HTFL (HTFL) investor files Form 144 to sell 200,000 common shares

Rhea-AI Filing Summary

A holder of HTFL common stock filed to potentially sell up to 200,000 shares through UBS Financial Services Inc. on NASDAQ, with an aggregate market value of $8,434,000.00. Total common shares outstanding are 86,398,778.

The filing also reports an in-kind distribution of 629,804 shares from HCPCIV 1 LLC dated March 30, 2026, listed among securities sold during the past three months.

Key Figures

Shares to be sold: 200,000 shares Aggregate market value: $8,434,000.00 Shares outstanding: 86,398,778 shares +2 more

5 metrics

Shares to be sold 200,000 shares Common equity planned sale under Form 144

Aggregate market value $8,434,000.00 Estimated value of 200,000 shares to be sold

Shares outstanding 86,398,778 shares HTFL common shares outstanding

Potential sale date 08/14/2026 Date from which the planned sale may occur

In-kind distribution 629,804 shares Distribution from HCPCIV 1 LLC on 03/30/2026

Key Terms

Form 144, in-kind distribution, Common Equity

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

in-kind distribution financial

"03/30/2026 | In-Kind Distribution from HCPCIV 1 LLC"

A distribution of value to shareholders or beneficiaries made by transferring assets instead of paying cash, such as shares, bonds, or property. Like receiving a box of goods rather than money, it changes what you hold rather than adding liquid funds; investors care because it affects a portfolio’s composition, liquidity, tax reporting, and cost basis for the received assets.

Common Equity financial

"Common Equity | UBS Financial Services Inc. 1000 Harbor Blvd"

Common equity is the ownership stake represented by a company’s common shares; holders have voting rights, share in dividends and stock price gains, and are last in line to be paid if the company is wound up after creditors and preferred shareholders. It matters to investors because it defines control, potential upside and downside risk—think of it like the top layer of ownership that offers the biggest reward but also bears the biggest loss if things go wrong.

FAQ

What does the HTFL Form 144 filing disclose about planned share sales?

The Form 144 discloses an intention to sell up to 200,000 shares of HTFL common equity through UBS Financial Services Inc. on NASDAQ, with an aggregate market value of $8,434,000.00. It is a notice of potential future sales, not a completed transaction.

How many HTFL shares are outstanding according to this Form 144?

The Form 144 states that there are 86,398,778 HTFL common shares outstanding. This figure provides context for the planned sale of up to 200,000 shares, showing the potential sale size relative to the total share base.

What past transactions involving HTFL shares are noted in this Form 144?

The filing notes an in-kind distribution of 629,804 shares of HTFL common equity from HCPCIV 1 LLC on March 30, 2026. This transaction is listed under securities sold during the past three months.

Which broker is involved in the planned HTFL share sale on Form 144?

The planned sale of up to 200,000 HTFL common shares is to be handled by UBS Financial Services Inc., located at 1000 Harbor Blvd, 3rd Floor, Weehawken, NJ 07086, with trading expected on NASDAQ.

When is the potential sale date for the HTFL shares listed on Form 144?

The Form 144 lists a potential sale date of August 14, 2026 for up to 200,000 HTFL common shares. This date indicates when the seller may begin selling, subject to market conditions and applicable rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/14/2026 - 04:58 PM Accepted by SEC EDGAR 08/14/2026 - 04:58 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Equity	UBS Financial Services Inc. 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	200000	8434000.00	86398778	08/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Equity	03/30/2026	In-Kind Distribution from HCPCIV 1 LLC	HCPCIV 1 LLC			629804	03/30/2026	In-Kind Distribution

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)