38,900-share Form 144 notice for HTFL (NASDAQ: HTFL)

Rhea-AI Filing Summary

HTFL submitted a Form 144 notice to sell 38,900 shares of Common Stock, listed as securities issued upon a stock option exercise on 06/25/2024. The filing lists brokerage handling by Fidelity Brokerage Services LLC and indicates cash proceeds as the sale method. The excerpt also shows recent open-market dispositions by John C. M. Farquhar of 22,562 shares on 04/10/2026, 22,562 shares on 05/11/2026, and 22,562 shares on 06/10/2026, with reported gross amounts for each sale.

Insights

Securities Counsel

Form 144 reports an intended resale of shares post-exercise and recent dispositions by a named holder.

The filing lists 38,900 shares tied to a stock option exercise dated 06/25/2024 and identifies Fidelity Brokerage Services LLC as the broker. The method of sale is stated as Cash, consistent with an ordinary resale under Rule 144 procedures.

Reported prior sales by John C. M. Farquhar show three transactions of 22,562 shares each on 04/10/2026, 05/11/2026, and 06/10/2026 with gross proceeds listed. Subsequent filings or broker confirmations would show execution details and net proceeds.

Key Figures

Shares offered in Form 144: 38,900 shares Past sale - Apr 10, 2026: 22,562 shares Past sale - May 11, 2026: 22,562 shares +3 more

6 metrics

Shares offered in Form 144 38,900 shares stock option exercise dated 06/25/2024

Past sale - Apr 10, 2026 22,562 shares sale by John C. M. Farquhar on 04/10/2026 for <money>$602,856.64</money>

Past sale - May 11, 2026 22,562 shares sale by John C. M. Farquhar on 05/11/2026 for <money>$657,005.44</money>

Past sale - Jun 10, 2026 22,562 shares sale by John C. M. Farquhar on 06/10/2026 for <money>$643,017.00</money>

Brokerage contact Fidelity Brokerage Services LLC 900 Salem Street, Smithfield RI (listed in filing)

Numeric field present 1361500.00 numeric value present in excerpt (exact label not provided)

Key Terms

Form 144, Stock Option Exercise, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Common | 06/25/2024 | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Fidelity Brokerage Services LLC market

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI"

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Available on EDGAR 06/24/2026 - 10:39 AM Accepted by SEC EDGAR 06/24/2026 - 10:38 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	38900	1361500.00	86240828	06/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/25/2024	Stock Option Exercise	Issuer			38900	06/25/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John C M Farquhar 135 Main Street Suite 1000 San Francisco CA 94105	Common	04/10/2026	22562	602856.64
John C M Farquhar 135 Main Street Suite 1000 San Francisco CA 94105	Common	05/11/2026	22562	657005.44
John C M Farquhar 135 Main Street Suite 1000 San Francisco CA 94105	Common	06/10/2026	22562	643017.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does HTFL's Form 144 disclose about the shares to be sold?

The Form 144 lists 38,900 shares of common stock tied to a stock option exercise dated 06/25/2024. It identifies Fidelity Brokerage Services LLC as the broker and states the sale method as Cash.

Who reported recent share sales in the filing for HTFL?

The excerpt shows recent dispositions by John C. M. Farquhar: 22,562 shares on 04/10/2026, 22,562 shares on 05/11/2026, and 22,562 shares on 06/10/2026, with gross amounts reported for each transaction.

Does the Form 144 state how proceeds will be handled?

The filing indicates the securities to be sold were exercised for Cash and lists gross amounts for recent sales; it does not specify the recipient or use of net proceeds in the provided excerpt.

What role does Fidelity Brokerage Services LLC play in the HTFL filing?

The excerpt identifies Fidelity Brokerage Services LLC with an address and appears under securities/broker information, indicating it is the broker handling the reported resale transactions.