STOCK TITAN

Harmony Biosciences (HRMY) officer details stock and option holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Harmony Biosciences Holdings, Inc. reports that officer Stephen M. Mollichella, whose title is listed as "INT PRINCIAL FINANCIAL OFFICER", beneficially holds stock options over 12,172, 8,500, 7,050 and 20,750 shares of common stock with exercise prices from 30.6900 to 38.0100, expiring between 2031 and 2036. He also holds restricted stock units over 2,625, 3,488 and 5,900 shares that vest in annual installments beginning in 2027, subject to continued service, and 2,506 shares of common stock directly.

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Insider Mollichella Stephen M.
Role INT PRINCIAL FINANCIAL OFFICER
Type Security Shares Price Value
holding Stock Option F1 -- -- --
holding Stock Option F2 -- -- --
holding Stock Option F3 -- -- --
holding Stock Option F4 -- -- --
holding Restricted Stock Unit F5 -- -- --
holding Restricted Stock Unit F6 -- -- --
holding Restricted Stock Unit F7 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option — 48,472 shares (Direct); Restricted Stock Unit — 12,013 shares (Direct); Common Stock — 2,506 shares (Direct)
Footnotes (7)
  1. F1. The stock option vests with respect to 50% of the underlying shares on July 13, 2023, with the remaining shares vesting ratably on a monthly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
  2. F2. The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
  3. F3. The stock option vests with respect to 25% of the underlying shares on January 25, 2026, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
  4. F4. The stock option vests with respect to 25% of the underlying shares on January 22, 2027, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
  5. F5. The outstanding restricted stock units shall vest in two equal annual installments beginning on January 24, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
  6. F6. The outsanding restricted stock units shall vest in three equal annual installments beginning on January 25, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
  7. F7. The restricted stock units shall vest in four equal annual installments beginning on January 22, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
Common stock held directly 2506.0000 shares Directly owned Harmony Biosciences common stock as of the Form 3 report
Stock option underlying shares 12172.0000 shares Underlying common shares for stock option at exercise price 37.4600, expiring 2031-07-19
Stock option underlying shares 8500.0000 shares Underlying common shares for stock option at exercise price 30.6900, expiring 2034-01-24
Stock option underlying shares 7050.0000 shares Underlying common shares for stock option at exercise price 38.0100, expiring 2035-01-25
Stock option underlying shares 20750.0000 shares Underlying common shares for stock option at exercise price 36.7600, expiring 2036-01-22
Restricted stock units 2625.0000 shares RSUs vest in two equal annual installments beginning on 2027-01-24, subject to continued service
Restricted stock units 3488.0000 shares RSUs vest in three equal annual installments beginning on 2027-01-25, subject to continued service
Restricted stock units 5900.0000 shares RSUs vest in four equal annual installments beginning on 2027-01-22, subject to continued service
Stock Option financial
"The stock option vests with respect to 50% of the underlying shares on July 13, 2023"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Restricted Stock Unit financial
"The outstanding restricted stock units shall vest in two equal annual installments"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vesting financial
"with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
grant date financial
"thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity holdings did HRMY officer Stephen M. Mollichella report on his Form 3?

Stephen M. Mollichella reported stock options over 12,172, 8,500, 7,050 and 20,750 HRMY shares, restricted stock units over 2,625, 3,488 and 5,900 shares, and 2,506 shares of common stock held directly.

What are the exercise prices and expirations of Stephen M. Mollichella’s HRMY stock options?

Mollichella holds stock options with exercise prices of 37.4600, 30.6900, 38.0100 and 36.7600 per share, expiring on 2031-07-19, 2034-01-24, 2035-01-25 and 2036-01-22, respectively.

How do the HRMY restricted stock units reported by Stephen M. Mollichella vest?

Mollichella’s HRMY restricted stock units over 2,625 shares vest in two equal annual installments from January 24, 2027; 3,488 shares vest in three equal annual installments from January 25, 2027; and 5,900 shares vest in four equal annual installments from January 22, 2027, all subject to continued service.

How many HRMY common shares does Stephen M. Mollichella hold directly?

Stephen M. Mollichella directly holds 2,506 shares of Harmony Biosciences common stock, as reported in his Form 3 filing, separate from his option and restricted stock unit positions.

What role does Stephen M. Mollichella hold at Harmony Biosciences (HRMY) in this ownership report?

In the ownership report, Stephen M. Mollichella is identified as an officer of Harmony Biosciences with the title "INT PRINCIAL FINANCIAL OFFICER", and the filing details his existing stock options, restricted stock units and direct common stock holdings.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Mollichella Stephen M.

(Last)(First)(Middle)
C/O HARMONY BIOSCIENCES HOLDINGS, INC.

(Street)
PLYMOUTH MEETING PENNSYLVANIA 19462

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/16/2026
3. Issuer Name and Ticker or Trading Symbol
Harmony Biosciences Holdings, Inc. [ HRMY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
INT PRINCIAL FINANCIAL OFFICER
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock2,506D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (1)07/19/2031Common Stock12,172$37.46D
Stock Option (2)01/24/2034Common Stock8,500$30.69D
Stock Option (3)01/25/2035Common Stock7,050$38.01D
Stock Option (4)01/22/2036Common Stock20,750$36.76D
Restricted Stock Unit (5) (5)Common Stock2,625(5)D
Restricted Stock Unit (6) (6)Common Stock3,488(6)D
Restricted Stock Unit (7) (7)Common Stock5,900(7)D
Explanation of Responses:
1. The stock option vests with respect to 50% of the underlying shares on July 13, 2023, with the remaining shares vesting ratably on a monthly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
2. The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
3. The stock option vests with respect to 25% of the underlying shares on January 25, 2026, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
4. The stock option vests with respect to 25% of the underlying shares on January 22, 2027, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
5. The outstanding restricted stock units shall vest in two equal annual installments beginning on January 24, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
6. The outsanding restricted stock units shall vest in three equal annual installments beginning on January 25, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
7. The restricted stock units shall vest in four equal annual installments beginning on January 22, 2027, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.
/s/ Christian Ulrich, Attorney-in-Fact07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)