STOCK TITAN

Heartflow CFO sells 33,416 shares in plan

Heartflow’s CFO reported pre-planned open-market sales totaling 33,416 shares under a Rule 10b5-1 plan.

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Heartflow, Inc. (HTFL) disclosed that its Chief Financial Officer, Vikram Verghese, sold a total of 33,416 shares of common stock in open-market transactions on September 2–3, 2026. All reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2026.

On September 3, 2026, he sold 27,540 shares at a weighted average price of about $49.69 per share, from individual trades between $48.22 and $50.80. On September 2, 2026, he sold 5,876 shares at $50.60 per share in a separate open-market transaction.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Verghese Vikram
Role Chief Financial Officer
Sold 33,416 shs ($1.67M)
Type Security Shares Price Value
Sale Common Stock. F1, F2 27,540 $49.6903 $1.37M
Sale Common Stock. F1 5,876 $50.60 $297K
Holdings After Transaction: Common Stock. — 221,143 shares (Direct)
Footnotes (2)
  1. F1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
  2. F2. This transaction was executed in multiple trades at price ranging from $48.22 to $50.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Total shares sold 33,416 shares Aggregate of reported sales by the CFO on September 2–3, 2026
Shares sold September 3, 2026 27,540 shares Open-market sale of common stock on September 3, 2026
Weighted average sale price September 3, 2026 $49.69 per share Weighted average for trades ranging from $48.22 to $50.80
Shares sold September 2, 2026 5,876 shares Open-market sale of common stock on September 2, 2026
Sale price September 2, 2026 $50.60 per share Per-share price for the September 2, 2026 sale transaction
Rule 10b5-1 plan adoption date June 4, 2026 Date the reporting person adopted the trading plan covering these sales
Rule 10b5-1 trading plan regulatory
"The transaction reported ... was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
open market or private transaction financial
"Sale in open market or private transaction"

FAQ

Who from HTFL sold shares in this Form 4 filing?

The filer is Vikram Verghese, the Chief Financial Officer of Heartflow, Inc. The Form 4 reports his transactions in the company’s common stock as the reporting person.

How many HTFL shares did the CFO sell in this Form 4?

The CFO sold a total of 33,416 shares of Heartflow, Inc. common stock, consisting of 27,540 shares on September 3, 2026 and 5,876 shares on September 2, 2026.

At what prices were the HTFL shares sold by the CFO?

On September 3, 2026, 27,540 shares were sold at a weighted average price of $49.69 per share, with individual trades from $48.22 to $50.80. On September 2, 2026, 5,876 shares were sold at $50.60 per share.

Were the HTFL insider sales made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were effected under a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2026, and the plan-status checkbox is affirmed.

What type of transactions are reported in this HTFL Form 4?

Both transactions are sales of common stock in open-market or private transactions, coded as sales in the non-derivative section. No derivative security exercises or gifts are reported in this filing.

Does the Form 4 state the CFO’s remaining HTFL share holdings?

No. For the reported sale transactions, the line for shares beneficially owned following the transaction is left blank, so the filing does not specify his post-transaction holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Verghese Vikram

(Last)(First)(Middle)
C/O HEARTFLOW, INC.
135 MAIN STREET, SUITE 1000

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock.09/02/2026S(1)5,876D$50.6248,683D
Common Stock.09/03/2026S(1)27,540D$49.6903(2)221,143D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
2. This transaction was executed in multiple trades at price ranging from $48.22 to $50.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Nga Van, by power of attorney09/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading