HPK insider Form 3 lists 128,555 shares and 300,000 RSUs
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
HighPeak Energy (HPK) reported an insider ownership filing for Executive Vice President William Ryan Hightower. As of the event date, he beneficially owns 128,555 shares of common stock directly and 4,720 shares indirectly held by his daughter.
He also holds derivative awards: stock options for 372,650 shares and 300,000 restricted stock units. The filing notes prior grant dates and vesting, including options granted on July 21, 2023, August 15, 2022, May 4, 2022, November 4, 2021, and August 24, 2020. Certain options are fully vested; remaining options have stated expirations between August 22, 2030 and August 14, 2032, with specific exercisability conditions and a 90‑day exercise window tied to defined events for the July 21, 2023 grant.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Hightower William Ryan
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock, par value $0.0001 per share | -- | -- | -- |
| holding | Common Stock, par value $0.0001 per share | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 372,650 shares (Direct);
Restricted Stock Units — 300,000 shares (Direct);
Common Stock, par value $0.0001 per share — 128,555 shares (Direct);
Common Stock, par value $0.0001 per share — 4,720 shares (Indirect, By daughter)
Footnotes (1)
- The option awards reported in this row were granted to Mr. Hightower in installments on July 21, 2023, August 15, 2022, May 4, 2022, November 4, 2021 and August 24, 2020. The options granted on July 21, 2023, August 15, 2022 and May 4, 2022 are fully vested. The options granted on August 24, 2020 and November 4, 2021 vested as follows, subject to Mr. Hightower's continuous employment through each such vesting date: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant. The option granted July 21, 2023 is exercisable only during the 90-day period following the earlier to occur of the Mr. Hightower's separation from service due to death or disability, the occurrence of a change of control or August 1, 2026. The remaining options expire ten years after the date of grant, on August 14, 2032, May 3, 2032, November 3, 2031 and August 22, 2030, respectively. Not applicable.
