Heritage Insurance CEO sells 2,500 shares

Heritage Insurance’s CEO disposed of a small block of common shares while retaining over one million shares directly.

Available on EDGAR 09/16/2026 - 04:59 PM EDT Accepted by SEC EDGAR 09/16/2026 - 04:58 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. (HRTG) reported that Chief Executive Officer and director Ernie J. Garateix sold 2,500 shares of common stock on September 14, 2026 in an open-market or private transaction at a weighted-average price of about $35.25 per share, with individual sale prices ranging from $35.245 to $35.27. After this transaction, he directly holds 1,035,955 shares of Heritage Insurance common stock, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 2,500 shares

Net Sell 1 txn

Insider Garateix Ernie J

Role Chief Executive Officer

Sold 2,500 shs ($88K)

Share of Position Sold 0.24%

Type	Security	Shares	Price	Value
Sale	Common Stock F1	2,500	$35.254	$88K

Holdings After Transaction: Common Stock — 1,035,955 shares (Direct)

Holdings Before and After: Common Stock, 1,038,455 to 1,035,955 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $35.245 to $35.27 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold: 2,500 shares Weighted-average sale price: $35.254 per share Sale price range: $35.245–$35.27 per share +3 more

6 metrics

Shares sold 2,500 shares Common stock sold by CEO on September 14, 2026

Weighted-average sale price $35.254 per share Weighted-average price for the 2,500 shares sold

Sale price range $35.245–$35.27 per share Range of execution prices for the reported sale

Shares owned after transaction 1,035,955 shares Direct holdings of CEO Ernie J. Garateix after the sale

Net shares sold 2,500 shares Net share change across all reported transactions in this Form 4

Number of sell transactions 1 transaction Single non-derivative sale reported

Key Terms

weighted average, open market or private transaction, Rule 10b5-1

3 terms

weighted average financial

"Represents the weighted average of the shares sold."

A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.

open market or private transaction financial

"Sale in open market or private transaction"

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for this sale"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HRTG report in this Form 4?

Heritage Insurance Holdings, Inc. reported that CEO and director Ernie J. Garateix sold 2,500 shares of common stock on September 14, 2026 in an open-market or private transaction.

At what price did the HRTG CEO sell shares on September 14, 2026?

The filing states a weighted-average sale price of $35.254 per share, with individual trades executed in a range from $35.245 to $35.27 per share for the 2,500 Heritage Insurance common shares sold.

How many HRTG shares does CEO Ernie J. Garateix hold after this sale?

After the reported sale, Ernie J. Garateix directly owns 1,035,955 shares of Heritage Insurance Holdings, Inc. common stock, according to the Form 4 disclosure.

Was the HRTG CEO’s September 14, 2026 stock sale under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, and there is no Rule 10b5-1 trading plan reported in connection with the September 14, 2026 stock sale.

What does the Form 4 footnote say about the HRTG sale price details?

The footnote explains that $35.254 is a weighted-average price, and that the 2,500 shares were sold at prices ranging from $35.245 to $35.27 per share. It also states the reporting person will provide full price breakdowns upon request.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Garateix Ernie J

(Last) (First) (Middle)

C/O HERITAGE INSURANCE HOLDINGS, INC.

1401 N. WESTSHORE BLVD

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Heritage Insurance Holdings, Inc. [ HRTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		S		2,500	D	$35.254(1)	1,035,955	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $35.245 to $35.27 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Remarks:

	/s/ Ernie J. Garateix	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)