Horizon Technology Finance director buys 6,000 shares
Horizon Technology Finance Corp director Thomas J. Allison filed an amended Form 4 after an open-market purchase of Common Stock.
Accepted by SEC EDGAR
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Form Type
4/A
Rhea-AI Filing Summary
Horizon Technology Finance Corp director Thomas J. Allison filed an amended Form 4 after an open-market purchase of Common Stock. He bought 6,000 shares on June 9, 2026 at $4.36 per share and now beneficially owns 56,617 shares.
The amendment corrects a previously reported post-transaction holding of 55,926 shares, which had omitted shares acquired through the company’s dividend reinvestment plan. The corrected figure now includes those reinvested dividend shares.
Insider Trade Summary
Net Buyer: 6,000 shares
Net Buy
1 txn
Insider
ALLISON THOMAS J.
Role
Director
Bought
6,000 shs ($26K)
Increase in Position
11.9%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 6,000 | $4.36 | $26K |
Holdings After Transaction:
Common Stock — 56,617 shares (Direct)
Holdings Before and After:
Common Stock, 50,617 to 56,617 shares (Direct)
Other Insiders: 5 other insiders reported open-market purchases of this stock in the 30 days up to this filing.
Footnotes (2)
- F1. Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares.
- F2. Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan.
Key Figures
Shares purchased: 6,000 shares
Purchase price: $4.36 per share
Beneficial ownership after transaction: 56,617 shares
+2 more
5 metrics
Shares purchased
6,000 shares
Open-market purchase on June 9, 2026
Purchase price
$4.36 per share
Common Stock transaction on June 9, 2026
Beneficial ownership after transaction
56,617 shares
Total Common Stock held following June 9, 2026 trade
Previously reported ownership
55,926 shares
Earlier post-transaction figure before correction
Net buy shares
6,000 shares
Net change from reported transactions in this filing
Key Terms
open-market purchase, beneficially owned, dividend reinvestment plan
3 terms
open-market purchase financial
"Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction")."
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficially owned financial
"it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
dividend reinvestment plan financial
"omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Horizon Technology Finance (HRZN) disclose in this Form 4/A?
Horizon Technology Finance director Thomas J. Allison reported an open-market purchase of 6,000 shares of Common Stock. The shares were bought on June 9, 2026 at $4.36 each, and his updated beneficial ownership reflects additional dividend reinvestment plan shares.
What is Thomas J. Allison’s total Horizon Technology Finance (HRZN) ownership after the transaction?
After the June 9, 2026 purchase, Thomas J. Allison beneficially owns 56,617 shares of Horizon Technology Finance Common Stock. This corrected total includes shares previously acquired under the company’s dividend reinvestment plan that were omitted from the earlier reported figure.
Why was the Horizon Technology Finance (HRZN) Form 4 amended?
The Form 4 was amended to correct the number of shares beneficially owned after the June 9, 2026 purchase. An earlier filing reported 55,926 shares but omitted dividend reinvestment plan shares; the corrected post-transaction ownership is now reported as 56,617 shares.
What role did the dividend reinvestment plan play in Horizon Technology Finance (HRZN) insider holdings?
The company’s dividend reinvestment plan provided additional Common Stock to the director, increasing his beneficial ownership. These reinvested dividend shares were mistakenly left out of the earlier post-transaction total and are now included in the corrected 56,617-share figure.
AI-generated analysis. How Rhea-AI works. Not financial advice.
