Heartflow (HTFL) CAO reports ESPP share award and RSU tax withholding
Rhea-AI Filing Summary
Heartflow, Inc. Chief Accounting Officer Marie L. Jones reported several transactions in the company’s common stock. On March 6, 2026, she acquired 1,661 shares at $16.15 per share through an Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c). On August 6 and 7, 2026, a total of 568 shares were withheld by the issuer at prices of $27.19 and $28.82 per share, respectively, to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units, rather than being sold in open-market transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,093 shares
Net Buy
3 txns
Insider
Jones Marie L.
Role
Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock. F2 | 82 | $28.82 | $2K |
| Tax Withholding | Common Stock. F2 | 486 | $27.19 | $13K |
| Grant/Award | Common Stock. F1 | 1,661 | $16.15 | $27K |
Holdings After Transaction:
Common Stock. — 32,176 shares (Direct)
Footnotes (2)
- F1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).? The share balance reflects the Reporting Person's total current holdings immediately following the reported transaction.
- F2. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
Key Figures
ESPP shares acquired: 1,661 shares
ESPP acquisition price: $16.15 per share
Tax-withheld shares Aug 6, 2026: 486 shares
+2 more
5 metrics
ESPP shares acquired
1,661 shares
Common stock acquired on March 6, 2026 under Employee Stock Purchase Plan
ESPP acquisition price
$16.15 per share
Price for 1,661 ESPP shares acquired on March 6, 2026
Tax-withheld shares Aug 6, 2026
486 shares
Shares retained by issuer at $27.19 per share for income tax withholding
Tax-withheld shares Aug 7, 2026
82 shares
Shares retained by issuer at $28.82 per share for income tax withholding
Total shares withheld for taxes
568 shares
Aggregate of code F transactions related to RSU vesting tax obligations
Key Terms
Employee Stock Purchase Plan, Rule 16b-3(c), restricted stock units, net settlement, +1 more
5 terms
Employee Stock Purchase Plan financial
"These shares were acquired under the Issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Rule 16b-3(c) regulatory
"acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
restricted stock units financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
income tax withholding financial
"to satisfy income tax withholding and remittance obligations in connection with the vesting"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did Heartflow (HTFL) report for Marie L. Jones?
Marie L. Jones reported an ESPP acquisition of 1,661 common shares on March 6, 2026, and issuer withholding of 568 shares on August 6–7, 2026 to cover income tax obligations on vesting RSUs.
What prices were reported for Marie L. Jones’s Heartflow (HTFL) transactions?
The ESPP acquisition was reported at $16.15 per share. The tax-withholding share amounts were valued at $27.19 per share on August 6, 2026 and $28.82 per share on August 7, 2026.
Were Marie L. Jones’s Heartflow (HTFL) transactions made under a Rule 10b5-1 plan?
The filing’s Rule 10b5-1 checkbox is not marked as a plan transaction, and the footnotes describe the ESPP acquisition and tax withholding on RSU vesting without referencing a trading plan.
Do the Heartflow (HTFL) Form 4 dispositions indicate open-market selling by Marie L. Jones?
No. The 568 shares reported with code F were retained by the issuer to cover income tax withholding on RSU vesting, rather than discretionary open-market sales by Marie L. Jones.