STOCK TITAN

Horizon Tech Finance (HRZN) 4.875% 2026 notes delist from NYSE

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
25-NSE

Rhea-AI Filing Summary

Horizon Technology Finance Corp. has had its 4.875% Notes due 2026 removed from listing and registration on the New York Stock Exchange. The Exchange filed a Form 25, certifying that it met the requirements of Section 12(b) of the Securities Exchange Act and related Rule 12d2-2.

Positive

  • None.

Negative

  • None.
UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-34937
Issuer: Horizon Technology Finance Corp
Exchange: NEW YORK STOCK EXCHANGE LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 312 FARMINGTON AVENUENULL
FARMINGTON CONNECTICUT 06032
Telephone number: 860-676-8654
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
4.875% Notes due 2026
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2026-01-29 By Anthony Sozzi Analyst, Market Watch
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Horizon Technology Finance Corp. (HRZN) disclose in this Form 25?

The filing states that Horizon Technology Finance Corp.’s 4.875% Notes due 2026 are being removed from listing and registration on the New York Stock Exchange. The Exchange filed Form 25 under Section 12(b) and Rule 12d2-2 after complying with its internal delisting procedures.

Which Horizon Technology Finance security is being delisted from the NYSE?

The affected security is Horizon Technology Finance Corp.’s 4.875% Notes due 2026. The New York Stock Exchange filed Form 25 to strike this class of notes from listing and/or withdraw its registration under Section 12(b) of the Securities Exchange Act of 1934.

Who initiated the removal of Horizon Technology Finance’s 4.875% Notes due 2026 from listing?

The New York Stock Exchange filed the Form 25 for removing the 4.875% Notes due 2026 from listing and/or registration. The Exchange certifies it has reasonable grounds to believe it meets all requirements for filing the notification under Rule 12d2-2.

Under which rules were Horizon Technology Finance’s notes removed from NYSE listing?

The removal of the 4.875% Notes due 2026 references Rule 12d2-2 under the Securities Exchange Act of 1934. The filing cites 17 CFR 240.12d2-2 provisions tied to striking a class of securities from listing and withdrawing registration on a national securities exchange.

Who signed the NYSE notification about Horizon Technology Finance’s 2026 notes?

The notification was signed on behalf of the New York Stock Exchange by Anthony Sozzi, Analyst, Market Watch. The Exchange certifies it has reasonable grounds to believe it satisfies all requirements to file Form 25 for the 4.875% Notes due 2026.

What is the issuer information for the delisted Horizon Technology Finance notes?

The issuer is Horizon Technology Finance Corp., located at 312 Farmington Avenue, Farmington, Connecticut 06032, with telephone 860-676-8654. This issuer information accompanies the Form 25 delisting its 4.875% Notes due 2026 from the New York Stock Exchange.
Horizon Techn

NASDAQ:HRZN

HRZN Rankings

HRZN Latest News

HRZN Latest SEC Filings

HRZN Stock Data

308.93M
43.85M
1.26%
6.6%
3.71%
Asset Management
Financial Services
Link
United States
FARMINGTON