Welcome to our dedicated page for Hsbc Holdings Plc SEC filings (Ticker: HSBC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HSBC Holdings plc (HSBC) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer. HSBC files annual reports on Form 20‑F and frequent current reports on Form 6‑K, which together give investors detailed information about its global banking and financial services operations, capital structure, governance, and risk profile.
Form 6‑K filings for HSBC include a variety of disclosures, such as dividend announcements, voting rights and capital updates, board and senior management changes, and information on regulatory matters like Bank of England bank capital stress test results. Other 6‑K submissions cover employee share and incentive plans, including block listing six‑monthly returns and grants of conditional awards under the HSBC International Employee Share Purchase Plan and other share plans.
Filings also document transactions by persons discharging managerial responsibilities (PDMRs), where HSBC reports acquisitions of ordinary shares through dividend reinvestment or other mechanisms, in line with market abuse regulations. In addition, HSBC uses SEC filings to communicate significant group developments, such as joint announcements related to the proposed privatization of Hang Seng Bank Limited and associated listing withdrawal processes.
On Stock Titan, these filings are updated in near real time from the SEC’s EDGAR system. AI‑powered summaries help explain the content of lengthy documents, highlighting key points from annual reports (Form 20‑F), interim updates, dividend declarations, capital and voting rights notices, and share plan disclosures. Investors can quickly see what has changed, how board and governance announcements may affect oversight, and how share‑based compensation plans impact potential dilution.
Users interested in insider‑related activity can review PDMR transaction notices, while those focused on earnings, capital, and risk can turn to dividend and stress test‑related filings. Together, these documents form an official record of HSBC’s regulatory communications, supporting deeper analysis of HSBC stock.
HSBC Holdings plc updated its share capital and voting rights. As of 30 October 2025, the company had 17,201,971,220 ordinary shares of US$0.50 in issue, with no shares held in treasury.
This means the total number of voting rights is 17,201,971,220. Shareholders can use this figure as the denominator when assessing whether their holdings trigger disclosure requirements under UK and Hong Kong rules.
HSBC Holdings plc reported a manager share transaction. On 29 October 2025, Group Chief Information Officer Stuart Riley sold 22,404 ordinary shares of US$0.50 each at £10.69 per share on the London Stock Exchange, for a total of £239,498.76. The disclosure is made in accordance with the UK version of the EU Market Abuse Regulation.
HSBC Holdings filed a joint update on the proposal to privatise Hang Seng Bank via a scheme of arrangement under section 673 of the Companies Ordinance. With the Executive’s consent under Rule 8.2 of the Takeovers Code, the latest date to despatch the Scheme Document has been extended from 30 October 2025 to 17 December 2025.
A detailed timetable will be set out in the Scheme Document and a joint announcement upon despatch. On the basis that despatch occurs on or before 17 December 2025, and subject to the satisfaction (or, if applicable, waiver) of the Conditions, the proposal is currently expected to complete within the first quarter of 2026.
The update reiterates the standard caution that the proposal will only proceed if all Conditions are met or waived by the Conditions Long Stop Date, and advises care when dealing in the securities of HSBC Holdings and Hang Seng Bank.
HSBC Holdings plc announced the publication of a Base Prospectus Supplement dated 29 October 2025 to its 28 March 2025 Base Prospectus (with prior supplements dated 30 April 2025 and 31 July 2025). The supplement has been approved by the Financial Conduct Authority and is now available via HSBC’s issuance programmes page and will be submitted to the FCA’s National Storage Mechanism.
The notice reiterates distribution restrictions: any notes under the programme may be offered outside the United States to non‑U.S. persons under Regulation S, or within the United States to Qualified Institutional Buyers in accordance with Rule 144A. HSBC reports assets of US$3,234bn as of 30 September 2025.
HSBC Holdings plc reported a PDMR share transaction on a Form 6-K. On 27 October 2025, Ian Stuart, Chief Executive of HSBC UK Bank plc, acquired 16 ordinary shares under the UK Share Incentive Plan at £9.94564 per share. The total consideration was £159.13. The shares have a nominal value of US$0.50 and the transaction took place on the London Stock Exchange (XLON).
HSBC Holdings plc reported 3Q25 results on Form 6‑K. Reported profit before tax was $7.3bn, down $1.2bn year over year, as operating expenses rose to $10.1bn including $1.4bn of legal provisions. Revenue increased 5% to $17.8bn, with net interest income up 15% to $8.8bn and continued strength in Wealth. Expected credit losses were $1.0bn, broadly stable.
Annualised RoTE was 12.3%; excluding notable items it was 16.4%. The CET1 ratio was 14.5%. The Board approved a third interim dividend of $0.10 per share, and the previously announced $3bn share buy‑back was completed on 24 October.
For 9M25, reported profit before tax was $23.1bn, lower year over year mainly due to notable items. On outlook, HSBC targets a mid‑teens or better RoTE for 2025 (excluding notable items) and now expects 2025 banking NII of $43bn or better. The group has announced an intention not to initiate share buy‑backs temporarily in the context of a proposal to privatise Hang Seng Bank, which is expected to have an approximate 125 bps day‑one CET1 impact after requisite approvals.
HSBC Holdings plc announced a Zoom meeting for investors and analysts to discuss its 3Q 2025 earnings release, hosted by Group CFO Pam Kaur. The presentation is available at the company’s investor site, with a direct PDF link provided.
The webcast begins at 7:45am London, 3:45pm Hong Kong, and 2:45am New York. Replay access is available from 29 October 12:00pm GMT to 30 November 2025 12:00pm GMT via HSBC’s investor relations page. As context, HSBC reported assets of US$3,234bn as of 30 September 2025.
HSBC Holdings plc reported 3Q25 profit before tax of $7.3bn, down $1.2bn year over year, mainly due to $1.4bn legal provisions on historical matters. On a constant currency basis excluding notable items, profit before tax was $9.1bn, up 3%.
Revenue rose 5% to $17.8bn on stronger Wealth and higher banking net interest income. Net interest income was $8.8bn (up 15%) and net interest margin was 1.57%. Expected credit losses were $1.0bn, broadly stable. Operating expenses increased 24% to $10.1bn, reflecting provisions and planned investment. RoTE was 12.3%; excluding notable items, RoTE was 16.4%.
The CET1 ratio was 14.5%. The Board approved a third interim dividend of $0.10 per share and completed a $3bn buy-back. Guidance: mid‑teens or better RoTE for 2025 (excluding notable items) and banking NII of $43bn or better in 2025. The medium‑term CET1 target range remains 14%–14.5%, with an expected day‑one capital impact of about 125 bps if the proposed Hang Seng Bank privatization proceeds and buy-backs are temporarily paused.
HSBC Holdings plc will recognise a US$1.1bn provision in Q3 2025 following developments in the Herald Fund SPC litigation related to the Madoff fraud. The Luxembourg Court of Cassation denied HSSL’s appeal on Herald’s securities restitution claim and accepted HSSL’s appeal on the cash restitution claim; HSSL will pursue a second appeal before the Court of Appeal.
The provision is expected to have an around 15 bps impact on the Group’s CET1 capital ratio. It will be classified as a material notable item and will not impact FY25 RoTE excluding notable items or any dividend. HSBC plans to announce its Q3 2025 results on 28 October 2025.
HSBC Holdings plc reported the conclusion of its share buy-back programme. On 24 October 2025, the company purchased 1,297,200 ordinary shares on the Hong Kong Stock Exchange at a volume-weighted average price of HK$103.2808 (highest HK$103.5000, lowest HK$102.9000).
Since commencement, HSBC repurchased for cancellation 136,301,568 ordinary shares on UK venues at a VWAP of £9.8038 per share and 91,040,400 ordinary shares on the Hong Kong Stock Exchange at a VWAP of HK$102.5661 per share, for total consideration of approximately US$3bn.
Following cancellation of shares repurchased on UK venues, issued ordinary share capital consists of 17,201,971,220 shares with voting rights; there are no treasury shares. Cancellation of Hong Kong repurchases takes longer, and a further total voting rights announcement will follow once completed.