Morgan Stanley Smith Barney LLC files Form 144; HST-related sale of 58,579 shares (HST)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notifying a proposed sale of Common stock in connection with executive financial services. The filing also records a recent sale of 58,579 shares on 05/08/2026 with an indicated gross amount of $1,288,738.00.

The filing lists two blocks of Restricted Stock from 02/09/2024 (7,837 shares) and 02/08/2024 (7,732 shares) identified as issuer-restricted holdings. No further terms, price range, or broker distribution details are provided in the excerpt.

Insights

Compliance Counsel

Form 144 records a proposed affiliate sale and a recent reported disposition.

The filing lists a proposed sale notice for Common shares and records a prior disposition of 58,579 shares on 05/08/2026 for $1,288,738.00. The notice references Restricted Stock grants dated 02/09/2024 and 02/08/2024 of 7,837 and 7,732 shares respectively.

Cash‑flow treatment and distribution mechanics are not shown in the excerpt; subsequent filings or broker disclosures would specify transaction method and net proceeds. Any regulatory or broker approval steps are not described in the provided text.

Key Figures

Shares sold (reported): 58,579 shares Gross amount reported: $1,288,738.00 Restricted stock (02/09/2024): 7,837 shares +1 more

4 metrics

Shares sold (reported) 58,579 shares Disposition dated 05/08/2026

Gross amount reported $1,288,738.00 Value shown alongside the 05/08/2026 sale row

Restricted stock (02/09/2024) 7,837 shares Issuer-restricted stock dated 02/09/2024

Restricted stock (02/08/2024) 7,732 shares Issuer-restricted stock dated 02/08/2024

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 02/09/2024 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Restricted Stock | Issuer | 7837"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15569	358087.00	684879281	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2024	Restricted Stock	Issuer			7837	02/09/2024	Not Applicable
Common	02/08/2024	Restricted Stock	Issuer			7732	02/08/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NATHAN TYRRELL 4747 Bethesda Aveune Suite 1300 Bethesda MD 20814	Common	05/08/2026	58579	1288738.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HST Form 144 filing show about proposed share sales?

The filing notifies a proposed sale of Common stock by an affiliate. It lists a recent disposition of 58,579 shares on 05/08/2026 for $1,288,738.00 and two issuer‑restricted stock blocks dated 02/09/2024 (7,837 shares) and 02/08/2024 (7,732 shares).

How many shares were reported sold recently in the HST excerpt?

The excerpt records a sale of 58,579 shares on 05/08/2026. The filing associates that sale with a gross amount of $1,288,738.00 in the reported row.

What restricted stock grants are listed in the HST filing?

Two issuer-restricted stock entries appear: 7,837 shares dated 02/09/2024 and 7,732 shares dated 02/08/2024. Both entries are labeled as Restricted Stock and identified as issuer shares.

Does the filing state how proceeds will be used or who receives them?

The provided excerpt does not state proceeds recipients or intended use. It shows a gross amount for a recorded sale but does not describe net proceeds, payee, or distribution mechanics.