Heritage Insurance officer plans $88K stock sale

Available on EDGAR 09/14/2026 - 04:41 PM EDT Accepted by SEC EDGAR 09/14/2026 - 04:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. (HRTG) executive officer Ernesto J. Garateix has filed a Rule 144 notice covering the proposed sale of 2,500 shares of common stock, with an aggregate market value listed as $88,135, relating to shares acquired in an open market purchase on May 6, 2024.

The notice also reports that during the prior three months Garateix sold additional common shares in several transactions, and cites 29,732,416 shares of Heritage Insurance Holdings, Inc. common stock outstanding as of September 14, 2026.

Key Figures

Shares to be sold under Rule 144: 2,500 shares Aggregate market value of shares to be sold: $88,135 Shares outstanding: 29,732,416 shares +4 more

7 metrics

Shares to be sold under Rule 144 2,500 shares Common stock covered by the notice filed by Ernesto J. Garateix

Aggregate market value of shares to be sold $88,135 Value associated with 2,500 shares of common stock in the Rule 144 notice

Shares outstanding 29,732,416 shares Common stock outstanding for Heritage Insurance Holdings, Inc. as of September 14, 2026

Sale on September 3, 2026 2,500 shares for $87,750 Common stock sold by Ernesto J. Garateix during the past three months

Sale on August 24, 2026 10,000 shares for $348,750 Common stock sold by Ernesto J. Garateix during the past three months

Sale on August 18, 2026 5,000 shares for $172,725 Common stock sold by Ernesto J. Garateix during the past three months

Sale on August 17, 2026 5,000 shares for $171,250 Common stock sold by Ernesto J. Garateix during the past three months

Key Terms

Rule 144, aggregate market value, Open Market Purchase, Open Market

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

aggregate market value financial

"Common ... 2500 | 88135.00 | 29732416 | 09/14/2026 | NYSE"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Open Market Purchase financial

"Common | 05/06/2024 | Open Market Purchase | Open Market"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Open Market financial

"05/06/2024 | Open Market Purchase | Open Market"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Heritage Insurance Holdings, Inc. (HRTG)?

The filing discloses that officer Ernesto J. Garateix submitted a Rule 144 notice for the sale of 2,500 shares of HRTG common stock, with an aggregate market value of $88,135, tied to shares acquired via an open market purchase on May 6, 2024.

How many Heritage Insurance (HRTG) shares are covered by this Rule 144 notice?

The notice covers 2,500 shares of Heritage Insurance Holdings, Inc. common stock, with an indicated aggregate market value of $88,135 as reflected in the securities information section of the filing.

What recent Heritage Insurance (HRTG) stock sales did Ernesto J. Garateix report?

Over the prior three months, Garateix reported four sales of HRTG common stock: 2,500 shares on September 3, 2026 for $87,750; 10,000 shares on August 24, 2026 for $348,750; 5,000 shares on August 18, 2026 for $172,725; and 5,000 shares on August 17, 2026 for $171,250.

How many Heritage Insurance (HRTG) shares were outstanding according to this notice?

The notice lists 29,732,416 shares of Heritage Insurance Holdings, Inc. common stock outstanding as of September 14, 2026, providing context for the relative size of the reported and proposed sales.

How were the Heritage Insurance (HRTG) shares to be sold originally acquired?

The filing states that the 2,500 shares covered by the notice were acquired in an open market purchase on May 6, 2024, for cash consideration, and are now the subject of a planned sale under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE INSURANCE HOLDINGS, INC.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	(727) 362-7200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO J GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2500	88135.00	29732416	09/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/06/2024	Open Market Purchase	Open Market			2500	05/06/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	09/03/2026	2500	87750.00
ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	08/24/2026	10000	348750.00
ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	08/18/2026	5000	172725.00
ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	08/17/2026	5000	171250.00

144: Remarks and Signature

Remarks
Date of Notice	09/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)