Heritage Insurance officer plans $124K stock sale

An officer of Heritage Insurance Holdings, Inc. filed a Rule 144 notice to sell 3,500 shares of HRTG common stock acquired from restricted stock awards.

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. (HRTG) received a Rule 144 notice from officer Timothy Johns covering planned sales of company common stock. Johns intends to sell 3,500 shares of common stock through Morgan Stanley Smith Barney, with an indicated aggregate value of about $123,970, on the NYSE. The shares were or will be acquired upon vesting of restricted stock awards granted by the issuer during the period from December 15, 2023 through March 25, 2026. The notice also lists a prior 10b5‑1 sale by Johns of 3,500 shares of common stock for proceeds of about $117,864.25 on August 19, 2026.

Key Figures

Shares to be sold: 3,500 shares Planned sale value: $123,970.00 Prior 10b5‑1 sale proceeds: $117,864.25 +3 more

6 metrics

Shares to be sold 3,500 shares Planned sale of Heritage Insurance common stock under Rule 144

Planned sale value $123,970.00 Aggregate value for the 3,500 HRTG shares listed to be sold

Prior 10b5‑1 sale proceeds $117,864.25 Sale of 3,500 HRTG shares on August 19, 2026

Prior 10b5‑1 shares sold 3,500 shares Common stock sold on August 19, 2026 under a 10b5‑1 plan

Vesting period for restricted stock awards December 15, 2023 to March 25, 2026 Period during which the awards providing the shares vest

Date of notice September 18, 2026 Date on which the Rule 144 notice was signed

Key Terms

Rule 144, restricted stock awards, 10b5-1

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock awards financial

"The securities to be sold were or will be acquired upon the vesting of restricted stock awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

10b5-1 regulatory

"10b5-1 Sales for TIMOTHY JOHNS"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Heritage Insurance Holdings, Inc. (HRTG)?

It discloses that officer Timothy Johns filed a Rule 144 notice to sell 3,500 shares of HRTG common stock, acquired from restricted stock awards, through Morgan Stanley Smith Barney on the NYSE.

How many Heritage Insurance (HRTG) shares are covered by this planned Rule 144 sale?

The notice covers a planned sale of 3,500 shares of Heritage Insurance Holdings, Inc. common stock, with an indicated aggregate value of about $123,970 at the time of the filing data.

What past sales of HRTG stock by Timothy Johns are reported in this Form 144?

The filing reports a prior 10b5‑1 plan sale by Timothy Johns of 3,500 shares of HRTG common stock on August 19, 2026, for aggregate proceeds of about $117,864.25.

How were the Heritage Insurance (HRTG) shares to be sold obtained?

The shares to be sold were or will be acquired upon the vesting of restricted stock awards granted by Heritage Insurance Holdings, Inc. during the period from December 15, 2023 through March 25, 2026.

Which broker is handling the proposed HRTG share sale under this Form 144?

The proposed sale of Heritage Insurance Holdings, Inc. common stock is listed as being through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, New York.

When was the Rule 144 notice for the Heritage Insurance (HRTG) sale dated?

The notice of proposed sale under Rule 144 for Heritage Insurance Holdings, Inc. common stock is dated September 18, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 04:20 PM Accepted by SEC EDGAR 09/18/2026 - 04:19 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001469998
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE INSURANCE HOLDINGS INC
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	TIMOTHY JOHNS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	123970.00	29732416	09/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2023	Restricted Stock Awards	Issuer			3500	12/15/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for TIMOTHY JOHNS 1401 N. Westshore Blvd Tampa FL 33607	Common	08/19/2026	3500	117864.25

144: Remarks and Signature

Remarks	The securities to be sold were or will be acquired upon the vesting of restricted stock awards during the period of 12/15/2023 through 03/25/2026.
Date of Notice	09/18/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ TIMOTHY JOHNS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)