Heritage Insurance (NYSE: HRTG) plans $342K stock sale from vested awards

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. filed a Form 144 notice for a proposed sale of up to 10,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares relate to restricted stock that vested under a registered plan based on services rendered on two prior vesting dates.

The filing lists 5,000 shares vesting on September 16, 2021 and 5,000 shares vesting on May 6, 2024 as the sources of the securities. The common stock is listed on the NYSE.

Key Figures

Shares proposed to be sold: 10,000 shares Aggregate value of securities: $341,587.00 Vesting tranche 1: 5,000 shares +2 more

5 metrics

Shares proposed to be sold 10,000 shares Common stock listed with Morgan Stanley Smith Barney LLC Executive Financial Services

Aggregate value of securities $341,587.00 Value associated with the 10,000 shares of common stock covered by the notice

Vesting tranche 1 5,000 shares Restricted stock vesting under a registered plan on 09/16/2021 for services rendered

Vesting tranche 2 5,000 shares Restricted stock vesting under a registered plan on 05/06/2024 for services rendered

Exchange NYSE Listing venue for the common stock referenced in the Form 144

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, services rendered, Executive Financial Services

4 terms

Form 144 regulatory

"Heritage Insurance Holdings, Inc. filed a Form 144 notice for a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 05/06/2024 | Restricted Stock Vesting Under a Registered Plan | Issuer"

services rendered financial

"5000 | 05/06/2024 | Services Rendered Common | 09/16/2021"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

What does HRTG’s latest Form 144 filing report?

The Form 144 for HRTG reports a proposed sale of up to 10,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, relating to previously vested restricted stock awards under a registered plan.

How many HRTG shares are covered by the proposed Form 144 sale?

The Form 144 covers up to 10,000 shares of Heritage Insurance Holdings, Inc. common stock. These shares originate from two restricted stock vesting events of 5,000 shares each that occurred in 2021 and 2024.

What is the aggregate value reported in HRTG’s Form 144?

The notice reports an aggregate value of $341,587.00 for the 10,000 shares of common stock covered. This figure reflects the value associated with the securities listed as proposed to be sold under the Form 144 filing.

What are the sources of the HRTG shares listed in the Form 144?

The shares come from restricted stock vesting under a registered plan: 5,000 shares vested on 09/16/2021 and another 5,000 shares vested on 05/06/2024, both described as granted for services rendered.

On which exchange is HRTG’s common stock listed in this Form 144?

The Form 144 states that Heritage Insurance Holdings, Inc. common stock is listed on the NYSE. This identifies the trading market for the class of common shares referenced in the proposed sale notice.

Which broker is involved in the HRTG Form 144 proposed sale?

The notice identifies Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004 as the broker associated with the proposed sale of HRTG common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 04:52 PM Accepted by SEC EDGAR 08/17/2026 - 04:51 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	341587.00	29732416	08/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/06/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			5000	05/06/2024	Services Rendered
Common	09/16/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			5000	09/16/2021	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)