Welcome to our dedicated page for Hewlett Packard Enterprise Co SEC filings (Ticker: HPE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Hewlett Packard Enterprise Company (HPE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Delaware-incorporated issuer with common stock listed on the NYSE under the symbol HPE and 7.625% Series C Mandatory Convertible Preferred Stock listed under HPEPrC, HPE files a broad range of documents that are important for investors analyzing its enterprise technology business.
Among the most relevant filings are current reports on Form 8-K, where HPE discloses material events such as quarterly earnings releases, segment realignments, debt offerings, share repurchase authorizations, dividend declarations on common and preferred stock, and agreements related to acquisitions or dispositions, including transactions involving H3C Technologies Co., Limited. These 8-Ks often incorporate press releases that discuss HPE’s financial performance, strategic priorities in AI, cloud, and networking, and integration progress for acquired businesses.
Investors also look to HPE’s annual reports on Form 10-K and quarterly reports on Form 10-Q (accessible via EDGAR and summarized on this page) for detailed information on segment reporting, including the Cloud & AI, Networking, and Corporate Investments and Other segments, as well as risk factors, management’s discussion and analysis, and notes on non-GAAP financial measures such as non-GAAP operating profit, non-GAAP diluted net earnings per share, and free cash flow.
This page additionally surfaces filings related to capital structure and financing, such as 8-Ks describing public offerings of senior notes issued under HPE’s shelf registration on Form S-3 and associated indentures, and documents covering the terms of the 7.625% Series C Mandatory Convertible Preferred Stock. These materials help investors understand HPE’s funding strategy and obligations.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, including major changes in segment structure, material agreements, or capital allocation decisions. Real-time updates from EDGAR, combined with AI explanations of complex sections, allow users to quickly interpret HPE’s regulatory disclosures without reading every page, while still having direct access to the underlying forms and exhibits for deeper due diligence.
Hewlett Packard Enterprise Co director Ann M. Livermore exercised restricted stock units into common shares. On 2026-04-01, 14,500 restricted stock units were converted into 14,500 shares of common stock at an exercise price of $0.00 per unit, with the common stock valued at $23.98 per share for this transaction.
Following the exercise, Livermore directly owned 36,810 shares of Hewlett Packard Enterprise common stock. She also held additional indirect positions, including 177,093 shares through an account identified as TAL-2003 Schwab and 4,488 shares through a Livermore IRA, indicating that the transaction represents a partial adjustment within a larger existing ownership base.
Hewlett Packard Enterprise director Pamela L. Carter exercised 14,500 restricted stock units into 14,500 shares of common stock. The RSUs, originally granted on 05/02/25 and cliff vesting at the 2026 Annual Stockholders Meeting, included additional dividend equivalent rights that increased the final unit count.
Following the conversion on 04/01/26, she holds 132,170 shares of common stock directly and 41,001.5674 shares indirectly through Merrill Lynch. Carter elected to defer receipt of the common stock until her service on the Board of Directors ends, so the shares will be delivered at that time rather than immediately.
Hewlett Packard Enterprise director Robert Calderoni exercised 8,008 restricted stock units, receiving 8,008 shares of common stock on April 1, 2026. These RSUs came from a grant of 7,862 units awarded on July 16, 2025 that cliff vested at the company’s 2026 Annual Stockholders Meeting.
The final RSU total includes dividend equivalent rights credited when cash dividends were paid on HPE common stock, plus a small rounding adjustment. Following the conversion, Calderoni holds 8,008 shares of HPE common stock directly, with no remaining RSUs from this grant.
Hewlett Packard Enterprise director Regina E. Dugan exercised restricted stock units into common shares. On April 1, 2026, 14,500 restricted stock units, each representing a contingent right to receive one share of common stock, were converted into 14,500 shares of HPE common stock at $23.98 per share per the filing.
These units were part of a previously reported grant of 14,235 RSUs from May 2, 2025, which cliff vested on the date of HPE’s 2026 Annual Stockholders Meeting and had additional dividend equivalent rights credited over time. Following the transaction, Dugan directly holds 55,850 shares of HPE common stock, with no remaining derivative position from this RSU grant shown.
Hewlett Packard Enterprise Co director Bethany Mayer exercised restricted stock units into common shares. On 2026-04-01, 14,500 restricted stock units converted into 14,500 shares of common stock, reflecting previously granted equity compensation that had vested.
The common stock entry shows 14,500 shares at $23.98 per share, indicating the market value used in the Form 4. Following the transactions, Mayer holds 14,500 shares directly and 20,078 shares indirectly through JM2002Trust, showing both personal and trust-related ownership.
Hewlett Packard Enterprise director Raymond E. Ozzie exercised previously granted equity awards, turning restricted stock units into common shares. On April 1, 2026, he converted 14,500 restricted stock units into the same number of Hewlett Packard Enterprise common shares, a compensation-related event rather than an open-market purchase or sale.
The filing shows a reference price of $23.98 per share for the common stock entry, and Ozzie now directly holds 176,400 common shares after the transaction. The restricted stock units originated from a May 2, 2025 grant of 14,235 RSUs, which cliff vested at the 2026 Annual Stockholders Meeting and had additional shares credited over time through dividend equivalent rights.
Hewlett Packard Enterprise Company reported results of its 2026 annual meeting of stockholders. Stockholders approved Amendment No. 5 to the 2021 Stock Incentive Plan, increasing shares of common stock reserved for issuance under the plan by 22,000,000 shares.
They also elected 12 directors, each receiving around 957 million to 999 million votes for, with substantial broker non-votes recorded. Stockholders ratified Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2026, and approved the advisory vote on executive compensation.
A stockholder proposal titled “Report on Discrimination in Charitable Support” did not pass, receiving 8,378,781 votes for and 990,064,677 votes against, with additional abstentions and broker non-votes.
RUSSO PATRICIA F reported acquisition or exercise transactions in this Form 4 filing.
Hewlett Packard Enterprise director Patricia F. Russo received an award of 1,822 shares of common stock on 03/31/2026, valued at $23.81 per share. According to the disclosure, these shares were issued under HPE’s 2021 Stock Incentive Plan in lieu of a $43,375 Q4 cash retainer for Board Year 2025 and are held indirectly through Merrill Lynch. Russo elected to defer receipt of the common stock until her service on the Board ends. The filing also shows 94.6123 restricted stock unit dividend equivalent rights credited on 01/16/2026 at $21.44 per RSU, tied to a previously granted block of 14,235 RSUs that will cliff vest on the earlier of 05/02/2026 or HPE’s 2026 annual stockholders meeting.
Lane Raymond J. reported acquisition or exercise transactions in this Form 4 filing.
Hewlett Packard Enterprise Co director Raymond J. Lane reported two equity compensation awards. He received 1,585 shares of common stock at $23.81 per share, issued under the 2021 Stock Incentive Plan in lieu of a $37,750 Q4 cash retainer for Board Year 2025.
Lane was also credited with 94.6123 restricted stock units as dividend equivalent rights tied to a prior grant of 14,235 RSUs. These RSUs will cliff vest on the earlier of May 2, 2026 or the company’s 2026 Annual Stockholders Meeting, and his RSU balance increased to 14,499.0518 units. Following the stock grant, he directly holds 975,064 common shares.
REINER GARY M reported acquisition or exercise transactions in this Form 4 filing.
Hewlett Packard Enterprise director Gary M. Reiner received 1,795 shares of common stock on March 31, 2026 as a grant in lieu of a $42,750 Q4 board cash retainer, at an indicated value of $23.81 per share.
He also received 94.6123 restricted stock units on January 16, 2026 as dividend equivalent rights at $21.44 per RSU tied to a prior grant, bringing that RSU position to 14,499.0518 units. Direct common stock ownership stands at 1,795 shares, with an additional 86,646 shares held indirectly in a JP Morgan Chase account after a transfer of 1,403 shares from his direct holdings.