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Ernesto J. Garateix reports multiple share sales (HRTG)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Ernesto J. Garateix and related accounts reported multiple Regulation 144 sale notices for common stock of the company. The excerpt lists several 10b5-1 and open‑market sales dated between 12/09/2025 and 01/20/2026, including examples of 7,000 shares sold on 12/09/2025 and 7,467 shares sold on 01/20/2026.

Positive

  • None.

Negative

  • None.

Insights

Multiple scheduled/formula-based sales were reported under Regulation 144 and 10b5-1 plans.

The excerpt lists several open‑market and 10b5-1 transactions attributed to Ernesto J. Garateix and joint accounts, with trades dated 12/09/2025 through 01/20/2026. Reported quantities include blocks such as 7,000 and 7,467 shares.

These entries reflect compliance notices rather than ad hoc disposals; cash‑flow recipients and broader holding changes are not specified in the excerpt. Subsequent filings or broker statements would show settlement and final proceeds.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does this Form 144 filing for HRTG indicate?

This Form 144 lists proposed sales of common stock by Ernesto J. Garateix and related accounts. The excerpt shows multiple 10b5-1 and open‑market notices dated between 12/09/2025 and 01/20/2026 with specific share blocks reported.

Who filed the sales notices in the HRTG Form 144 excerpt?

The notices are attributed to Ernesto J. Garateix and joint accounts with Yvette Garateix, and to Morgan Stanley Smith Barney LLC as broker. Names and addresses appear in the excerpt alongside each reported trade date.

What sale quantities are shown in the excerpt?

The excerpt shows multiple share blocks, including 7,000 shares on 12/09/2025 and 7,467 shares on 01/20/2026. Each row pairs a trade date with the number of shares and a dollar amount for that trade.

Are these reported trades part of a 10b5-1 plan?

Yes. Several entries are labeled as 10b5-1 Sales, indicating they were executed under prearranged trading plans. The excerpt identifies some trades explicitly as 10b5-1 transactions.

Does the Form 144 excerpt state who received the sale proceeds?

The excerpt does not specify who received the proceeds. It lists the trades, broker, dates, shares, and dollar amounts, but it does not state the cash‑flow recipient or how proceeds were used.
Heritage Insurance Hldgs Inc

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Insurance - Property & Casualty
Fire, Marine & Casualty Insurance
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United States
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