Insider sales reported by Ernesto J. Garateix

Ernesto J. Garateix and related accounts reported multiple Regulation 144 sale notices for common stock of the company.

Rhea-AI Filing Summary

Ernesto J. Garateix and related accounts reported multiple Regulation 144 sale notices for common stock of the company. The excerpt lists several 10b5-1 and open‑market sales dated between 12/09/2025 and 01/20/2026, including examples of 7,000 shares sold on 12/09/2025 and 7,467 shares sold on 01/20/2026.

Insights

Compliance Analyst

Multiple scheduled/formula-based sales were reported under Regulation 144 and 10b5-1 plans.

The excerpt lists several open‑market and 10b5-1 transactions attributed to Ernesto J. Garateix and joint accounts, with trades dated 12/09/2025 through 01/20/2026. Reported quantities include blocks such as 7,000 and 7,467 shares.

These entries reflect compliance notices rather than ad hoc disposals; cash‑flow recipients and broader holding changes are not specified in the excerpt. Subsequent filings or broker statements would show settlement and final proceeds.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 filing for HRTG indicate?

This Form 144 lists proposed sales of common stock by Ernesto J. Garateix and related accounts. The excerpt shows multiple 10b5-1 and open‑market notices dated between 12/09/2025 and 01/20/2026 with specific share blocks reported.

Who filed the sales notices in the HRTG Form 144 excerpt?

The notices are attributed to Ernesto J. Garateix and joint accounts with Yvette Garateix, and to Morgan Stanley Smith Barney LLC as broker. Names and addresses appear in the excerpt alongside each reported trade date.

What sale quantities are shown in the excerpt?

The excerpt shows multiple share blocks, including 7,000 shares on 12/09/2025 and 7,467 shares on 01/20/2026. Each row pairs a trade date with the number of shares and a dollar amount for that trade.

Are these reported trades part of a 10b5-1 plan?

Yes. Several entries are labeled as 10b5-1 Sales, indicating they were executed under prearranged trading plans. The excerpt identifies some trades explicitly as 10b5-1 transactions.

Does the Form 144 excerpt state who received the sale proceeds?

The excerpt does not specify who received the proceeds. It lists the trades, broker, dates, shares, and dollar amounts, but it does not state the cash‑flow recipient or how proceeds were used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/20/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Heritage Insurance Holdings, Inc.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	867	21120.12	30911435	02/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2013	Open Market Purchase	Issuer			867	03/15/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	7467	194342.86
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	867	22595.93
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	7467	220118.95
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	867	25549.71
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/12/2025	1709	49298.33
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/11/2025	6291	178814.13
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/09/2025	7000	198537.50

144: Remarks and Signature

Remarks
Date of Notice	02/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)