 $348K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 55,850 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.
RSUs exercised 14,500 units Converted into common stock on April 1, 2026
Share price at conversion $23.98 per share Common stock transaction price on April 1, 2026
Shares owned after transaction 55,850 shares Direct HPE common stock holdings following Form 4 transactions
Original RSU grant 14,235 RSUs Granted on May 2, 2025, cliff vested at 2026 Annual Stockholders Meeting
Dividend equivalents at $20.83 88.8406 rights Credited on July 17, 2025 for HPE dividends
Dividend equivalents at $22.96 80.5989 rights Credited on October 17, 2025 for HPE dividends
Dividend equivalents at $21.44 94.6123 rights Credited on January 16, 2026 plus 0.9482 de minimis adjustment
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
cliff vested financial
"all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting."
Annual Stockholders Meeting financial
"all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting."
de minimis adjustment financial
"and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DUGAN REGINA E

(Last)(First)(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD

(Street)
SPRING TEXAS 77389

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M14,500A$23.9855,850D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026M14,500(2) (2) (2)Common Stock14,500(2)0D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
2. As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.
Jonathan Sturz as Attorney-in-Fact for Regina E. Dugan04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did HPE director Regina Dugan do in this Form 4 filing for HPE?

Regina Dugan exercised 14,500 restricted stock units into 14,500 shares of Hewlett Packard Enterprise common stock on April 1, 2026, at $23.98 per share. This increased her direct common stock holdings to 55,850 shares after the transaction.

How many Hewlett Packard Enterprise (HPE) shares does Regina Dugan own after this transaction?

After exercising her restricted stock units, Regina Dugan directly owns 55,850 shares of Hewlett Packard Enterprise common stock. This figure reflects her position following the April 1, 2026 derivative exercise and share delivery reported in the Form 4 filing.

What restricted stock unit grant is referenced in Regina Dugan’s HPE Form 4?

The filing references a previously reported grant of 14,235 restricted stock units on May 2, 2025. These RSUs cliff vested on the date of Hewlett Packard Enterprise’s 2026 Annual Stockholders Meeting, triggering delivery of common shares upon vesting and exercise.

How were dividend equivalent rights treated on Regina Dugan’s HPE restricted stock units?

Dividend equivalent rights accrued on Regina Dugan’s RSUs when dividends were paid on HPE common stock. The filing details credits of 88.8406, 80.5989, and 94.6123 rights at specified share prices, plus a 0.9482 de minimis rounding adjustment, all reflected in the final RSU total.

Does Regina Dugan still hold any derivative securities from this HPE RSU grant?

No derivative securities from this RSU grant are shown as remaining. The Form 4 reports 14,500 restricted stock units exercised into common stock, and the derivative summary section for remaining derivative positions is empty in this filing.