Heritage Insurance exec sells 3,500 shares at $34.74

A Zephyr Insurance Company executive sold 3,500 HRTG shares under a pre-arranged Rule 10b5-1 trading plan, retaining 21,938 shares afterward.

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. (HRTG) reported that Timothy E. Johns, President of subsidiary Zephyr Insurance Company, sold common stock in a planned transaction. On September 18, 2026, he sold 3,500 shares of Heritage common stock at a weighted average price of $34.7369 per share, under a Rule 10b5-1 trading plan adopted on May 20, 2026. After this sale, he directly held 21,938 shares of Heritage common stock.

Insider Trade Summary 10b5-1

Net Seller: 3,500 shares

Net Sell 1 txn

Insider JOHNS TIMOTHY E

Role See Remarks

Sold 3,500 shs ($122K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	3,500	$34.7369	$122K

Holdings After Transaction: Common Stock — 21,938 shares (Direct)

Footnotes (2)

1. F1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on May 20, 2026.
2. F2. Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $34.42 to $35.03 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold: 3,500 shares Weighted average sale price: $34.7369 per share Sale price range: $34.42–$35.03 per share +2 more

5 metrics

Shares sold 3,500 shares Common stock sale on September 18, 2026

Weighted average sale price $34.7369 per share Common stock sold on September 18, 2026

Sale price range $34.42–$35.03 per share Price range for shares sold on September 18, 2026

Shares held after transaction 21,938 shares Direct ownership after September 18, 2026 sale

Rule 10b5-1 plan adoption date May 20, 2026 Date Timothy E. Johns adopted the trading plan used for this sale

Key Terms

Rule 10b5-1 trading plan, weighted average, open market or private transaction

3 terms

Rule 10b5-1 trading plan regulatory

"sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average financial

"Represents the weighted average of the shares sold"

A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HRTG report for Timothy E. Johns?

Heritage Insurance Holdings, Inc. reported that Timothy E. Johns sold 3,500 shares of HRTG common stock on September 18, 2026, in an open-market or private transaction, and held 21,938 shares directly after the sale.

At what price were the 3,500 HRTG shares sold by the Zephyr executive?

The 3,500 HRTG shares were sold at a weighted average price of $34.7369 per share. A footnote states the individual sale prices ranged from $34.42 to $35.03 per share.

Was the HRTG insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Timothy E. Johns on May 20, 2026.

How many HRTG shares does Timothy E. Johns hold after this transaction?

After the September 18, 2026 sale, Timothy E. Johns directly held 21,938 shares of Heritage Insurance Holdings, Inc. common stock.

What role does the reporting person hold in relation to HRTG?

The reporting person, Timothy E. Johns, is identified as President, Zephyr Insurance Company, which is a subsidiary of Heritage Insurance Holdings, Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 04:57 PM Accepted by SEC EDGAR 09/22/2026 - 04:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOHNS TIMOTHY E

(Last) (First) (Middle)

C/O HERITAGE INSURANCE HOLDINGS, INC.

1401 N WESTSHORE BLVD

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Heritage Insurance Holdings, Inc. [ HRTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		S		3,500(1)	D	$34.7369(2)	21,938	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on May 20, 2026.

2. Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $34.42 to $35.03 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Remarks:

President, Zephyr Insurance Company

	/s/ Timothy E. Johns	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)