HRTG Form 144: Rule 144 Notice and 10b5-1 Sales

HRTG filed a Form 144 reporting proposed sales of common stock under Rule 144 and disclosing recent Section 10b5-1 executed sales by the reporting persons.

Rhea-AI Filing Summary

HRTG filed a Form 144 reporting proposed sales of common stock under Rule 144 and disclosing recent Section 10b5-1 executed sales by the reporting persons. The filing lists multiple 10b5-1 sale dates and amounts, including 01/20/2026 with 194,342.86 and 22,595.93, and 12/22/2025 with 220,118.95 and 25,549.71.

Insights

Securities Compliance Attorney

Form 144 notifies the market of intended Rule 144 sales and records recent 10b5-1 plan executions.

Rule 144 notices signal an intent to sell restricted or control stock in reliance on statutory resale exemptions. This filing names the broker and lists multiple executed 10b5-1 transactions with dates and per-trade amounts.

Timing and ultimate sales depend on plan terms and market activity; cash-flow treatment and total shares now proposed for sale are not aggregated in the excerpt.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does HRTG's Form 144 disclose?

The Form 144 notifies of proposed Rule 144 sales of common stock. It lists recent executed 10b5-1 sales with dates and amounts, including 01/20/2026 and 12/22/2025, showing individual trade amounts recorded by the filing.

Does the Form 144 show completed sales or proposed sales for HRTG?

It records both: the Form 144 registers proposed Rule 144 sales, and the filing separately lists completed Section 10b5-1 sales executed on specific dates with stated amounts such as 01/20/2026 and 12/22/2025.

Who is the broker listed on the HRTG Form 144?

The filing names Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker executing the transactions. The excerpt ties broker details to the securities-to-be-sold section on the filing cover.

Which recent 10b5-1 sale amounts are shown in the filing?

Examples include a 10b5-1 sale on 01/20/2026 for 194,342.86 and another on the same date for 22,595.93, plus 12/22/2025 entries for 220,118.95 and 25,549.71, as listed in the excerpt.

Does the Form 144 disclose total shares outstanding or aggregate proceeds?

The excerpt does not aggregate outstanding shares or total proceeds. It lists individual trade amounts and dates; the filing does not present a summed proceeds figure or a company-wide outstanding-share total in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 02/20/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Heritage Insurance Holdings, Inc.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO GARATEIX & YVETTE GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7467	181896.12	30911435	02/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/14/2016	Restricted Stock Units	Issuer			7467	11/14/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	7467	194342.86
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	867	22595.93
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	7467	220118.95
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	867	25549.71
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/12/2025	1709	49298.33
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/11/2025	6291	178814.13
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/09/2025	7000	198537.50

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 11/14/2016 through 08/11/2017.
Date of Notice	02/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)