Heritage Insurance holder plans sale of 3,500 shares

Heritage Insurance Holdings, Inc. (HRTG) has a notice of proposed sale filed by stockholder Timothy Johns under Rule 144.

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. (HRTG) has a notice of proposed sale filed by stockholder Timothy Johns under Rule 144. The notice covers up to 3,500 shares of Heritage common stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an aggregate value of $117,915.00 listed. The shares were acquired from the issuer as restricted stock awards on 12/15/2023, related to restricted stock units that vested during the period from 12/15/2023 through 3/25/2026.

Key Figures

Shares to be sold: 3,500 shares Aggregate value: $117,915.00 Acquisition date of awards: 12/15/2023 +2 more

5 metrics

Shares to be sold 3,500 shares Common stock covered by Timothy Johns’ Rule 144 notice

Aggregate value $117,915.00 Value listed for 3,500 shares of Heritage common stock in the notice

Acquisition date of awards 12/15/2023 Date restricted stock awards from the issuer are listed as acquired

Vesting period for RSUs 12/15/2023 through 3/25/2026 Period during which restricted stock units vested, per the remark

Date of notice 08/19/2026 Date on which the Form 144 notice of proposed sale is dated

Key Terms

Rule 144, restricted stock awards, restricted stock units, notice of proposed sale

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock awards financial

"Restricted Stock Awards | Issuer | | | 3500 | 12/15/2023"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

restricted stock units financial

"acquired upon the vesting of restricted stock units during the period"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

notice of proposed sale regulatory

"Date of Notice | 08/19/2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for Heritage Insurance Holdings, Inc. (HRTG)?

The filing discloses that stockholder Timothy Johns intends to sell up to 3,500 shares of HRTG common stock under Rule 144. It is a notice of a potential sale by an affiliate, not a transaction by the company itself.

How many HRTG shares are covered by Timothy Johns’ planned Rule 144 sale?

The notice covers up to 3,500 shares of Heritage Insurance Holdings, Inc. common stock. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, subject to Rule 144 conditions and market execution.

What is the aggregate value of the HRTG shares in this Form 144 notice?

The Form 144 lists an aggregate value of $117,915.00 for the 3,500 shares of HRTG common stock. This amount reflects the valuation used for the notice and does not guarantee the eventual sale price received.

How and when did Timothy Johns acquire the HRTG shares to be sold?

The 3,500 shares to be sold were acquired as restricted stock awards from Heritage Insurance Holdings, Inc. on 12/15/2023. The accompanying remark states they were acquired upon vesting of restricted stock units from 12/15/2023 through 3/25/2026.

Which broker is handling the planned sale of HRTG shares under this Form 144?

The planned sale is listed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York. The shares are indicated for potential sale on the NYSE in compliance with Rule 144 requirements.

When was the notice of proposed sale for HRTG shares filed by Timothy Johns?

The notice of proposed sale on Form 144 is dated 08/19/2026. It documents the intent of Timothy Johns to sell up to 3,500 shares of Heritage Insurance Holdings, Inc. common stock, subject to Rule 144 limitations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:27 PM Accepted by SEC EDGAR 08/19/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001469998
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Heritage Insurance Holdings, Inc.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	TIMOTHY JOHNS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	117915.00	29732416	08/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2023	Restricted Stock Awards	Issuer			3500	12/15/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 12/15/2023 through 3/25/2026.
Date of Notice	08/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Timothy Johns
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)